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Compagnie Plastic Omnium SE

Interim / Quarterly Report Jul 21, 2021

1603_iss_2021-07-21_6090e629-ea19-4f62-b137-44c8c47c9ee4.pdf

Interim / Quarterly Report

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SHAPING THE FUTURE OF MOBILITY

REVOLUTIONS POWERED BY PLASTIC OMNIUM

2021 INTERIM FINANCIAL REPORT

COMPAGNIE PLASTIC OMNIUM

2021 INTERIM FINANCIAL REPORT

CONTENTS

PAGE
DECLARATION BY THE PERSON RESPONSIBLE FOR THE INTERIM FINANCIAL
REPORT
2
INTERIM BUSINESS REPORT 3 -
13
INTERIM CONSOLIDATED FINANCIAL STATEMENTS 14

60
STATUTORY AUDITORS'
REPORT ON THE HALF-YEARLY FINANCIAL
INFORMATION
61
-
63

DECLARATION BY THE PERSON RESPONSIBLE FOR THE INTERIM FINANCIAL REPORT

I declare that, to the best of my knowledge, the condensed interim consolidated financial statements of Compagnie Plastic Omnium SE for the half-year period have been prepared in accordance with applicable accounting standards and give a true and fair view of the assets, financial position and results of both the Company and all consolidated companies, and that the interim business report herewith presents a true picture of major events occurring during the first six months of the accounting period, of their impact on financial statements and of the major transactions between related parties, and that it describes the main risks and uncertainties for the remaining six months of the year.

Levallois, July 20, 2021

Laurent Favre Chief Executive Officer

INTERIM BUSINESS REPORT

KEY EVENTS IN THE FIRST HALF OF 2021

Changes in the Group's governance

Increase in Burelle SA's control as the majority shareholder of Compagnie Plastic Omnium SE The Burelle SA holding company's stake in Compagnie Plastic Omnium SE rose from 58.8% to 59.4% following the cancellation of 1,443,954 treasury shares, equal to 0.97% of the share capital, on February 25th, 2021.

Board of Directors

The terms of office of two directors – Jean Burelle and Jérôme Gallot – were not renewed, and so they ceased to be directors at the end of the shareholders' general meeting of April 22nd, 2021. Jean Burelle was appointed non-voting director (censeur) of Compagnie Plastic Omnium SE through a decision by the Board of Directors on February 17th, 2021.

Changes in the Group's Executive Committee

The following people joined the Group in the first half of 2021:

  • Kathleen WANTZ-O'ROURKE as Executive Vice-President, Group Chief Financial Officer and Chief Information Officer;
  • Jana KLEY as Group Executive Vice-President, Human Resources;

And in newly created roles:

  • Alexandre CORJON as Group Executive Vice-President, Innovation;
  • Cécile CANET-TEIL as Group Executive Vice-President, Corporate Communications.

The Group's Executive Committee now has 14 members including 6 women, and has greater international experience.

Faster order intake and innovation in electric vehicles

In the first half of 2021, Plastic Omnium saw increased orders relating to electric vehicles from longstanding clients across all geographical zones:

  • Germany: front and rear bumpers for Ford's new electric SUV, along with display and rollo shutter modules for Volkswagen's ID-buzz electric camper van;
  • Germany, Slovakia and Hungary: front and rear bumpers and front-end modules for the electric and combustion models of the new Mercedes-Benz CLA and A-Class;
  • France: front and rear bumpers for the new 5-Echo electric car (the new version of the Renault 5);
  • United States: front-end modules for a 100% electric vehicle producer;
  • Mexico: front and rear bumpers for General Motors and Honda's new electric SUVs and for the Volkswagen Jetta;
  • China: active grille shutters for Audi's Q4 e-tron electric vehicle.

COMPAGNIE PLASTIC OMNIUM – 2021 Interim Financial Report

Plastic Omnium also broadened its client base, adding three new carmakers to its 93-brand portfolio:

  • Honda selected Plastic Omnium to produce bumpers for its new Prologue electric SUV in Mexico;
  • VW Anhui, the first joint venture dedicated to new electric vehicles in China, selected the Group to produce bumpers for its first Tavascan model;
  • Lotus, the Geely subsidiary that is now focusing on developing electric vehicles, selected Plastic Omnium to produce ventilation flaps for the Lotus Lambda and Alpha models in China.

As a result of these successes, electric vehicles represent 5% of Group revenues in 2020 and 17% in 2025, a larger share than BEV in total automotive production (2% in 2020 and 15% in 2025).

Plastic Omnium is also continuing to improve its technological offering in this segment by developing specific modules such as an electric charging module and a trunk module. These innovations will allow the Group to increase the amount of content sold per vehicle.

Deployment of the hydrogen strategy

On March 1st, 2021, Plastic Omnium and ElringKlinger launched their EKPO Fuel Cell Technologies joint venture, a leading player in fuel cells for a wide range of applications including commercial vehicles, buses, passenger cars, trains and boats. Plastic Omnium has also acquired ElringKlinger Fuelcell Systems Austria GmbH (EKAT), which is ElringKlinger's Austrian subsidiary specializing in integrated hydrogen systems.

Plastic Omnium has a comprehensive offering including hydrogen storage, fuel cells and integrated hydrogen systems. Combined with its available industrial capacity, this means that it can respond to the increasing number of invitations to tender in the hydrogen mobility segment, as well as confirming its ambition of generating €3 billion of revenues in 2030.

The Group deployed that strategy in the first half of 2021, winning a large number of orders in various segments.

In hydrogen storage:

Plastic Omnium entered into a partnership with Hopium, the French manufacturer of high-end hydrogen cars, to develop the hydrogen storage system for the future Hopium Māchina. This high-end car, first announced in October 2020, is intended to be the first French hydrogen-powered sedan to hit the market in 2026. The Māchina prototype will be equipped with a 700-bar Type IV vessel made by Plastic Omnium in its Herentals plant (Belgium), which has been operational since fall 2020.

Building on this initial collaboration, Hopium and Plastic Omnium have established a partnership to develop the hydrogen storage system for the Hopium Māchina production model. Based on almost 40 patents and a range of certified hydrogen storage vessels developed in-house, Plastic Omnium will produce a prototype high-pressure Type IV hydrogen vessel that will then be provided to Hopium for testing. This new-generation vessel will be optimally integrated into the vehicle chassis, enabling Hopium to maximize the quantity of hydrogen stored and achieve its ambitious 1,000-kilometer target range.

In fuel-cell systems:

Elektro-Fahrzeuge Stuttgart GmbH (EFA-S) selected Plastic Omnium to deliver fuel-cell systems to equip the GAZelle with an electronic powertrain. This emissions-free truck will first be used by the city of Esslingen (Germany) for road maintenance. The ambition of EFA-S is to establish a fleet of more than 100 hydrogen-powered vehicles by 2023.

By the EKPO fuel-cell joint venture:

  • o EKPO Fuel Cell technologies (EKPO) has been selected by GCK (Green Corp Konnection) as stack supplier for its power fuel-cell system;
  • o EKPO has signed an exclusive multi-year contract with mobility specialist AE Driven Solutions GmbH (AEDS), based in Aix-la-Chapelle, for NM5-evo fuel cells, with a total value of several tens of millions of euros;

The Group has also formed a strategic partnership with McPhy, which specializes in hydrogen production and distribution equipment, with the aim of collaborating on filling protocols and interfaces between hydrogen stations and high-pressure vessels, thereby helping broaden the Group's expertise across the entire hydrogen value chain.

More specifically, the technological collaboration will aim to improve the performance and connectivity of high-pressure vessels, by analyzing and mining the data generated by the interface at the filling station.

Plastic Omnium and McPhy are also looking at developing joint commercial products and solutions starting from the needs analysis phase, for Plastic Omnium's long-standing customers as well as new hydrogen mobility players.

Intensive marketing activity is taking place, targeting both carmakers and other mobility players (producers of buses, trucks and trains).

Progress in sustainability

Plastic Omnium has continued to prepare its carbon-neutrality roadmap, details of which will be provided in the second half of 2021. In the first half of the year, the Group has signed agreements with two external partners specializing in energy transition, and together with them has already committed to:

  • auditing all facilities in order to identify ways of increasing energy efficiency and the investments required to implement them (scopes 1 and 2);
  • analyzing the potential to shift the Group's energy sourcing towards renewable energies and devising the related action plan (scopes 1 and 2);
  • putting together an action plan to reduce the carbon footprint of suppliers and transportation providers (upstream scope 3);
  • quantifying and increasing the positive impact of the Group's innovative products for endcustomers and end-users (downstream scope 3).

Plastic Omnium has already engaged with the Science-Based Target Initiative in order to align its CO2 reduction targets with the most ambitious "Business Ambition for 1.5°C" methodology. The Group is also preparing scenarios for possible changes to its business activities in a carbon-constrained world, and supports the recommendations of the TCFD (Task-Force on Climate-Related Financial Disclosures), which aims to build a more resilient industrial and financial system.

COMPAGNIE PLASTIC OMNIUM – 2021 Interim Financial Report

Without waiting to announce its roadmap, Plastic Omnium is already stepping up efforts to decarbonize its sites, and in particular is aiming to use 100% renewable electricity8 at its sites (as opposed to 32% currently). In addition to the four sites equipped with solar panels in 2020, agreements to equip a further 17 sites with solar panels or wind turbines have been formed since the start of 2021. Finally, the Group is working on using a greater proportion of recycled materials in its products, in close collaboration with its clients.

Construction of Plastic Omnium's 33rd site in China

  • Plastic Omnium has announced the construction of a new plant in LinGang (Shanghai region) by YFPO, its joint venture with Yanfeng that is China's leading manufacturer of exterior body systems. Bumper production will begin in 2022, with capacity of more than 1 million pieces per year.
  • China is the world's largest automotive market and is strategic for Plastic Omnium, which already has 32 production facilities there, along with two R&D centers and an office in Shanghai. The Group generated 10% of its economic revenues in China in the first half of 2021 (€434 million).

CONSOLIDATED INTERIM 2021 RESULTS

These 2021 half-year results represent a major improvement on those for the first half of 2020, which were very significantly affected by plant shutdowns arising from the Covid-19 crisis. They reflect operational performance that is already back to 2019 levels, even though worldwide automotive production is still lower than it was before the crisis (down 10% compared with 2019).

Free cash-flow also accelerated.

In € millions H1 2020 H1 2021
Economic revenues
1
3,233 4,138
Consolidated revenues
2
2,962 3,784
Operating margin3
% of consolidated revenues
-116
-3.9%
234
6.2%
Net result - Group share -404 142
EBITDA4
% of consolidated revenues
171
5.8%
461
12.2%
Investments 226 149
Free cash-flow5 -572 151
Net debt6 at June 30
Net debt / Equity
Net debt / EBITDA
1,410
78%
2.1
890
44%
0.9

Revenues up 32% despite a €550 million adverse impact from chip shortages

In the first half of 2020, worldwide automotive production volumes amounted to 29.3 million vehicles, representing a historic decline of 33% as a result of the Covid-19 pandemic and plant shutdowns. In the first half of 2021, production rebounded to 37.9 million vehicles. This was still around 10% lower than 2019 figures, due in particular to chip shortages, the impact of which increased during the half-year period, dragging down production by 1.4 million vehicles in the first quarter of 2021 and 2.6 million in the second.

