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908 Devices Inc. — Director's Dealing 2020
Dec 22, 2020
33342_dirs_2020-12-22_11c82253-b9a2-4974-a8c9-329b680b5b2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 908 Devices Inc. (MASS)
CIK: 0001555279
Period of Report: 2020-12-22
Reporting Person: Spoto Mark (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-22 | Common Stock, par value $0.001 | P | 1000 | $20.00 | Acquired | 1000 | Direct |
| 2020-12-22 | Common Stock, par value $0.001 | C | 1436119 | — | Acquired | 1436119 | Indirect |
| 2020-12-22 | Common Stock, par value $0.001 | C | 338856 | — | Acquired | 338856 | Indirect |
| 2020-12-22 | Common Stock, par value $0.001 | C | 168666 | — | Acquired | 168666 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-22 | Series A Preferred Stock | $ | C | 1075533 | Disposed | Common Stock, par value $0.001 (1075533) | Indirect | |
| 2020-12-22 | Series B Preferred Stock | $ | C | 360586 | Disposed | Common Stock, par value $0.001 (360586) | Indirect | |
| 2020-12-22 | Series C Preferred Stock | $ | C | 246151 | Disposed | Common Stock, par value $0.001 (246151) | Indirect | |
| 2020-12-22 | Series D Preferred Stock | $ | C | 92705 | Disposed | Common Stock, par value $0.001 (92705) | Indirect | |
| 2020-12-22 | Series D Preferred Stock | $ | C | 109064 | Disposed | Common Stock, par value $0.001 (109064) | Indirect | |
| 2020-12-22 | Series E Preferred Stock | $ | C | 59602 | Disposed | Common Stock, par value $0.001 (59602) | Indirect |
Footnotes
F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Shares") converted into 0.61459 shares of the Issuer's Common Stock automatically upon the closing of the Issuer's initial public offering without payment of additional consideration. The Preferred Shares were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering, and had no expiration date.
F2: These securities are owned directly by Razor's Edge Fund LP. The reporting person is a managing member of Razor's Edge Fund LP and may be deemed to be the beneficial owner of the securities held by Razor's Edge Fund LP. The reporting person disclaims beneficial ownership of the securities held by the Razor's Edge Fund LP except to the extent of his pecuniary interest therein.
F3: These securities are owned directly by RE Sidecar 4, LLC. The reporting person is a managing member of RE Sidecar 4, LLC and may be deemed to be the beneficial owner of the securities held by RE Sidecar 4, LLC. The reporting person disclaims beneficial ownership of the securities held by the RE Sidecar 4, LLC except to the extent of his pecuniary interest therein.
F4: These securities are owned directly by Yodabyte Investments, LLC. The reporting person is a managing member of Yodabyte Investments, LLC and may be deemed to be the beneficial owner of the securities held by Yodabyte Investments, LLC. The reporting person disclaims beneficial ownership of the securities held by the Yodabyte Investments, LLC except to the extent of his pecuniary interest therein.