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A10 Networks, Inc. — Director's Dealing 2014
Mar 28, 2014
32028_dirs_2014-03-28_1c1dc645-30ed-478f-bbee-c1220caaa786.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: A10 Networks, Inc. (ATEN)
CIK: 0001580808
Period of Report: 2014-03-26
Reporting Person: CHUNG PETER Y (Director, Indirect GP of 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-26 | Common Stock | C | 9427846 | — | Acquired | 9427846 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-26 | Series D Redeemable Convertible Preferred Stock | $ | C | 80000 | Disposed | Common Stock (9427846) | Indirect |
Footnotes
F1: In connection with the closing of A10 Networks, Inc.'s (the "Issuer") initial public offering of common stock on March 26, 2014, each share of Series D Redeemable Convertible Preferred Stock automatically converted into shares of common stock at a conversion ratio of 117.8481-to-one. Prior to the conversion, each share of Series D Redeemable Convertible Preferred Stock was convertible without payment of further consideration.
F2: The common stock is held as follows: 6,873,136 in the name of Summit Partners Growth Equity Fund VIII-A, L.P.; 2,510,989 in the name of Summit Partners Growth Equity Fund VIII-B, L.P., 40,186 in the name of Summit Investors I, LLC; and 3,535 in the name of Summit Investors I (UK), L.P.
F3: The Series D Redeemable Convertible Preferred Stock had no expiration date.