Plastic Omnium generated economic revenues of €4,138 million in the first half of 2021, up 31.9% compared with the first half of 2020 on a like-for-like basis. An estimated €550 million of revenues were lost as a result of production stoppages at carmakers arising from the shortage of electronic components.

Both of the Group's two businesses contributed to the sharp upturn, with revenues up 29.2% at constant scope and exchange rates at Plastic Omnium Industries and up 39.5% at Plastic Omnium Modules.

Plastic Omnium's consolidated revenues, excluding joint ventures, amounted to €3,784 million in the first half of 2021, up 31.8% at constant exchange rates compared with the first half of 2020.

In € millions by business H1 2020 H1 2021 Change LFL
change*
Plastic Omnium Industries 2,395 2,992 +24.9% +29.2%
Plastic Omnium Modules 838 1,146 +36.7% +39.5%
Economic revenues 3,233 4,138 +28.0% +31.9%
Joint ventures 271 354 +30.4% +32.9%
Plastic Omnium Industries 2,203 2,739 +24.3% +28.7%
Plastic Omnium Modules 759 9
1,045
+37.7% +40.7%
Consolidated revenues 2,962 3,784 +27.8% +31.8%

*Like-for-like: at constant scope and exchange rates

Outperformance of 2.5 points relative to worldwide automotive production, driven by Asia, including China

With economic revenues up 31.9% at constant exchange rates, the Group outperformed worldwide automotive production (up 29.4%) by 2.5 points in the first half of 2021.

In € millions by region H1 2020 H1 2021 LFL
change*
Change in
automotive
production
Europe 1,770 2,277 +28.9% +27.8%
North America 860 1,030 +31.1% +31.4%
China 326 434 +33.8% +26.6%
Asia excluding China 215 283 +36.7% +29.5%
Other 62 116 +96.8% +46.8%
Economic revenues 3,233 4,138 +31.9% +29.4%
Joint ventures 271 354 +32.9%
Consolidated revenues 2,962 3,784 +31.8% +29.4%

*Like-for-like: at constant scope and exchange rates

In Europe, Plastic Omnium's revenues amounted to €2,277 million in the first half of 2021. Revenues in the region rose by 28.9% against a 27.8% increase in automotive production, representing an outperformance of 1.1 points. Germany – the largest contributor to Group revenues, accounting for 16% of the total – outperformed by 17 points, with growth of 32% driven by the Group's positions in new electric vehicles. In Spain, France and the UK, business levels at the Group's main clients were affected by chip shortages.

In North America, Plastic Omnium's revenues totalled €1,030 million in the first half of 2021. That represented an increase of 31.1% at constant scope and exchange rates, in line with the rise in automotive production (+31.4%)

In Asia excluding China, revenues came to €283 million in the first half of 2021, up 36.7% at constant exchange rates. Relative to market growth of 29.5%, this represented an outperformance of 7.2 points. Business benefited from a strong recovery in South Korea, India and Thailand.

COMPAGNIE PLASTIC OMNIUM – 2021 Interim Financial Report

In China, which accounts for 10% of Group economic revenues, Plastic Omnium posted revenues of €434 million. Revenues were up 33.8% at constant exchange rates in the first half of the year, representing an outperformance of 7.2 points. This was due to market share gains and growth in the modules business, which was launched in 2018.

Operating margin at 6.2%, thereof 7.6% at Plastic Omnium Industries, thanks to flexibility and cost-reduction efforts

Since the start of 2021, Plastic Omnium has been managing its operations on the basis of a 5% discount to expected worldwide automotive production volumes. Flexibility measures were stepped up in the first half to absorb the consequences of production line stoppages and the reduction in production volumes by many carmakers as a result of supply shortages affecting chips, and increases in raw materials.

The Group also continued to deploy its OMEGA transformation plan, with the aim of improving organizational effectiveness; leveraging industrial efficiency by simplifying processes, accelerating digitization, and facilitating a more cross-functional approach. 2,500 initiatives were formally adopted, allowing the Group to confirm its cost-reduction target of €100 million for 2021.

Finally, the return to operational breakeven at Greer's US site and the closure of the Eisenach fuel systems manufacturing site in Germany in the first quarter of 2021, helped drive the sharp upturn in operational performance.

As a result, the Group's operating income comes to €234 million in the first half of 2021, 6.2% of revenues.

In € millions and as a % of revenues
by business
H1 2020 H2 2020 H1 2021
Consolidated revenues 2,962 4,111 3,784
Plastic Omnium Industries 2,203 2,940 2,739
Plastic Omnium Modules 759 1,171 1,045
Operating margin
% of consolidated revenues
-116
-3.9%
234
5.7%
234
6.2%
Plastic Omnium Industries
% of consolidated revenues
-106
-4.8%
205
7.0%
209
7.6%
Plastic Omnium Modules
% of consolidated revenues
-11
-1.4%
29
2.5%
25
2.4%

Plastic Omnium Industries achieved an operating margin of 7.6%.

Net income – Group share: €142 million

Other operating expenses in the first half of 2021 amounted to €21 million as opposed to €313 million in June 2020 which included €255 million of asset impairment related to the volume impact of the Covid-19 pandemic and the adoption of a scenario projecting a slow recovery in worldwide automotive production.

Net financial expenses fell by €9.7 million to €26 million thanks to the combined effect of lower debt levels and lower interest rates, equalling 0.7% of revenues.

Tax expenses were €38.3 million resulting in an effective tax rate of 22.4%. In the first half of 2020, the Group recorded tax income of €47 million owing to deferred tax effects.

Net income – Group share totalled €142 million, representing 3.8% of consolidated revenues.

COMPAGNIE PLASTIC OMNIUM – 2021 Interim Financial Report

Free cash-flow of €151 million, equal to 4.0% of revenues and stronger financial position with Net debt/EBITDA ratio of 0.9x

EBITDA amounted to €461 million in the first half of 2021, representing 12.2% of consolidated revenues (and 14.9% of revenues at Plastic Omnium Industries) versus €171 million and 5.8% of consolidated revenues in the first half of 2020.

In the first half of 2021, investments totalled €149 million, or 3.9% of revenues, as opposed to €226 million in the first half of 2020 and €148 million in the second. In 2021 as a whole, capex is likely to equal around 5% of revenues.

Sales of receivables fell by €20 million and a €100 million increase in inventories was largely due to efforts to secure supplies against a background of supply-chain pressures. As a result, the working capital requirement rose by €108 million.

In the first half of 2021, the Group generated €151 million of free cash-flow, equal to 4.0% of consolidated revenues.

Net debt stood at €890 million at June 30, 2021 (versus €1.410 million at June 30, 2020 and €807 million at December 31, 2020) and included €115 million associated with the set-up of the EKPO JV and the acquisition of EKAT and a dividend payment of € 71 million.

Net debt equates to 44% of shareholders' equity and 0.9x EBITDA.

At June 30, 2021, the Group had liquidities of €2.45 billion comprising €0.57 billion in available cash and €1.88 billion in confirmed, undrawn credit lines, with an average maturity of 3.6 years and without any covenants.

OUTLOOK

Plastic Omnium is continuing to plan its operations on the basis of worldwide automotive production of 77 million cars in full-year 2021, with production volumes in the second half similar to those in the first and still affected by shortages of electronic components and pressure on the availability and prices of raw materials.

Based on that assumption and as a result of its flexibility and cost-reduction plans, the Group is raising its guidance for 2021:

  • o Sharp upturn in revenues
  • o Operating margin of at least 6% of revenue (previous guidance: 6%)
  • o Free cash-flow of significantly more than €220 million (previous guidance: more than €220 million)

RELATED PARTIES

Related party transactions correspond to transactions with Sofiparc, Burelle SA and Burelle Participations. Contracts between the Group and these companies were unchanged compared to 2020.

The compensation of senior managers and corporate officers were unchanged compared to December 31st, 2020.

Corporate officer compensation during the first half of 2021 was paid in accordance with the decision by the Board of Directors of Compagnie Plastic Omnium SE on February 17th, 2021, as set out on p.111 and following of Compagnie Plastic Omnium SE's 2020 Universal Registration Document.

Fixed compensation of Mr. Laurent Favre, Chief Executive Officer since January 1st, 2020

The Board of Directors decided that the Chief Executive Officer's fixed compensation for 2021 would remain unchanged relative to 2020, amounting to €900,000 for the full year.

The Chief Executive Officer also receives standard benefits in kind (company car, annual medical checkup, sports club membership, life insurance plan in accordance with Group policy). Mr. Laurent Favre also benefits from tax assistance, assistance with relocation and moving expenses up to a maximum of €40,000, as well as payment of the rent for his main residence if rent is paid on two properties at the same time, for a maximum period of eight months.

Fixed compensation of Mrs. Félicie Burelle, Managing Director since January 1st, 2020

Félicie Burelle's annual gross fixed compensation remains unchanged at €500,000. Mrs. Burelle also receives standard benefits in kind (company car, annual medical check-up, sports club membership, life insurance plan in accordance with Group policy).

With regard to variable compensation, the Board of Directors of Compagnie Plastic Omnium SE, acting on the recommendation of the Compensation Committee and the Appointments Committee, decided on the following items:

Variable compensation of Mr. Laurent Favre, Chief Executive Officer since January 1, 2020

Annual variable compensation is determined as a percentage of fixed compensation. 60% of it is determined on the basis of quantifiable criteria designed to reward economic performance and 40% of it is based on qualitative criteria. The qualitative criteria include the achievement of several targets regarding workforce-related, social and environmental responsibility, which together account for 20% and include the carbon-neutral strategy, the diversity policy, safety at work and the strengthening of the compliance policy. Quantifiable criteria are based on free cash flow (20%), net income attributable to equity holders of the parent (20%) and operating margin (20%). The quantifiable targets for 2021 have been defined in relation to the Group's forecast budget as presented to the Board of Directors on December 11th, 2020.

Grant of bonus shares to Mr. Laurent Favre, Chief Executive Officer since January 1st, 2020

The incentive component takes the form of performance shares subject to quantifiable performance conditions. It aims to incentivize the executive corporate officer to focus on the long term, to retain his services and to ensure that his interests are aligned with the Group's corporate interests and the interests of its shareholders. Accordingly, the vesting of these shares is subject to performance conditions, fulfillment of which is measured at the end of a vesting period of four years from the grant date. The value of those shares, estimated on the grant date in accordance with IFRSs used to prepare the consolidated financial statements, represents approximately 35% of the executive corporate officer's total compensation, without exceeding 100%.

COMPAGNIE PLASTIC OMNIUM – 2021 Interim Financial Report

Variable compensation of Mrs. Félicie Burelle, Managing Director since January 1, 2020

Annual variable compensation is determined as a percentage of fixed compensation. 60% of it is determined on the basis of quantifiable criteria designed to reward economic performance and 40% of it is based on qualitative criteria. The qualitative criteria include the achievement of several targets regarding workforce-related, social and environmental responsibility, which together account for 20% and include the carbon-neutral strategy, the diversity policy, safety at work and the strengthening of the compliance policy. Quantifiable criteria are based on free cash flow (20%), net income attributable to equity holders of the parent (20%) and operating margin (20%). The quantifiable targets for 2021 have been defined in relation to the Group's forecast budget as presented to the Board of Directors on December 11, 2020.

