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A10 Networks, Inc. — Director's Dealing 2014
Mar 20, 2014
32028_dirs_2014-03-20_b0e39419-05b5-4a37-926b-bba682242515.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: A10 Networks, Inc. (ATEN)
CIK: 0001580808
Period of Report: 2014-03-20
Reporting Person: CHEN LEE (Director, CEO and President, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2868316 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (2048349) | Direct | ||
| Series B Preferred Stock | $ | Common Stock (1725960) | Direct | ||
| Series C Preferred Stock | $ | Common Stock (3923397) | Direct |
Footnotes
F1: Such preferred stock shall automatically convert into Common Stock on a one for one basis immediately prior to the closing of the Issuer's initial public offering of common stock and has no expiration date.
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