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A10 Networks, Inc. — Director's Dealing 2014
Mar 20, 2014
32028_dirs_2014-03-20_251ca4d9-f0cf-47be-8308-2e6182d55289.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: A10 Networks, Inc. (ATEN)
CIK: 0001580808
Period of Report: 2014-03-20
Reporting Person: CHUNG PETER Y (Director, Indirect GP of 10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series D Redeemable Convertible Preferred Stock | $ | Common Stock (9427846) | Indirect |
Footnotes
F1: The Series D Redeemable Convertible Preferred Stock will automatically convert into shares of A10 Networks, Inc.'s (the "Issuer") common stock at a conversion ratio of 117.8481-to-one upon the closing of the Issuer's initial public offering for no additional consideration. The Series D Redeemable Convertible Preferred Stock does not have an expiration date.
F2: On an as converted basis, the Series D Redeemable Convertible Preferred Stock is held as follows: 6,873,136 in the name of Summit Partners Growth Equity Fund VIII-A, L.P.; 2,510,989 in the name of Summit Partners Growth Equity Fund VIII-B, L.P., 40,186 in the name of Summit Investors I, LLC; and 3,535 in the name of Summit Investors I (UK), L.P.