Grant of performance shares to Mrs. Félicie Burelle, Managing Director since January 1, 2020

The incentive component takes the form of performance shares subject to quantifiable performance conditions. It aims to incentivize the executive corporate officer to focus on the long term, to retain his services and to ensure that his interests are aligned with the Group's corporate interests and the interests of its shareholders. Accordingly, the vesting of these shares is subject to performance conditions, fulfillment of which is measured at the end of a vesting period of four years from the grant date. The value of those shares, estimated on the grant date in accordance with IFRSs used to prepare the consolidated financial statements, represents approximately 35% of the executive corporate officer's total compensation, without exceeding 100%.

RISKS IN H2 2021

The main risk factors for Compagnie Plastic Omnium SE remain those identified in the 2020 Universal Registration Document.

Glossary

    1. Economic revenues reflects the Group's operational and managerial reality. It corresponds to consolidated revenues plus the Group's share of revenues from joint ventures based on ownership percentage: exterior body parts production in China (YFPO, 50%-owned) and in Turkey (BPO, 50% owned) for Plastic Omnium Industries, and module assembly in South Korea (SHB Automotive Modules, 33%-owned) for Plastic Omnium Modules.
    1. Consolidated revenues does not include the Group's share of revenues from joint ventures, which are consolidated using the equity method in accordance with IFRS 10, 11 and 12.
    1. Operating income includes the Group's share of income from companies consolidated using the equity method and amortization of intangible assets acquired, before other operating income and expense.
    1. EBITDA corresponds to operating income, which includes the Group's share of income from associates and joint ventures, before depreciation, amortization and operating provisions.
    1. Free cash-flow corresponds to operating cash flow less expenditure on property, plant and equipment and intangible assets net of disposals, taxes and net interest paid, plus or minus the change in the working capital requirement (cash surplus from operations).
    1. Net debt includes all long-term borrowings, short-term loans and bank overdrafts less loans, marketable debt instruments and other non-current financial assets, and cash and cash equivalents.
    1. Like-for-like: at constant scope and exchange rates.
  • a. The currency effect is calculated by applying the period's average exchange rate to prior-year revenues. In the first half of 2021, currency effects had a €95 million negative impact on economic revenues and a €90 million negative impact on consolidated revenues.
  • b. Scope effects were not material in the first half of 2021.

All references to worldwide automotive production come from IHS data in July 2021.

CONDENSED CONSOLIDATED INTERIM FINANCIAL STATEMENTS

AT JUNE 31, 2020

Financial indicators

In the context of its financial communication, the Group uses financial indicators based on aggregates taken from the consolidated financial statements prepared in accordance with IFRS, as adopted in the European Union.

As indicated in Note 3.1 of the consolidated financial statements at June 30, 2021, on segment information, the Group uses the notion of "economic revenue" for its operational management, which corresponds to the consolidated revenue of the Group and its joint ventures at their percentage stake: Yanfeng Plastic Omnium, the Chinese leader in exterior body parts, SHB Automotive modules, the leading Korean front-end module company and BPO, a major player in the Turkish exterior equipment market.

Reconciliation of economic revenue with consolidated revenue

In thousands of euros First-half 2021 First-half 2020
Economic revenue 4,138,238 3,233,086
Including revenue from joint ventures at the Group's percentage stake 353,912 271,351
Consolidated revenue 3,784,326 2,961,735

BALANCE SHEET

In thousands of euros
Notes June 30, 2021 December 31, 2020
ASSETS
Goodwill 5.1.1 1,023,129 1,014,369
Other intangible assets 5.1.2 547,955 560,847
Property, plant and equipment 5.1.3 1,643,143 1,676,189
Investment property 30 30
Equity method and non-consolidated investments 5.1.4 271,945 180,342
Other non-current financial assets(1) 5.1.5 69,230 18,062
Deferred tax assets 156,997 128,471
TOTAL NON-CURRENT ASSETS 3,712,429 3,578,310
Inventories 5.1.6 758,243 656,812
Finance receivables(1) 5.1.7 4,435 6,340
Trade receivables 5.1.8 816,184 814,400
Other receivables 5.1.8 322,420 318,307
Other financial assets and financial receivables(1) 5.1.7 320 301
Hedging instruments(1) 5.2.6 1,201 7,625
Cash and cash equivalents(1) 5.1.9 635,834 829,989
TOTAL CURRENT ASSETS 2,538,637 2,633,774
TOTAL ASSETS 6,251,066 6,212,084
EQUITY AND LIABILITIES
Capital 5.2.1.1 8,827 8,914
Treasury stock -38,226 -61,339
Additional paid-in capital 17,389 17,389
Consolidated reserves 1,833,884 2,156,759
Net income for the period 142,241 -251,112
EQUITY ATTRIBUTABLE TO OWNERS OF THE PARENT 1,964,115 1,870,611
Attributable to non-controlling interests 67,502 69,677
TOTAL EQUITY 2,031,617 1,940,288
Non-current borrowings(1) 5.2.5.6 1,312,428 1,307,681
Provisions for pensions and other post-employment benefits 84,437 100,331
Provisions for liabilities and charges 5.2.4 36,992 30,926
Non-current grants 9,451 9,781
Deferred tax liabilities 69,204 43,477
TOTAL NON-CURRENT LIABILITIES 1,512,512 1,492,196
Bank overdrafts(1) 5.1.9.2 8,859 12,277
Current borrowings and financial debt(1) 5.2.5.6 275,229 349,160
Hedging instruments(1) 5.2.6 4,032 116
Provisions for liabilities and charges 5.2.4 73,366 87,888
Current grants 450 -
Trade payables 5.2.7.1 1,287,011 1,371,750
Other operating liabilities 5.2.7.2 1,057,990 958,409
TOTAL CURRENT LIABILITIES 2,706,937 2,779,600
TOTAL EQUITY AND LIABILITIES 6,251,066 6,212,084

(1) Components of net financial debt. Net financial debt stands at €889.5 million at June 30, 2021 compared with €806.9 million at December 31, 2020 (see Note 5.2.5.6).

INCOME STATEMENT

In thousands of euros Notes First-half
2021
% First-half
2020
%
Consolidated sales (revenue) 3,784,326 100.0% 2,961,735 100.0%
Cost of goods and services sold 4.2 -3,292,226 -87.0% -2,797,094 -94.4%
Gross profit 492,100 13.0% 164,641 5.6%
Research and Development costs 4.1 - 4.2 - 126,599 -3.3% - 141,952 -4.8%
Selling costs 4.2 - 20,486 -0.5% - 16,905 -0.6%
Administrative expenses 4.2 - 117,670 -3.1% - 117,857 -4.0%
Operating margin before amortization of intangible assets acquired in
business combinations and before share of profit of associates and
joint ventures
227,345 6.0% - 112 073 -3.8%
Amortization of intangible assets acquired in business combinations 4.3 - 10,095 -0.3% - 13,366 -0.5%
Share of profit/loss of associates and joint ventures 4.4 16,775 0.4% 9,272 0.3%
Operating margin 234,025 6.2% - 116 168 -3.9%
Other operating income 4.5 4,615 0.1% 4,493 0.2%
Other operating expenses 4.5 - 25,304 -0.7% - 317,826 -10.7%
Borrowing costs 4.6 - 24,672 -0.7% - 32,775 -1.1%
Other financial income and expenses 4.6 - 954 -0.0% - 2,509 -0.1%
Profit from continuing operations before income tax and after share
of profits of associates and joint ventures
187,710 5.0% - 464,785 -15.7%
Income tax 4.7 - 38,289 -1.0% 46,931 1.6%
Net income 149,421 3.9% - 417,855 -14.1%
Net profit attributable to non-controlling interests 4.8 7,180 0.2% - 14,343 -0.5%
Net profit attributable to owners of the parent company 142,241 3.8% - 403,512 -13.6%
Earnings per share attributable to owners of the parent company
Basic earnings per share (in euros)(1)
Diluted earnings per share (in euros)(2)
4.9 0.98
0.98
-2.77
-2.77

(1) Basic earnings per share are calculated using the weighted average number of ordinary shares outstanding, less the average number of shares held in treasury stock.

(2) Diluted earnings per share take into consideration the average number of treasury shares deducted from equity and shares related to the exercise of stock option plans.

STATEMENT OF COMPREHENSIVE NET INCOME AND GAINS AND LOSSES RECOGNIZED DIRECTLY IN EQUITY

In thousands of euros First-half 2021 First-half 2020
Total Gross Tax Total Gross Tax
Net profit for the period attributable to owners of the parent (1) 142,241 177,244 - 35,003 - 403,512 - 447,385 43,873
Reclassified to the income statement 15,995 16,905 -910 -21,057 -20,333 -724
Reclassified in the period 98 132 -34 130 130 -
Cash flow hedges 98 132 -34 130 130 -
Reclassified at a later date 15,897 16,773 -876 -21,187 -20,463 -724
Exchange differences on translating foreign operations 15,733 15,733 - -23,268 -23,268 -
Cash flow hedges 164 1,040 -876 2,081 2,805 -724
Gains/(losses) for the period – Exchange rate instruments 164 1,040 -876 2,081 2,805 -724
Cannot be reclassified to the income statement at a later date 15,464 19,286 -3,822 -5,886 -8,237 2,351
Actuarial gains/(losses) relating to defined benefit plans 11,574 15,396 -3,822 -8,148 -10,499 2,351
Revaluation of long-term investments in equity instruments 2,983 2,983 - -752 -752 -
and funds
Revaluation of assets and liabilities due to hyperinflation in
Argentina
907 907 - 3,015 3,015 -
Total gains and losses recognized directly in equity - Group share 31,459 36,191 -4,732 -26,943 -28,570 1,627
Net income and gains and losses recognized directly in equity - Group share(2) 173,700 213,435 -39,735 -430,455 -475,955 45,500
Net profit for the period attributable to non-controlling interests 7,180 10,466 -3,286 -14,343 -17,401 3,058
Reclassified to the income statement 1,466 1,466 - -3,696 -3,696 -
Reclassified at a later date 1,466 1,466 - -3,696 -3,696 -
Exchange differences on translating foreign operations 1,466 1,466 - -3,696 -3,696 -
Total gains and losses recognized directly in equity - Non-controlling interests 1,466 1,466 - -3,696 -3,696 -
Net income and gains and losses recognized directly in equity - Non-controlling 8,646 11,932 -3,286 -18,039 -21,097 3,058
interests
Net income and gains and losses recognized directly in equity 182,346 225,367 -43,021 -448,494 -497,052 48,558

(1) Net profit for the period attributable to owners of the parent amounted to €85,401 thousand at June 30, 2021 compared to -€242,269 thousand at June 30, 2020.

(2) Net comprehensive income for the period attributable to owners of the parent amounted to €104,289 thousand at June 30, 2021 compared to -€258,447 thousand at June 30, 2020.

