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908 Devices Inc. — Director's Dealing 2021
Apr 30, 2021
33342_dirs_2021-04-30_ad92675a-4f87-4fda-8ed1-e40a39b21688.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: 908 Devices Inc. (MASS)
CIK: 0001555279
Period of Report: 2020-12-22
Reporting Person: Knopp Kevin J. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-22 | Common Stock, par value $0.001 | C | 53171 | — | Acquired | 811838 | Direct |
| 2020-12-22 | Common Stock, par value $0.001 | C | 35446 | — | Acquired | 541223 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-22 | Series A Preferred Stock | $ | C | 37845 | Disposed | Common Stock, par value $0.001 (37845) | Direct | |
| 2020-12-22 | Series A Preferred Stock | $ | C | 25229 | Disposed | Common Stock, par value $0.001 (25229) | Indirect | |
| 2020-12-22 | Series B Preferred Stock | $ | C | 12688 | Disposed | Common Stock, par value $0.001 (12688) | Direct | |
| 2020-12-22 | Series B Preferred Stock | $ | C | 8459 | Disposed | Common Stock, par value $0.001 (8459) | Indirect | |
| 2020-12-22 | Series D Preferred Stock | $ | C | 2638 | Disposed | Common Stock, par value $0.001 (2638) | Direct | |
| 2020-12-22 | Series D Preferred Stock | $ | C | 1758 | Disposed | Common Stock, par value $0.001 (1758) | Indirect |
Footnotes
F1: The original Form 4, filed December 22, 2020, is being amended by this Form 4 amendment solely to correct an administrative error related to the nature of the beneficial ownership of shares held by the reporting person. Due to an administrative error, those shares were reported as being held directly by the reporting person, instead of held indirectly through the reporting person's trust, for which the reporting person may be deemed to be the beneficial owner. This Form 4 corrects such error by adding line items for the amount of securities indirectly owned by the reporting person's trust and decreasing the total amount of securities directly owned by the reporting person accordingly.
F2: Each share of Series A Preferred Stock, Series B Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Shares") converted into 0.61459 shares of the Issuer's Common Stock automatically upon the closing of the Issuer's initial public offering without payment of additional consideration. The Preferred Shares were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering, and had no expiration date.
F3: The shares are owned directly by The Kevin J. Knopp Irrevocable Trust of 2018. The reporting person's brother-in-law is the trustee of The Kevin J. KnoppIrrevocable Trust of 2018 and has sole voting and dispositive control with respect to all securities held by such trust. The reporting person may be deemed tobe the beneficial owner of the securities held by The Kevin J. Knopp Irrevocable Trust of 2018.