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A10 Networks, Inc. — Director's Dealing 2014
Mar 20, 2014
32028_dirs_2014-03-20_7b2685e1-caa0-4711-99ad-5c5195efb443.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: A10 Networks, Inc. (ATEN)
CIK: 0001580808
Period of Report: 2014-03-20
Reporting Person: Jalan Rajkumar (Chief Technology Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 292798 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3 | 2021-04-27 | Common Stock (21333) | Direct | |
| Employee Stock Option (right to buy) | $5.775 | 2023-02-06 | Common Stock (48000) | Direct | |
| Employee Stock Option (right to buy) | $8.5125 | 2023-10-24 | Common Stock (173332) | Direct |
Footnotes
F1: Forty percent (40%) of the shares subject to the option vested on April 29, 2012, and one thirtieth (1/30) of the shares vest monthly thereafter, provided that the Reporting Person continues to serve through each vesting date. The option may also be early exercised, and such shares would be subject to a right of repurchase by the Issuer.
F2: One forty-eighth (1/48) of the shares subject to the option will vest monthly, provided that the Reporting Person continues to serve through each vesting date.
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