STATEMENT OF CHANGES IN SHAREHOLDER'S EQUITY

In thousands of euros In thousand units for the number of shares

Number of
shares
Capital Capital
reserve
Treasury
stock
Other reserves
(1)
Translation
adjustment
Net profit
for the
period
Attributable
to owners of
the parent
Attributable to
non-controlling
interests
Equity at January 1, 2020 148,566 8,914 17,389 -54,071 2,044,775(1) -30,385 258,197 2,244,819 98,774 2,343,593
Appropriation of net profit at December 31, 2019 - - - - 258,197 - -258,197 - - -
Net profit at June 30, 2020 - - - - - - -403,512 -403,512 -14,343 -417,855
Total gains and losses recognized directly in equity - - - - -3,002 -23,941 - -26,943 -3,696 -30,639
Exchange differences on translating foreign operations - - - - 673 -23,941 - -23,268 -3,696 -26,964
Actuarial gains/(losses) relating to defined benefit plans - - - - -8,148 - - -8,148 - -8,148
Cash flow hedges - Interest rate instruments - - - - 130 - - 130 - 130
Cash flow hedges - Currency instruments - - - - 2,081 - - 2,081 - 2,081
Change in the fair value adjustment of long-term investments
in equity instruments and funds
- - - - -752 - - -752 - -752
Revaluation of assets and liabilities due to hyperinflation in
Argentina
- - - - 3,015 - - 3,015 - 3,015
Net income and gains and losses recognized directly in equity - - - - 255,195 -23,941 -661,709 -430,455 -18,039 -448,494
Treasury stock transactions - - - -12,369 -636 - - -13,005 - -13,005
Dividends paid by Compagnie Plastic Omnium SE - - - - -71,221(3) - - -71,221 - -71,221
Dividends paid by other Group companies - - - - - - - - -16,550 -16,550
Stock option costs - - - - 1,212 - - 1,212 - 1,212
Deferred tax on stock option and share purchase plans - - - - 114 - - 114 - 114
Equity at June 30, 2020 148,566 8,914 17,389 -66,440 2,229,440(1) -54,326 -403,512 1,731,464 64,185 1,795,649
Net profit from second-half 2020 - - - - - - 152,400 152,400 12,403 164,803
Net income recognized directly in equity - - - - 7,642 -26,878 - -19,236 -1,040 -20,276
Exchange differences on translating foreign operations
Actuarial gains/(losses) relating to defined benefit plans
-
-
-
-
-
-
-
-
1,986
5,296
-26,878
-
-
-
-24,892
5,296
-1,040
-
-25,932
5,296
Cash flow hedges - Interest rate instruments - - - - 35 - - 35 - 35
Cash flow hedges - Currency instruments - - - - 37 - - 37 - 37
Change in the fair value adjustment of long-term investments
in equity instruments and funds
- - - - -3,279 - - -3,279 - -3,279
Revaluation of assets and liabilities due to hyperinflation in
Argentina
- - - - 3,566 - - 3,566 - 3,566
Net income and gains and losses recognized directly in equity - - - - 7,642 -26,878 152,400 133,163 11,363 144,527
Treasury stock transactions - - - 5,101 1,303 - - 6,404 - 6,404
Change in scope of consolidation and reserves - - - - - - - - 1,157 1,157
Dividends paid by other Group companies - - - - - - - - -7,028 -7,028
Stock option costs - - - - 196 - - 196 - 196
Deferred tax on stock option and share purchase plans - - - - -618 - - -618 - -618
Equity at December 31, 2020 148,566 8,914 17,389 -61,339 2,237,962(1) -81,204 -251,112 1,870,611 69,677 1,940,288
Appropriation of net profit at December 31, 2020 - - - - -251,112 - 251,112 - - -
Net profit at June 30, 2021 - - - - - - 142,241 142,241 7,180 149,421
Net income recognized directly in equity - - - - 15,387 16,072 - 31,459 1,466 32,925
Exchange differences on translating foreign operations - - - - -339 16,072 - 15,733 1,466 17,199
Actuarial gains/(losses) relating to defined benefit plans - - - - 11,574 - - 11,574 - 11,574
Cash flow hedges - Interest rate instruments - - - - 98 - - 98 - 98
Cash flow hedges - Currency instruments - - - - 164 - - 164 - 164
Change in the fair value adjustment of long-term investments
in equity instruments and funds
- - - - 2,983 - - 2,983 - 2,983
Revaluation of assets and liabilities due to hyperinflation in
Argentina
- - - - 907 - - 907 - 907
Net income and gains and losses recognized directly in equity - - - - -235,725 16,072 393,353 173,700 8,646 182,346
Treasury stock transactions - - - 23,113 -32,929 - - -9,816 - -9,816
Capital reduction through cancellation of treasury stock -1,444 -87(2) - - - - - -87 - -87
Dividends paid by Compagnie Plastic Omnium SE - - - - -71,287(3) - - -71,287 - -71,287
Dividends paid by other Group companies - - - - - - - - -10,821 -10,821
Stock option costs - - - - 1,338 - - 1,338 - 1,338
Deferred tax on stock option and share purchase plans - - - - -345 - - -345 - -345
Equity at June 30, 2021 147,122 8,827 17,389 -38,226 1,899,015(1) -65,132 142,241 1,964,115 67,502 2,031,617

Shareholders' equity

Total equity

(1) See Notee 5.2.1.for the breakdown of « Other reserves ».

(2) See Notes 2.2.1.1 and 5.2.1.1 on the capital reduction of Compagnie Plastic Omnium SE.

(3) The dividend per share distributed on June 30, 2021 by Compagnie Plastic Omnium in respect of the 2020 fiscal year is 0,49 euro as in 2020 in respect of the 2019 fiscal year (see Note 5.2.2 on dividends voted and paid).

STATEMENT OF CASH FLOWS

In thousands of euros Notes First-half 2021 2020 First-half 2020
I - CASH FLOWS FROM OPERATING ACTIVITIES
Net income 3.1.1 149,421 - 253,051 -417,855
Dividends received from associates and joint ventures 30,619 35,473 15,085
Non-cash items 272,244 776,941 528,107
Share of profit/(loss) of associates and joint ventures 4.4 - 16,775 - 29,101 -9,272
Stock option plan expense 1,338 1,408 1,212
Other adjustments - 614 4,676 -747
Depreciation and provisions for impairment of fixed assets
Amortization and provisions for impairment of intangible assets
142,098
88,644
472,593
288,313
338,705
197,330
Changes in provisions - 7,682 12,861 15,065
Net (gains)/losses on disposals of non-current assets 6,357 584 728
Operating grants recognized in the income statement - 590 - 825 -415
Current and deferred taxes 4.7.1 38,289 - 31,002 -46,931
Cost of net debt 21,179 57,434 32,434
CASH GENERATED BY OPERATIONS (before cost of net debt and tax) (A) 452,284 559,363 125,338
Change in inventories and work-in-progress – net - 92,358 52,740 -8,856
Change in trade receivables – net 24,199 - 10,329 ,
Change in trade payables - 32,332 - 43,988 -393,060
Change in other operating assets and liabilities - net - 7,753 - 43,510 -39,087
CHANGE IN WORKING CAPITAL REQUIREMENTS (B) - 108,244 - 45,088 -414,544
TAXES PAID (C) - 19,280 - 39,676 -13,330
Interest paid - 24,967 - 70,603 -46,341
Interest received 859 4,010 3,189
NET FINANCIAL INTEREST PAID (D) - 24,108 - 66,593 -43,152
NET CASH GENERATED BY OPERATING ACTIVITIES (A+B+C+D) 300,652 408,006 -345,687
II – CASH FLOWS FROM INVESTING ACTIVITIES
Acquisitions of property, plant and equipment 3.1.3 - 70,829 - 217,654 -116,096
Acquisitions of intangible assets 3.1.3 - 65,885 - 143,018 -70,201
Disposals of property, plant and equipment 1,758 2,651 856
Disposals of intangible assets 943 1,046 823
Net change in advances to suppliers of fixed assets - 16,079 - 20,028 -43,139
Investment grants received 644 2,758 1,828
NET CASH USED IN OPERATIONS-RELATED INVESTING ACTIVITIES (E) - 149,449 - 374,245 -225,929
FREE CASH FLOW (A + B + C + D + E) 151,203 33,761 -571,616
Acquisitions of shares in subsidiaries and associates, investments in
associates and joint ventures, and related investments
2.2.2.1.1 - 5.1.10.1 - 43,489 - 812 -
Acquisitions of long-term investments in equity instruments and funds 5.1.5.1 - 49,511 - 7,107 -4,957
Disposals of long-term investments and financial income in listed equity instruments and funds 5.1.5.1 277 50,337 -
Impact of changes in scope of consolidation - cash and cash equivalents contributed by
companies entering the scope of consolidation
2.2.2.1.4 - 5.1.10.1 373 1,418 -
NET CASH FROM FINANCIAL TRANSACTIONS (F) - 92,349 43,836 -4,957
NET CASH FROM INVESTING ACTIVITIES (E+F) - 241,798 - 330,409 -230,886
III - CASH FLOWS FROM FINANCING ACTIVITIES
Reductions (Increases) in share capital and premiums 2.2.1.1 - 5.2.1.1 - 87 - -
Purchases/sales of treasury stock - 9,816 - 6,601 -13,005
Dividends paid by Compagnie Plastic Omnium SE to Burelle SA 5.1.11 - 42,788 - 42,788 -42,788
Dividends paid to other shareholders 5.1.11 - 40,009 - 51,502 -44,983
Increase in financial debt(1) 2.2.2.1.1 - 5.2.5.6 309,658 566,866 930,787
Repayment of financial debt and lease contracts liabilities, net - 467,714 - 845,347 -753,127
NET CASH PROVIDED BY (USED IN) FINANCING ACTIVITIES (G) - 250,758 - 379,372 76,884
Assets held for sale (and discontinued operations) (H) - - -
Effect of exchange rate changes (I) 1,167 - 13,590 -10,228
NET CHANGE IN CASH AND CASH EQUIVALENTS
(A + B + C + D + E + F + G + H + I)
- 190,737 - 315,365 -509,920
CASH AND CASH EQUIVALENTS AT BEGINNING OF PERIOD 5.1.9.2 - 5.2.5.6 817,712 1,133,078 1,133,078
CASH AND CASH EQUIVALENTS AT END OF PERIOD 5.1.9.2 - 5.2.5.6 626,975 817,712 623,158

(1) The change in financial debt includes €70 million in share premiums not yet paid by the Group in connection with the acquisition of the stake in EKPO. See Note 2.2.2.1.1.

NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS

The condensed consolidated financial statements of the Plastic Omnium Group for the six months ended June 30, 2021 were approved by the Board of Directors on July 20, 2021.

PRESENTATION OF THE GROUP

Compagnie Plastic Omnium, a company governed by French law, was set up in 1946. The bylaws set its duration until April 24, 2112. It is registered in the Lyon Trade and Companies Register under number 955 512 611 and its registered office is at 19, boulevard Jules Carteret, 69007 Lyon, France.

The terms "Compagnie Plastic Omnium", "the Group" and "the Plastic Omnium Group" refer to the group of companies comprising Compagnie Plastic Omnium SE and its consolidated subsidiaries.

The Plastic Omnium Group is a global leader in the transformation of plastic materials for the automotive market for body parts, storage systems and fuel supply systems ("Industries" segment) and front-end modules ("Modules" segment).

The Group has organized its business into two operating segments:

Industries:

oIntelligent Exterior Systems (IES), dedicated to complex and intelligent body systems;

oClean Energy Systems (CES), dedicated to clean energy storage systems and emission reduction systems.

