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A10 Networks, Inc. — Director's Dealing 2017
Jun 15, 2017
32028_dirs_2017-06-15_c40adca1-0218-4aa7-a41d-f3bc51fc4e2b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: A10 Networks, Inc. (ATEN)
CIK: 0001580808
Period of Report: 2017-06-14
Reporting Person: Constantino Thomas (EVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-14 | Common Stock | A | 175000 | $0.00 | Acquired | 175000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-14 | Employee Stock Option (right to buy) | $8.42 | A | 135000 | Acquired | 2027-06-14 | Common Stock (135000) | Direct |
Footnotes
F1: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (7/5/2017), provided that the Reporting Person continues to serve through each vesting date.
F2: One-fourth (1/4) of the shares subject to the option will vest on the first anniversary of the Vesting Commencement Date (6/12/2017), and the remaining shares will vest in equal monthly installments over the following 36 months, provided that the Reporting Person continues to serve through each vesting date.