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A10 Networks, Inc. — Director's Dealing 2014
Dec 24, 2014
32028_dirs_2014-12-24_5d0ad9c8-6b2a-4527-bbec-5522238858d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: A10 Networks, Inc. (ATEN)
CIK: 0001580808
Period of Report: 2014-12-22
Reporting Person: Jalan Rajkumar (Chief Technology Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-22 | Employee Stock Option (right to buy) | $4.4 | A | 80000 | Acquired | 2024-12-22 | Common Stock (80000) | Direct |
| 2014-12-22 | Performance Restricted Stock Units | $ | A | 16667 | Acquired | Common Stock (16667) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 294298 | Direct |
Footnotes
F1: Includes 1,500 shares acquired by the Reporting Person on November 20, 2014 under the Issuer's Employee Stock Purchase Plan.
F2: One forty-eighth (1/48) of the shares subject to the option will vest monthly, provided that the Reporting Person continues to serve through each vesting date.
F3: Each restricted stock unit represents a contingent right to receive one share of A10 Networks, Inc. common stock.
F4: This Performance Restricted Stock Unit award vests within the four year anniversary of the grant based on the achievement of certain market-related performance criteria. The number of shares reported in this Form 4 reflects the minimum number that may be acquired by the Reporting Person. The Reporting Person may acquire shares equal to an additional 200% of the minimum number depending on the potential achievement of market-related performance criteria.