Modules: module design, development and assembly (HBPO).

Plastic Omnium Group shares have been traded on the Paris Stock Exchange since 1965. The Group is listed on Eurolist compartment A and is included in the SBF 120 and the CAC Mid 60 indices. The main shareholder is Burelle SA, which held 59.35% of the Group (60.04% excluding treasury shares) with a voting rights of 73.28 % at June 30, 2021.

The unit of measurement used in the Notes to the consolidated financial statements is thousand euros, unless otherwise indicated.

1. ACCOUNTING POLICIES, ACCOUNTING RULES AND PRINCIPLES

1.1. Basis of preparation

The Group's condensed consolidated financial statements for the six months ended June 30, 2021 have been prepared in accordance with IAS 34 "Interim Financial Reporting".

These condensed half-yearly consolidated financial statements do not include all the information required for annual financial statements and should be read in conjunction with the consolidated financial statements at December 31, 2020.

The accounting policies used are those applied by the Group at December 31, 2020 and described in Note 1 "Accounting policies, accounting rules and principles" of the 2020 consolidated financial statements.

The Group has not early applied any standards, interpretations and amendments that are not mandatory at June 30, 2021, and applied the accounting principles described in the consolidated financial statements at December 31, 2020 without any change.

The amendments to IAS 37 "Provisions, Contingent Liabilities and Contingent Assets", which specify that the costs to be included in determining whether a contract is onerous must include both the incremental costs of performing the contract and an allocation of other costs directly related to the performance of the contract, applicable as of January 1, 2022, have not been applied in advance. However, it should be noted that there is no impact as the aggregate currently used by the Group in the analysis of onerous contracts is the gross profit.

1.2. Preparation of interim financial statements

Income tax

The tax expense (current and deferred) for the period is determined based on the estimated annual tax rate, applied to profit before tax for the period excluding significant non-recurring items.

See Note 2.1.2 the "Deferred tax assets".

Employee benefits

The change in interest rates during the first-half 2021 led the Group to reassess its main employee benefits obligations in Europe and the United States. The rates used at June 30, 2021 in the main regions are respectively:

0.90% for the euro zone, compared to 0.35% at December 31, 2020; and

3.04% for the United States, compared to 2.46% at December 31, 2020.

The half-year expense for post-employment benefits corresponds to half of the budgeted net expense for the 2021 fiscal year, determined on the basis of the actuarial data December 31, 2020 and assumptions used at June 30, 2021, after taking into account, where applicable, specific events such as plan changes.

Impairment tests

At June 30, 2021, as no indications of impairment had been identified by the Group, no impairment tests were carried out on goodwill.

The impairment tests performed in the context of the Covid-19 crisis on other depreciable intangible assets and depreciable tangible assets have been updated and the corresponding impairments adjusted where necessary.

1.3. Use of estimates and assumptions

In preparing its financial statements, the Plastic Omnium Group uses estimates and assumptions to assess some of its assets, liabilities, income, expenses and commitments. These estimates and assumptions, which are reviewed periodically by Senior Management, may lead to a material adjustment to the carrying amount of assets and liabilities. At June 30, 2021, they mainly concerned:

deferred taxes;

impairment tests on goodwill, intangible and tangible assets

The tests performed by the Group as part of the preparation of the consolidated financial statements at June 30, 2021, are based on the value in use, the latter being calculated as the present value of future cash flows and the discount rate. The assumptions that could have a significant impact on the financial statements relate in particular to the operating margin, discount rates and growth rates (see Note 2.1.1 "Asset impairment tests").

provisions:

oretirement commitments and other employee benefits; and

oother provisions (workforce adjustment, litigation, customer guarantees, legal and tax risks, etc.);

leases (IFRS 16):

The use of the discount rate in determining the right of use and the lease liability for the leased property.

2. SIGNIFICANT EVENTS OF THE PERIOD

Continuation of the Covid-19 pandemic, emergence of the semiconductor shortage and impact on the first-half 2021 financial statements

After the shutdown of the Group's plants and research and development centers, in line with the shutdowns of the OEM's production lines in the first-half 2020 related to the Covid-19 crisis, business resumed in the second-half 2020 with a normal production rate for most plants.

In the first-quarter 2021, a shortage of semiconductors and raw materials impacting the worldwide automotive industry forced the Group's customers to shut down some of their production lines for varying lengths of time. This shortage and production line shutdowns worsened in the second quarter, and led to the Group adjusting its own production. The impact of customer shutdowns on the Group's consolidated sales is estimated at €518 million (versus €550 million on the Group's economic sales).

Based on information received from our customers and market intelligence, the Group expects that semiconductor shortages will continue to have a negative impact on automotive production in the second half of 2021. The Group does not expect semiconductor shortages beyond 2022.

The notes below cover the impacts and uncertainties related to the continuation of the Covid-19 pandemic and the automotive components shortage: see Note 2.1 "Management by the Group of the Covid-19 pandemic, the shortage of semiconductors and the impacts in the Group's financial statements for the first-half 2021".

International context and change in the automotive market:

In this context of the Covid-19 pandemic and the shortage of semiconductors for the automotive industry, the global production figures in terms of number of vehicles over the first-half of 2021 and 2020 are presented below:

Source: IHS (1)
In thousands of vehicles
First-half 2021 First-half 2020 Change %
Vehicle production 38,023 29,284 8,738 29.8%

(1) IHS: "IHS Markit", an Anglo-American specialist economic information company, which publishes trends and forecasts, particularly

for the automotive sector. Publication: " IHS database as of June 15, 2021 – [0;3.5t PC + LCV]".

2.1. Management by the Group of the Covid-19 pandemic, the shortage of semiconductors and the impacts on the Group's first-half financial statements

The impacts directly related to the continuing Covid-19 pandemic and the shortage of semiconductors and raw materials are described in the following notes.

2.1.1. Asset impairment tests

As part of the preparation of the half-year financial statements and in accordance with IAS 36 "Impairment of assets", the impairment of non-current assets, including intangible assets, property, plant and equipment, assets in progress and HBPO customer contracts, recognized at December 31, 2020, has been updated at June 30, 2021.

In the first-half, the individual changes and the total net change are immaterial.

COMPAGNIE PLASTIC OMNIUM – 2021 Interim Financial Report

Impairments in the financial statements over the last three half-years are presented below:

2020 2021
In millions of euros June 30 Change over the
second-half
December, 31 Change over the
first-half
June 30
Industrial assets 176.6 -6.0 170.6 -0.3 170.3
Project assets 53.1 3.1 56.2 -3.9 52.3
Customer contracts 32.0 -8.6 23.4 0.0 23.4
Total 261.7 -11.5 250.2 -4.2 246.0

These tests were updated on the basis of forecast data updated and revised in May and June 2021. They take into account IHS estimates of the volume, forecasts received from OEMs, discounted where appropriate depending on the history and knowledge of each program and in relation to market specifics.

The discount rate used is unchanged from last year, i.e. 9% and adjusted if necessary to take into account specific country economic conditions such as in India. Similarly, the perpetual growth rate used to determine the terminal value takes into account local economic conditions.

The changes in impairments of property, plant and equipment and intangible assets are recognized in "Other operating income and expenses" (see Note 4.5).

Sensitivity on intangible and tangible asset tests:

At June 30, 2021, as for December 31, 2020, sensitivity analyzes were carried out on the tests which led to the most significant impairments in the United States and in Germany. These impairments represent more than 60% of the total impairment of industrial assets and projects.

In this context, the Operating Margin was retained as a key assumption since it reflects the impact of the following two effects:

  • the change in revenue, in particular the impact of a drop in sales that would not be offset by a reduction in costs and / or;
  • a difference in the expected profitability of plants

A +/-10% change in the operating margin used over the term of the plan (2021-2025) and in the determination of the terminal value would have the following consequences:

  • a -/+ €8 million change in the impairments recognized on assets in the United States;
  • a -/+ €14 million change in impairments recognized on assets in Germany.

2.1.2. Deferred tax assets

The Group's tax position has been analyzed taking into account the latest earnings forecasts, in line with the assumptions made in the valuation of other assets.

In accordance with the Group's accounting principles, tax credits and deferred tax assets on tax loss carryforwards and temporary differences are only recognized when the probability of their utilization within a relatively short period of time is proven.

The impairment of deferred tax assets over the respective periods amounted to:

  • +€3.8 million for the first-half 2021;
  • -€80.4 million for the first-half 2020 (taking into account the downward revision of future results);
  • a reversal of +€1.3 million for the second-half 2020.

Impacts over the fiscal year 2021 are explained in Note 4.7 "Income tax".

2.1.3. Implementation of part-time activity and State aid

State aid in the context of part-time activity over the last three half-years amounts to:

€1.6 million for the first-half 2021; €18.1 million for the first-half 2020; and €13.6 million for the second-half 2020.

This State aid is recognized as a reduction in personnel costs.

2.1.4. Other costs related to Covid-19

Since fiscal year 2020, the Group has implemented very strict health measures ranging from providing protective equipment for employees, hydro-alcoholic gels, temperature-taking equipment, regular disinfection of premises, floor markings and displaying of instructions, etc.

These measures will be maintained until the health crisis has ended.

The costs incurred to implement these measures against Covid-19 amounted to:

  • €4.7 million for the first-half 2021;
  • €6.7 million for the first-half 2020;
  • and €6.7 million for the second-half 2020.

They are recognized as operating expenses in the operating margin.

2.2. Other significant events of the period

2.2.1. Changes in the share capital of Compagnie Plastic Omnium SE

2.2.1.1. Share capital reduction by Compagnie Plastic Omnium SE by cancellation of treasury shares

At its meeting of February 17, 2021, the Board of Directors of Compagnie Plastic Omnium SE decided to cancel 1,443,954 treasury shares (0.97% of the share capital) effective February 25, 2021.

Compagnie Plastic Omnium SE's share capital, made up of 147,122,153 shares with a par value of €0.06, was thus reduced to €8,827,329.18. See Note 5.2.1.1 "Share capital of Compagnie Plastic Omnium SE".

At June 30, 2021, this transaction brings Burelle SA's stake in Compagnie Plastic Omnium SE from 58.78% to 59.35% of the share capital before the cancellation of the treasury shares.

2.2.2. Change in the scope in the first-half 2021 and monitoring of 2020 transactions

2.2.2.1. Company acquisition and equity investment in the German group ElringKlinger AG

Plastic Omnium Group and ElringKlinger AG, a German family-owned listed group and automotive parts manufacturer headquartered in Dettingen (in Bavaria), signed on October 28, 2020:

  • an agreement to create a joint venture, EKPO Fuel Cell Technologies, a leader in the development and mass production of fuel cells to accelerate the development of hydrogen mobility;
  • and a second agreement on the same day, for the acquisition by Plastic Omnium Group of the Austrian subsidiary of ElringKlinger, specialized in integrated hydrogen systems, ElringKlinger Fuelcell Systems Austria GmbH (EKAT), for an enterprise value of €15 million.

Both agreements were subject to competition authorities and customary legal requirements. Plastic Omnium Group received the approval of the competition authorities during the first-quarter, which enabled the transactions described below to be completed at March 1, 2021:

Creation of the EKPO Fuel Cell Technologies joint venture:

Plastic Omnium Group and its partner ElringKlinger created the joint venture "EKPO Fuel Cell Technologies" on March 1, 2021. Through the subscription to a capital increase carried out by EKPO Fuel Cell Technologies, the Plastic Omnium Group acquired 40% of the shares for €100 million.

