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A10 Networks, Inc. — Director's Dealing 2015
Aug 6, 2015
32028_dirs_2015-08-06_2802ca09-dbca-4eca-8077-48ae2cfa5c23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: A10 Networks, Inc. (ATEN)
CIK: 0001580808
Period of Report: 2015-08-04
Reporting Person: CHEN LEE (Director, CEO and President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-04 | Common Stock | P | 28953 | $6.882 | Acquired | 10594975 | Direct |
| 2015-08-05 | Common Stock | P | 28819 | $6.841 | Acquired | 10623794 | Direct |
| 2015-08-06 | Common Stock | P | 29094 | $6.718 | Acquired | 10652888 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3200 | Indirect |
Footnotes
F1: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: This is the weighted average price of the purchased shares, which ranged from $6.40 to $7.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F3: This is the weighted average price of the purchased shares, which ranged from $6.62 to $6.985 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F4: This is the weighted average price of the purchased shares, which ranged from $6.60 to $6.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F5: Reflects an increase of 200 shares previously reported under the Reporting Person's direct ownership.
F6: Shares held of record by the U/A DTD 07/25/2000 Lee Chen Family Trust, for which the Reporting Person serves as a trustee.