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908 Devices Inc. — Director's Dealing 2021
Jun 25, 2021
33342_dirs_2021-06-25_fbcba83c-d3c9-4118-9999-567dde6b3662.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 908 Devices Inc. (MASS)
CIK: 0001555279
Period of Report: 2021-06-23
Reporting Person: BARTHELEMY NICOLAS (Director, VP, Corporate Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-23 | Common Stock, par value $0.001 | S | 6000 | $39.63 | Disposed | 13541 | Indirect |
| 2021-06-23 | Common Stock, par value $0.001 | M | 3000 | $1.58 | Acquired | 3000 | Direct |
| 2021-06-23 | Common Stock, par value $0.001 | S | 3000 | $39.53 | Disposed | 0 | Direct |
| 2021-06-24 | Common Stock, par value $0.001 | M | 4000 | $1.58 | Acquired | 4000 | Direct |
| 2021-06-24 | Common Stock, par value $0.001 | S | 4000 | $40.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-23 | Stock Option (option to buy) | $1.58 | M | 3000 | Disposed | 2028-03-19 | Common Stock,par value $0.001 (49167) | Direct |
| 2021-06-24 | Stock Option (option to buy) | $1.58 | M | 4000 | Disposed | 2028-03-19 | Common Stock,par value $0.001 (46167) | Direct |
Footnotes
F1: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.02 to $39.91, inclusive. The reporting person undertakes to provide to 908 Devices Inc., any security holder of 908 Devices Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: These securities are owned directly by The Barthelemy 2001 Trust. The reporting person and his spouse are trustees of The Barthelemy 2001 Trust and have joint voting and dispositive control with respect to all securities held by The Barthelemy 2001 Trust and may be deemed to be the beneficial owner of the securities held by The Barthelemy 2001 Trust.
F4: The shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following March 20, 2018, subject to the reporting person's continued service through the applicable vesting date.