ElringKlinger thus owns 60% of the joint venture and Plastic Omnium Group 40%. The partnership agreement documents ElringKlinger's control and that Plastic Omnium has a significant influence over the operation. ElringKlinger brought its fuel cell business, more than twenty years of know-how and R&D capabilities, giving a large development potential.

This business employs more than 150 people and holds a portfolio of more than 150 patents in fuel cell components and several high power density fuel cell platforms, already marketed and manufactured at its Dettingen/Erms site (Baden-Württemberg), where the joint venture also has its registered office.

The price of the equity interest as well as the payment terms are presented in Table 2.2.2.1.1.

Acquisition of ElringKlinger Fuel Cell Systems Austria GmbH:

Plastic Omnium Group acquired on March 1, 2021 all of the shares in the Austrian subsidiary of ElringKlinger, "ElringKlinger Fuel Cell Systems Austria GmbH (EKAT)", specialized in integrated hydrogen systems, to complete its global hydrogen offering. The acquisition price is €13.4 million.

The corporate name of this company has been changed and is now "Plastic Omnium New Energies Wels GmbH".

2.2.2.1.1. The acquisition prices

The acquisition prices as well as the payment terms are summarized in the table below:

EKPO Fuel Cell Technologies Plastic Omnium
New Energies Wels
GmbH
In %
Consolidation date in the Group's consolidated financial statements March 1, 2021 March 1, 2021
Percentage of interest 40% 100%
Consolidation method Equity method Full consolidation
In thousands of euros Amount paid
on March 1,
2021
Balance to be
paid
Amount paid on
March 1, 2021
Total of
acquisitions
Acquisition price 30,040 70,000(1) 13,449 113,489
Planned payment schedule for the balance of the acquisition price
of the EKPO shares: In thousands of euros
March 1, 2022 30,000
March 1, 2023 10,000
September 1, 2023 10,000
March 1, 2024 10,000

(1) The remaining €70 million payable in respect of the acquisition of a 40% stake in EKPO are recorded as financial liabilities at June 30, 2021.

September 1, 2024 10,000

2.2.2.1.2. Provisional allocation of the acquisition prices

EKPO Fuel Cell Technologies:

The provisional allocation of the acquisition price to the acquired assets and liabilities identified a "Technology" intangible asset, provisionally valued at €131 million (i.e. €52 million for the share held by the Plastic Omnium Group), resulting in a revaluation of the intangible assets recognized by the entity of €117 million. This asset is amortized over twelve years with effect from March 1, 2021. The amortization charge for this intangible asset is included in the operating margin under "Share of profit/(loss) of associates and joint ventures". See Note 4.4.

At June 30, 2021, the 40% share of equity held by the Group and recognized under "Equity method investments" (See Note 5.1.4), includes a provisional goodwill for €57.9 million.

Plastic Omnium New Energies Wels GmbH (EKAT):

The provisional allocation of the acquisition price to the acquired assets and liabilities identified a "Technology" intangible asset, provisionally valued at €8.8 million. It is amortizable over twelve years with effect from March 1, 2021.

At June 30, 2021, the provisional goodwill, after taking into account the deferred tax liability of €2.2 million related to this intangible asset, amounted to €6.3 million.

The provisional opening balance sheet as of March 1, 2021 is presented below. It will be finalized by March 1, 2022.

Provisional allocation of the acquisition prices to the acquired assets and liabilities
EKPO Fuel Cell Technologies Plastic Omnium New
Energies Wels GmbH
In thousands of euros Equity of the
entity at March
1, 2021 and
the provisional
allocation of
acquisition
price
Share of
equity
acquired by
the Group and
provisional
allocation of
the
acquisition
price
Opening
balance
sheet at
March 1,
2021
Equity
acquired and
adjustments
Opening
balance sheet
at March 1,
2021
Total of the
Group
acquisitions
in 2021
Calculation basis 100.00% 40.00% 100.00% 100.00%
Deferred tax rate 30.00% 30.00% 25.00% 25.00%
Equity acquired 9,416 3,766 3,766 526 526
Intangible asset : technology 131,076(1) 52,430 52,430 8,816 8,816
Deferred taxes -35,093 -14,037 -14,037 -2,204 -2,204
Equity acquired (after adjustments) (A) 105,399 42,160 42,160 7,138 7,138 49,298
Intangible of ElringKlinger related to the capital increase (B) 44,661 17,864
Contribution of Plastic Omnium Group (C) 100,040 40,016
Equity after capital increase (D) = (A + B + C) 250,100 100,040
Goodwill (E) = (D - A) = (B + C) 144,701 57,880 57,880(2) 6,311 6,311(3) 64,191(4)
Total 250,100 100,040 100,040 13,449 13,449 113,489

(1) This amount comprises a revaluation of €117 million recognized as part of the provisional allocation of the acquisition price.

(2) This goodwill is a component of the value of the "EKPO Fuel Cell Technologies" investments in associates accounted by the equity method in the Group consolidated Balance Sheet. See Note 5.1.4.

(3) This amount is recognized in the "Goodwill" item in the Group consolidated Balance Sheet. See Note 5.1.1.

(4) This amount is split in "Investments in associates accounted by the equity method" for €57,880 thousand and for €6,311 thousand in "Goodwill" in the Group consolidated Balance Sheet. See Notes 5.1.4 and 5.1.1.

2.2.2.1.3. The opening balance sheets and their contribution in the Group consolidated balance sheet

The provisional opening balance sheets of the two companies and their contribution in the Group consolidated balance sheet at March 1, 2021, are presented in the table below.

In accordance with IFRS3R, these balance sheets will be finalized no later than March 1, 2022, i.e. within twelve months of the acquisition date:

EKPO Fuel Cell Technologies Plastic Omnium New Energies Wels GmbH Total in the
Group
consolidated
financial
statements
March 1, 2021 March 1, 2021 March 1,
2021
Consolidation percentage 100% 100% 100% 100% 40% 100% 100% 100% 100% 100%
-------------------------- ------ ------ ------ ------ ----- ------ ------ ------ ------ ------ --
In thousands of euros
ASSETS
Balance
Sheet
before the
allocation
of
acquisition
price
Provisional
allocation
of the
acquisition
price
Provisional
opening
Balance
Sheet
Change to
Group
contribution
Contribution
in the
Group's
provisional
opening
consolidated
balance
sheet
Balance
Sheet
before the
allocation
of
acquisition
price
Provisional
allocation
of the
acquisition
price
Provisional
opening
Balance
Sheet
Passage en
contributio
n du
Groupe
Contribution
in the
Group's
provisional
opening
consolidated
balance
sheet
Total
contributions of
the provisional
opening
balance sheets
in the Group's
consolidated
statements
Goodwill - 44,661 44,661 -44,661 - - 6,311 6,311 - 6,311 6,311
Other intangible assets 14,101 116,975 131,076 -131,076 - 59 8,816 8,875 - 8,875 8,875
Intangible asset"Technology" 14,101 116,975 131,076 -131,076 - - 8,816 8,816 - 8,816 8,816
Other intangible assets - - - - - 59 - 59 - 59 59
Property, plant and equipment 14,080 - 14,080 -14,080 - 3,358 - 3,358 - 3,358 3,358
Investments in associates and joint
ventures
- - - 100,040 100,040 - - - - 100,040
Cancellation of securities acquired in
exchange of the share in the Group
reserves
- - - -100,040 -100,040 - - - -13,449 -13,449 -113,489
Available-for-sale financial assets - - - - - - - - - - -
Deferred tax assets - - - - - 7 - 7 - 7 7
TOTAL NON-CURRENT ASSETS 28,181 161,636 189,817 -189,817 - 3,484 15,127 18,611 -13,449 5,162 5,162
Inventories - - - - - 7 - 7 - 7 7
Trade receivables 1,073 - 1,073 -1,073 - - - - - - -
Other receivables 66,558 - 66,558 -66,558 - 42 - 42 - 42 42
Other financial assets and financial 1,191 - 1,191 -1,191 - - - - - - -
receivables
Cash and cash equivalents 30,045 - 30,045 -30,045 - 373 - 373 - 373 373
TOTAL CURRENT ASSETS 98,867 - 98,867 -98,867 - 422 - 422 - 422 422
TOTAL ASSETS 127,048 161,636 288,684 -288,684 - 3,906 15,127 19,033 -13,449 5,584 5,584
EQUITY AND LIABILITIES
Consolidated reserves - - - - - 426 - 426 -426 - -
EQUITY ATTRIBUTABLE TO OWNERS OF
THE PARENT
123,557 126,543 250,100 -250,100 - 526 12,923 13,449 -13,449 - -
Attributable to non-controlling interests - - - - - - - - - - -
TOTAL EQUITY 123,557 126,543 250,100 -250,100 - 526 12,923 13,449 -13,449 - -
Non-current and current borrowings - - - - - - - - - - -
Non-current finance lease liabilities - - - - - 1,218 - 1,218 - 1,218 1,218
Provisions for pensions and other post
employment benefits
2,832 - 2,832 -2,832 - 4 - 4 - 4 4
Provisions for liabilities and charges - - - - - - - - - - -
Current government grants - - - - - - - - - - -
Deferred tax liabilities - 35,093 35,093 -35,093 - - 2,204 2,204 - 2,204 2,204
TOTAL NON-CURRENT LIABILITIES 2,832 35,093 37,925 -37,925 - 1,222 2,204 3,426 - 3,426 3,426
Current borrowings and financial debt - - - - - 1,376 - 1,376 - 1,376 1,376
Current finance lease liabilities - - - - - 158 - 158 - 158 158

Other current debt - - - - - - - - - - - Provisions for liabilities and charges 659 - 659 -659 - - - - - - - Trade payables - - - - - 232 - 232 - 232 232 Other operating liabilities - - - - - 392 - 392 - 392 392 TOTAL CURRENT LIABILITIES 659 - 659 -659 - 2,158 - 2,158 - 2,158 2,158 TOTAL EQUITY AND LIABILITIES 127,048 161,636 288,684 -288,684 - 3,906 15,127 19,033 -13,449 5,584 5,584

Net cash and cash equivalents 30,045 - 30,045 -30,045 - 373 - 373 - 373 373 Net debt 31,236 - 31,236 -31,236 - -2,319 - -2,319 - -2,319 -2,319

1,191 - 1,191 -1,191 - -2,692 - -2,692 - -2,692 -2,692

Gross debt

2.2.2.1.4. Contribution to the Group Profit and Loss key aggregates of the two new companies

The contribution in the first-half 2021 of "EKPO Fuel Cell Technologies" and "Plastic Omnium New Energies Wels GmbH" to Plastic Omnium Group Profit and Loss key aggregates is provided here after:

First-half 2021
Contribution to the Group Profit and Loss key aggregates
Plastic Omnium
Group
EKPO Fuel Cell
Technologies
% of Plastic
Plastic Omnium
Omnium
New Energies
Group
Wels GmbH
consolidated
revenue
% of Plastic
Omnium
Group
consolidated
revenue
Total contributions of
the new entities in the
group Plastic Omnium
consolidated
statements
In thousands of euros Totals Totals % Totals % Totals %
Consolidated revenue of Plastic
Omnium Group
3,784,326 100.0%
Consolidated revenue of entities
acquired
N/A N/A N/A - 0.0% 0.0% - 0.0%(1)
Operating Margin of entities
acquired
-2,772 N/A(1) -0.1% 180 N/A(1) 0.0% -2,592 -0.1%(1)

(1) The percentages are presented in relation to the weight compared to the sales.

