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A10 Networks, Inc. — Director's Dealing 2019
Dec 16, 2019
32028_dirs_2019-12-16_e0dcc440-caf9-4ac6-aace-d8471ead67b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: A10 Networks, Inc. (ATEN)
CIK: 0001580808
Period of Report: 2019-12-12
Reporting Person: Trivedi Dhrupad (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-12 | Common Stock | A | 125000 | $0.00 | Acquired | 125000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-12 | Performance-based Restricted Stock Units | $ | A | 375000 | Acquired | Common Stock (375000) | Direct |
Footnotes
F1: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (12/5/2019), provided that the Reporting Person continues to serve through each vesting date.
F2: Each share is represented by a Performance-based Restricted Stock Unit ("PSU").
F3: The PSUs will become eligible to vest upon the achievement of certain stock price targets, as well as the Reporting Person's continued service to the Company, as previously disclosed in the Issuer's Current Report on Form 8-K that was filed with the U.S. Securities and Exchange Commission on November 21, 2019.