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A10 Networks, Inc. — Director's Dealing 2021
Aug 21, 2021
32028_dirs_2021-08-20_5fa31ad2-9ca6-4515-a090-df70cd68ac3e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: A10 Networks, Inc. (ATEN)
CIK: 0001580808
Period of Report: 2021-08-19
Reporting Person: Becker Brian (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-19 | Common Stock | M | 9315 | — | Acquired | 62688 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-19 | Performance-based Restricted Stock Units | $ | M | 9315 | Disposed | 2025-02-02 | Common Stock (9315.0) | Direct |
Footnotes
F1: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The second milestone achievement date occurred on August 17, 2021, as certified by the compensation committee of ATEN on August 19, 2021, resulting in 9,315 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 30, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of August 17, 2021, subject to continued employment. These shares are reflected on Table I.