2.2.3. Monitoring of the financial investments in AP Ventures

2.2.3.1. The Group payment of funds to AP Ventures during the first-half 2021

During the first-half 2021, as co-sponsor and member of the investment advisory committee, the Group paid AP Ventures, a London-based venture capital firm specializing in hydrogen and fuel cells, a total of €2.2 million (equivalent to \$2.4 million).

The Group committed to invest \$30 million over the life of the fund. The Group's total payment amounted to €6.1 million (equivalent to \$7.2 million) as at June 30, 2021 (see Note 5.1.5.1 "Long-term investments in equities and funds").

2.2.4. Transfer from Belgium to France of innovation and research activities

The Group will transfer to France its innovation and research activities currently located in Brussels, Belgium. These activities are part of the Clean Energy Systems division of the "Industries" segment.

At June 30, 2021, restructuring expenses recognized in connection with this transfer of business amounted to €11.6 million, of which €8.0 million were for workforce adjustment costs. The provision for employee benefit obligations was reduced by €3.7 million to take into account the revised termination dates of the concerned employees.

2.2.5. Financing transactions

2.2.5.1. Follow-up of credit lines and utilization during the period

In the first-half 2021, the Group retained the same credit lines as at December 31, 2020.

The only change over the first-half is the extension of the maturity for six months from May to October 2021, related to a €30 million credit line.

See Notes 5.1.9 "Cash and cash equivalents", 5.2.5.5 "Confirmed medium-term credit lines" and 5.2.5.6 "Reconciliation of gross and net financial debt".

2.2.5.2. Decreased issuance of Negotiable European Commercial Paper (Neu-CP) during the first-half 2021

During the first-half of 2021, the Group reduced its issuance of "Neu-CP". At June 30, 2021, it amounted to €100.5 million compared to €200.5 million at December 31, 2020.

The terms of these issuances are provided in Note 5.2.5.4 "Short-term borrowings: issuance of "Negotiable European commercial paper" (Neu-CP)".

See also Note 5.2.5.6 "Reconciliation of gross and net financial debt".

2.2.6. Change in the international economy and impacts on the Group's financial statements

2.2.6.1. Monitoring of hyperinflation in Argentina and impacts on the Group's financial statements

The Argentine peso has fallen by 55% since December 31, 2020, impacting the main income statement aggregates of the Group's two Argentinian subsidiaries in the first-half 2021; Plastic Omnium Auto Inergy Argentina SA (Clean Energy Systems) and Plastic Omnium Argentina (Intelligent Exterior Systems); as follows:

In thousands of euros First-half 2021 First-half 2020
Impact on the Group's revenue + €1,492K + €467K
Impact on the Group's operating margin - €526K - €432K
Impact on the Group's financial expense - €133K - €1,301K
Impact on the Group's other operating expense - €5K - €964K
Impact on the Group's tax expense - €61K - €159K
Impact on the Group's net income - €724K - €2,856K

3. SEGMENT INFORMATION

3.1. Information by operating segment

The Group uses the concept of "Economic revenue" for its operational management, which corresponds to the consolidated revenue of the Group and its joint ventures at their percentage stake: Yanfeng Plastic Omnium, the Chinese leader in exterior body parts, SHB Automotive modules, the leading Korean front-end module company and BPO, a major player in the Turkish market for exterior equipment.

The Group organizes its Automotive businesses into two operating segments (see Note on "Presentation of the Group"): "Industries" and "Modules".

The columns in the tables below show the amounts by segment. The "Unallocated items" column groups together inter-segment eliminations and amounts that are not allocated to a specific segment (in particular, holding company activity) allowing for the reconciliation of segment data with the Group's financial statements. Financial results, taxes and the share of profit/(loss) of associates are monitored at Group level and are not allocated to segments. Transactions between segments are carried out on an arm's length basis.

3.1.1. Income statement by operating segment

First-half 2021
In thousands of euros Industries Modules Unallocated
items (2)
Total
Economic revenue (1) 2,992,331 1,145,907 - 4,138,238
Including revenue from joint ventures consolidated at the Group's percentage
stake
253,484 100,428 - 353,912
Sales per Segment 2,752,884 1,047,134 -15,692 3,784,326
Inter-segment sales -14,037 -1,655 15,692 -
Consolidated revenue 2,738,847 1,045,479 - 3,784,326
% of segment revenue - Total 72.4% 27.6% - 100.0%
Operating margin before amortization of intangible assets acquired and before
share of profit/(loss) of associates and joint ventures
197,477 29,868 - 227,345
% of segment revenue 7.2% 2.9% - 6.0%
Amortization of intangible assets acquired -3,580 -6,515 - -10,095
Share of profit/(loss) of associates and joint ventures 15,410 1,365 - 16,775
Operating margin 209,307 24,718 - 234,025
% of segment revenue 7.6% 2.4% - 6.2%
Other operating income 4,615 - - 4,615
Other operating expenses -24,775 -529 - -25,304
% of segment revenue -0.7% -0.1% - -0.5%
Borrowing costs -24,672
Other financial income and expenses -954
Profit/(loss) from continuing operations before income tax and after share in
associates and joint ventures
187,710
Income tax -38,289
Net income 149,421
First-half 2020
In thousands of euros Industries Modules Unallocated
items (2)
Total
Economic revenue (1) 2,394,829 838,257 - 3,233,086
Including revenue from joint ventures consolidated at the Group's percentage
stake
192,199 79,152 - 271,351
Sales per Segment 2,210,537 760,148 -8,950 2,961,735
Inter-segment sales -7,907 -1,043 8,950 -
Consolidated revenue 2,202,630 759,105 - 2,961,735
% of segment revenue - Total 74.4% 25.6% - 100.0%
Operating margin before amortization of intangible assets acquired and before
share of profit/(loss) of associates and joint ventures
-109,600 -2,473 - -112,073
% of segment revenue -5.0% -0.3% - -3.8%
Amortization of intangible assets acquired -4,593 -8,773 - -13,366
Share of profit/(loss) of associates and joint ventures 8,609 663 - 9,272
Operating margin -105,585 -10,583 - -116,168
% of segment revenue -4.8% -1.4% - -3.9%
Other operating income 3,338 1,155 - 4,493
Other operating expenses -273,284 -44,542 - -317,826
% of segment revenue -12.3% -5.7% - -10.6%
Borrowing costs -32,775
Other financial income and expenses -2,509
Profit/(loss) from continuing operations before income tax and after share in
associates and joint ventures
-464,785
Income tax 46,931
Net income -417,855

(1) Economic revenue corresponds to revenue of the Group and its joint ventures consolidated at their percentage of ownership.

(2) "Unallocated items" corresponds to inter-segments eliminations and amounts that are not allocated to a specific segment (such as, holding company activities). This column is included to enable segment information to be reconciled with the consolidated financial statements.

3.1.2. Balance sheet aggregate data by operating segment

June 30, 2021
In thousands of euros
Net amounts Industries Modules Unallocated items Total
Goodwill 495,403 527,726 - 1,023,129
Intangible assets 424,251 118,212 5,492 547,955
Property, plant and equipment 1,464,317 144,756 34,070 1,643,143
Investment property - - 30 30
Inventories 682,845 75,398 - 758,243
Trade receivables 639,758 177,979 -1,553 816,184
Other receivables 230,452 33,559 58,409 322,420
Finance receivables (C) 4,435 - - 4,435
Current accounts and other financial assets (D) -1,024,650 2,339 1,031,389 9,078
Long-term investments in equity instruments and funds - FMEA 2 (F) 6,262 - 54,211 60,473
Hedging instruments (E ) - - 1,201 1,201
Net cash and cash equivalents (A) (1) 101,258 29,970 495,747 626,975
Segment assets 3,024,331 1,109,939 1,678,996 5,813,266
Borrowings and financial debt (B) 300,610 67,380 1,223,698 1,591,689
Segment liabilities 300,610 67,380 1,223,698 1,591,689
Segment net financial debt = (B - A - C- D - E - F) (2) a
1,213,305
35,071 -358,850 889,527
December 31, 2020
Industries Modules Unallocated items Total
Goodwill 486,643 527,726 - 1,014,369
Intangible assets 431,700 124,394 4,753 560,847
Property, plant and equipment 1,495,594 148,162 32,433 1,676,189
Investment property - - 30 30
Inventories 602,910 53,902 - 656,812
Trade receivables 632,522 183,384 -1,506 814,400
Other receivables 248,511 21,885 47,911 318,307
Finance receivables (C) 6,340 - - 6,340
Current accounts and other financial assets (D) -1,046,879 3,226 1,053,707 10,054
Long-term investments in equity instruments and funds - FMEA 2 (F) 4,086 - 4,223 8,309
Hedging instruments (E) - - 7,625 7,625
Net cash and cash equivalents (A) (1) 90,919 36,679 690,114 817,712
Total segment assets 2,952,346 1,099,358 1,839,290
Borrowings and financial debt (B) 265,472 67,294 1,324,191 5,890,994
1,656,957
Segment liabilities 265,472 67,294 1,324,191 1,656,957

(1) Net cash and cash equivalents as reported in the Statement of Cash Flows. See also 5.1.9.2 "Net cash and cash equivalents at end of period".

(2) See Note 5.2.5.1"Definition of debt within the Group" and Note 5.2.5.6 "Reconciliation of gross and net financial debt".

3.1.3. Other information by operating segment

First-half 2021
In thousands of euros
Industries Modules Unallocated
items
Total
Acquisitions of intangible assets 56,230 7,878 1,777 65,885
Capital expenditure including acquisitions of investment property 57,615 8,768 4,446 70,829
First-half 2020
In thousands of euros Industries Modules Unallocated
items
Total
Acquisitions of intangible assets 62,236 7,585 380 70,201

3.1.4. Revenue - Information by geographic region and country of sales

The breakdown of revenue by region is based on the location of the Plastic Omnium subsidiaries generating the sales. Until 2020, it was based on the country of location of their customers. The change, implemented to simplify the process of preparing the information, has no significant impact.

For the purposes of comparability, the information for 2020 has been restated.

