Foreign Filer Report • Jun 17, 2011
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Download Source File6-K 1 ihg201106176kbatch.htm BATCH FILING ihg201106176kbatch.htm Licensed to: London Stock Exchange Document Created using EDGARizer 5.2.3.0 Copyright 1995 - 2009 Thomson Reuters. All rights reserved.
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For 17 June 2011
InterContinental Hotels Group PLC
(Registrant's name)
Broadwater Park, Denham, Buckinghamshire, UB9 5HJ, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable
EXHIBIT INDEX
| 99.1 | Holding(s) in Company dated 6 June 2011 |
|---|---|
| 99.2 | Director/PDMR Shareholding 6 June 2011 |
| 99. 3 | Director/PDMR Shareholding 15 June 2011 |
Exhibit No: 99.1
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 2 Reason for the notification (please tick the appropriate box or boxes): | |
|---|---|
| An acquisition or disposal of voting rights | √ |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
| An event changing the breakdown of voting rights | |
| Other (please specify): |
| 3. Full name of person(s) subject to the notification obligation: | JPMorgan Asset Management Holdings Inc. |
|---|---|
| 4. Full name of shareholder(s) (if different from 3.): | JPMorgan Asset Management (UK) Limited JPMorgan Investment Management Inc JPMorgan Asset Management (Taiwan) Limited JPMorgan Chase Bank, National Association |
| 5. Date of the transaction and date on which the threshold is crossed or reached: | 2 June 2011 |
| 6. Date on which issuer notified: | 3 June 2011 |
| 7. Threshold(s) that is/are crossed or reached: | 5% downwards |
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares | |||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| Ordinary Shares | 14,829,532 | 14,829,532 | Below 5% | Below 5% | |||
| GB00B1WQCS47 |
| B: Qualifying Financial Instruments | ||||
|---|---|---|---|---|
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
|---|---|---|---|---|---|---|
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |
| Contract for Difference | Below 5% | Nominal | Delta | |||
| Below 5% |
| Total (A+B+C) | |
|---|---|
| Number of voting rights | Percentage of voting rights |
| Below 5% | Below 5% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
|---|
| Total disclosable holding for JPMorgan Asset Management Holdings Inc: JPMorgan Asset Management (UK) Limited JPMorgan Investment Management Inc JPMorgan Asset Management (Taiwan) Limited JPMorgan Chase Bank, National Association |
| Proxy Voting: | |
|---|---|
| 10. Name of the proxy holder: | N/A |
| 11. Number of voting rights proxy holder will cease to hold: | N/A |
| 12. Date on which proxy holder will cease to hold voting rights: | N/A |
| 13. Additional information: | N/A |
|---|---|
| 14. Contact name: | CATHERINE SPRINGETT DEPUTY COMPANY SECRETARY INTERCONTINENTAL HOTELS GROUP PLC |
| 15. Contact telephone number: | 01895 512000 |
Exhibit No: 99. 2
NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|---|---|---|---|
| INTERCONTINENTAL HOTELS GROUP PLC | A TRANSACTION NOTIFIED IN ACCORDANCE WITH DTR 3.1.2 R | ||
| 3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| DAVID WEBSTER | NOT APPLICABLE | ||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| PERSONAL INTEREST | ORDINARY SHARES OF 13 29/47 PENCE EACH | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| DAVID WEBSTER | PURCHASE OF SHARES ON 3 JUNE 2011 UNDER THE COMPANY'S DIVIDEND REINVESTMENT PLAN | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 604 | NOT APPLICABLE | ||
| 11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| NOT APPLICABLE | NOT APPLICABLE | ||
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| £12.4505 | 3 JUNE 2011 | ||
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
| 35,509 | 6 JUNE 2011 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
|---|---|---|---|
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| NOT APPLICABLE | CATHERINE SPRINGETT 01895 512 242 |
Name of authorised official of issuer responsible for making notification CATHERINE SPRINGETT DEPUTY SECRETARY Date of notification 6 JUNE 2011
Exhibit No: 99. 3
NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|---|---|---|---|
| INTERCONTINENTAL HOTELS GROUP PLC | A TRANSACTION NOTIFIED IN ACCORDANCE WITH DTR 3.1.2 R | ||
| 3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| GEORGE TURNER - PDMR, EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND COMPANY SECRETARY | |||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| IN RESPECT OF 3 ABOVE | ORDINARY SHARES OF 13 29/47 PENCE EACH | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| GEORGE TURNER | SALE | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| 35,182 SHARES | NEGLIGIBLE | ||
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| £11.80 | 14 JUNE 2011, UNITED KINGDOM | ||
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
| 175,637, INCLUDING ALL NOTIFIABLE INTERESTS | 14 JUNE 2011 |
Name of contact and telephone number for queries:
CATHERINE SPRINGETT 01895 512 000
Name of authorised official of issuer responsible for making notification CATHERINE SPRINGETT DEPUTY SECRETARY Date of notification 15 JUNE 2011
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| InterContinental Hotels Group PLC | |
|---|---|
| (Registrant) | |
| By: | /s/ C. Cox |
| Name: | C. COX |
| Title: | COMPANY SECRETARIAL OFFICER |
| Date: | 17 June 2011 |
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