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A10 Networks, Inc. Director's Dealing 2014

Dec 24, 2014

32028_dirs_2014-12-24_0d758d26-8efc-435d-b320-afa9cabb6238.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: A10 Networks, Inc. (ATEN)
CIK: 0001580808
Period of Report: 2014-12-22

Reporting Person: SMETS RAYMOND J (VP of Worldwide Sales)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-12-22 Employee Stock Option (right to buy) $4.40 A 96000 Acquired 2024-12-22 Common Stock (96000) Direct
2014-12-22 Performance Restricted Stock Units $ A 33333 Acquired Common Stock (33333) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 68166 Direct

Footnotes

F1: Includes 1,500 shares acquired by the Reporting Person on November 20, 2014 under the Issuer's Employee Stock Purchase Plan.

F2: One forty-eighth (1/48) of the shares subject to the option will vest monthly, provided that the Reporting Person continues to serve through each vesting date.

F3: Each restricted stock unit represents a contingent right to receive one share of A10 Networks, Inc. common stock.

F4: This Performance Restricted Stock Unit award vests within the four year anniversary of the grant based on the achievement of certain market-related performance criteria. The number of shares reported in this Form 4 reflects the minimum number that may be acquired by the Reporting Person. The Reporting Person may acquire shares equal to an additional 200% of the minimum number depending on the potential achievement of market-related performance criteria.