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908 Devices Inc. — Director's Dealing 2020
Dec 22, 2020
33342_dirs_2020-12-22_ca121771-c508-4472-aea5-ba073e7fa0f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 908 Devices Inc. (MASS)
CIK: 0001555279
Period of Report: 2020-12-22
Reporting Person: BARTHELEMY NICOLAS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-22 | Common Stock, par value $0.001 | C | 19541 | — | Acquired | 19541 | Indirect |
| 2020-12-22 | Common Stock, par value $0.001 | P | 14000 | $20.00 | Acquired | 14000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-22 | Series E Preferred Stock | $ | C | 19541 | Disposed | Common Stock, par value $0.001 (19541) | Indirect |
Footnotes
F1: Each share of Series E Preferred Stock (the "Preferred Shares") converted into 0.61459 shares of the Issuer's Common Stock automatically upon the closing of the Issuer's initial public offering without payment of additional consideration. The Preferred Shares were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering, and had no expiration date.
F2: These securities are owned directly by The Barthelemy 2001 Trust. The reporting person and his spouse are trustees of The Barthelemy 2001 Trust and have joint voting and dispositive control with respect to all securities held by The Barthelemy 2001 Trust and may be deemed to be the beneficial owner of the securities held by The Barthelemy 2001 Trust.