3.1.4.1. Information by sales region

First-half 2021 First-half 2020
In thousands of euros Totals % In thousands of euros Totals %
France 270,866 6.5% France 207,708 6.4%
North America 1,029,547 24.9% North America 859,856 26.6%
Europe excluding France 2,005,716 48.5% Europe excluding France 1,562,680 48.3%
South America 55,196 1.3% South America 29,753 0.9%
Africa 60,566 1.5% Africa 31,951 1.0%
Asia 716,348 17.3% Asia 541,138 16.7%
Economic revenue 4,138,238 100% Economic revenue 3,233,086 100%
Including revenue from joint ventures at the
Group's percentage stake
353,912 Including revenue from joint ventures at the
Group's percentage stake
271,351
Consolidated revenue 3,784,326 Consolidated revenue 2,961,735
Including revenue from joint ventures at the
Group's percentage stake
271,351

3.1.4.2. Information for the top ten contributing countries

First-half 2021 First-half 2020
In thousands of euros Totals % In thousands of euros Totals %
Germany 676,567 16.3% Germany 513,457 15.9%
United States 518,601 12.5% United States 435,740 13.5%
Mexico 488,890 11.8% Mexico 384,563 11.9%
China 433,504 10.5% China 326,079 10.1%
Spain 323,290 7.8% Spain 268,693 8.3%
Slovakia 310,956 7.5% Slovakia 235,060 7.3%
France 270,866 6.5% France 207,708 6.4%
United Kingdom 174,819 4.2% Poland 134,529 4.2%
Poland 153,389 3.7% Great Britain 130,078 4.0%
Korea 148,120 3.6% Korea 128,546 4.0%
Other 639,236 15.6% Other 468,633 14.5%
Economic revenue 4,138,238 100% Economic revenue 3,233,086 100%
Including revenue from joint ventures at the
Group's percentage stake
353,912 Including revenue from joint ventures at the
Group's percentage stake
271,351
Consolidated revenue 3,784,326 Consolidated revenue 2,961,735
Including revenue from joint ventures at the
Group's percentage stake
271,351
3.1.4.3. Information by automotive manufacturer
------------------------------------------------- -- --
First-half 2021 First-half 2020
Automotive manufacturers Totals Automotive manufacturers
Totals
In thousands of euros Totals % of total
automotive revenue
In thousands of euros Totals % of total
automotive
revenue
Volkswagen Group 1,116,216 27.0% Volkswagen Group 830,190 25.7%
Stellantis 679,734 16.4% Stellantis(1) 529,679 16.4%
Daimler 449,568 10.9% Daimler 323,002 10.0%
BMW 361,693 8.7% General Motors 283,861 8.8%
General Motors 301,145 7.3% BMW 281,976 8.7%
Total – main manufacturers 2,908,356 70.3% Total – main manufacturers 2,248,707 69.6%
Other automotive manufacturers 1,229,882 29.7% Other automotive
manufacturers(1)
984,379 30.4%
Total economic revenue 4,138,238 100.0% Total economic revenue 3,233,086 100%
Including revenue from joint ventures at
the Group's percentage stake
353,912 Including revenue from joint
ventures at the Group's percentage
stake
271,351
Total consolidated revenue 3,784,326 Total consolidated revenue 2,961,735
In thousands of euros Totals % of total
automotive
revenue
manufacturers(1) 984,379 30.4%
Including revenue from joint
ventures at the Group's percentage
stake
271,351

(1) Stellantis: including PSA Peugeot Citroën for €343,173 thousand and Fiat Chrysler Automobiles for €186,506 thousand ( "Other" item) in the Consolidated Financial Statements of first-half 2020.

4. NOTES TO THE INCOME STATEMENT

Introduction to the Notes to the Income Statement - Impacts due to Covid-19

In addition to the ongoing Covid-19 pandemic, a problem related to the shortage of components for the automotive sector appeared in 2021 and led to the shutdown of some of the Group's plants.

In the first-half, Plastic Omnium Group's income statement was impacted by this decline in worldwide automotive production (see Chapter 2.1 "Management by the Group of the Covid-19 pandemic, the shortage of semiconductors and the impacts in the Group's financial statements for the first-half 2021").

Over the period, the Group updated the impairment of assets as well as the costs related to the various restructurings. The impacts were recorded under "Other operating income and expenses" in accordance with the Group's accounting principles.

4.1. Breakdown of Research and Development costs

The percentage of Research and Development costs is expressed in relation to the amount of revenue.

In thousands of euros First-half 2021 % First-half 2020 %
Research and Development costs after developments sold -117,447 -3.1% -122,715 -4.1%
Capitalized development costs 60,788 1.6% 67,601 2.3%
Depreciation of capitalized development costs -76,663 -2.0% -91,907 -3.1%
Research tax credit 5,009 0.1% 4,846 0.2%
Other (including grants and contributions received) 1,714 0.0% 223 0.0%
Research and Development costs -126,599 -3.4% -141,952 -4.8%

4.2. Cost of goods and services sold, development, selling and administrative costs

In thousands of euros First-half 2021 First-half 2020
Cost of goods and services sold includes:
Material consumptions (purchases and changes in inventory) (1) -2,627,582 -2,114,210
Direct production outsourcing -6,193 -6,752
Utilities and fluids -45,365 -41,008
Salary and benefits -366,731 -337,943
Other production costs -122,105 -145,036
Depreciation and amortization -128,797 -146,500
Provisions 4,547 -5,645
Total -3,292,226 -2,797,094
Research and Development costs include:
Salary and benefits -101,736 -98,268
Depreciation, amortization and provisions -86,928 -101,970
Other 62,065 58,286
Total -126,599 -141,952
Selling costs include:
Salary and benefits -14,559 -12,363
Depreciation, amortization and provisions -438 -1,650
Other -5,489 -2,892
Total -20,486 -16,905
Administrative costs include:
Salary and benefits -80,308 -75,785
Other administrative expenses -28,777 -32,729
Depreciation and amortization -8,776 -9,433
Provisions 191 91
Total -117,670 -117,857

(1) Including charges and reversals of provisions for inventories amounting to :

· +€1,405 thousand at June 30, 2021;

· -€10,241 thousand at June 30, 2020.

4.3. Amortization of intangible assets acquired

This item corresponds mainly to:

  • the amortization over six years of contractual customer relationships recognized on the takeover in July 2016 of the Faurecia Group Exterior Systems business;
  • the amortization over seven years of contractual customer relationships and over 15 years for the brand recognized on the takeover of HBPO in July 2018; and
  • and amortization over twelve years, since March 1, 2021, of the intangible asset "Technology" of the Austrian company "Plastic Omnium New Energies Wels GmbH" acquired on March 1, 2021. See Note 2.2.2.1.2 in "Other significant events of the period".
In thousands of euros First-half 2021 First-half 2020
Amortization of brands -273 -273
Amortization of contractual customer relationships -9,577 -13,093
Amortization of intangible assets : technology (1) -245 -
Total amortization of intangible assets acquired -10,095 -13,366

(1) See Note 2.2.2.1.2 "Provisional allocation of the acquisition prices" regarding EKPO in the "Other Significant events of the period". It has been amortized since March 1, 2021.

4.4. Share of profit/(loss) of associates and joint ventures

The associates Chengdu Faway Yanfeng Plastic Omnium and Dongfeng Plastic Omnium Automotive Exterior are included in the YFPO joint ventures and the associate EKPO Fuel Cell Technologies since March 1, 2021 (see Note 2.2.2.1 in the « Other significant events of the period »).

The Share of profit/(loss) of associates and joint ventures breaks down as follows (please refer to Note 5.1.4 for "Non-consolidated interests and investments in associates and joint ventures accounted for by the equity method" in the Balance Sheet):

In thousands of euros First-half
2021
% Interest
First-half
2020
% Interest
First-half
2021
First-half
2020
HBPO - SHB Automotive Modules 33.34% 33.34% 1,365 652
HICOM HBPO Sdn Bhd(1) 34.00% 26.66% - 11
JV Yanfeng Plastic Omnium and its subsidiaries - joint venture 49.95% 49.95% 16,197 5,942
B.P.O. AS - joint venture 49.98% 49.98% 1,985 2,667
EKPO Fuel Cell Technologies(2) 40.00% - -2,772 -
Total share of profit/(loss) of associates and joint ventures 16,775 9,272

(1) HBPO Hicom was accounted using the equity method until the end of September 2020. With the takeover by the Group on October 1, 2020, the company is now fully consolidated.

(2) See Note 2.2.2.1.2 in the "Other significant events of the period". This share of profit includes a gross amount of -€1.1 million (- €0.8 million net of tax) related to the amortization of the intangible asset "Technology" recognized in the acquisition price allocation.

4.5. Other operating income and expenses

In thousands of euros First-half 2021 First-half 2020
Reorganization costs(1) -6,564 -15,567
Impairment of non-current assets (2) -3,096 -267,156
Provisions for litigations and expenses(3) -7,620 -11,722
Foreign exchange gains and losses on operating activities (4) -2,801 -12,652
Gains/Losses on disposals of non-current assets (2) -308 -776
Other -300 -5,461
Total operating income and expenses -20,689 -313,333
- of which total income 4,615 4,493
- of which total expense -25,304 -317,826

In first-half 2021:

(1): Reorganization costs:

Reorganization costs relate primarily to significant restructuring in the "Industries" segment in Germany and in Belgium.

(2): Impairment of non-current assets:

The net impact of asset impairment tests over the period is -€1.9 million compared to -€261.7 million over the first-half of 2020 (see Note 2.1.1 in "Significant events of the period").

In addition, the impairment balance was reduced by +€6.1 million through disposals over the first semester of 2021, leading to a net reduction of +€4.2 million.

(3): Provisions for litigations and expenses:

This item mainly includes provisions for recalls and other disputes.

(4): Foreign exchange gains and losses on operating activities:

Over the period, foreign exchange gains and losses on operating activities mainly concern the Mexican peso, the Argentine peso and the US dollar.

First-half 2020

Please refer to the consolidated financial statements for the first-half 2020 for details of transactions for the previous half-year.

4.6. Net financial income

In thousands of euros First-half 2021 First-half 2020
Finance costs -17,593 -26,357
Interest on lease liabilities(1) -3,626 -3,922
Financing fees and commissions -3,453 -2,496
Borrowing costs -24,672 -32,775
Exchange gains or losses on financing activities 10,628 -131
Gains or losses on interest rate and currency hedges(2) -10,691 1,796
Interest on post-employment benefit obligations -758 -791
Other (3) -133 -3,383
Other financial income and expenses -954 -2,509
Total -25,626 -35,284

(1) See Notes 5.1.3 "Property, plant and equipment" and 5.2.5.6 "Reconciliation of gross and net financial debt".

(2) The Group no longer has any interest rate contracts. This item includes an expense of €10,561 thousand corresponding to the impact of currency hedges.

See Note 5.2.6.1.2 "Impact of unsettled foreign exchange hedges on net income and shareholder's equity".

(3) In the first-half 2021, the full amount corresponds to the financial impact of hyperinflation in Argentina for -€133 thousand compared to -€1,301 thousand during the first-half 2020.

4.7. Income tax

4.7.1. Income tax recognized in the income statement

The income tax expense breaks down as follows:

In thousands of euros First-half 2021 First-half 2020
Current taxes on continuing activities -47,698 3,186
Current income tax income/(expense) -43,633 5,465
Tax expense/(income) on non-recurring items -4,065 -2,279
Deferred taxes on continuing activities 9,409 43,745
Deferred tax income/(expense) on timing differences arising or reversed during the period 9,410 46,530
Expense/(income) resulting from changes in tax rates or the introduction of new taxes -1 -2,785
Income tax income (expense) on continuing activities recorded in the consolidated income statement -38,289 46,931

4.7.2. Income tax analysis - Tax proof

Analysis of the income tax expense includes the following:

In thousands of euros First-half 2021 First-half 2020
Totals % (1) Totals % (1)
Consolidated loss (profit) on continuing activities before tax and share of profit/(loss) of
associates and joint ventures (A)
170,935 -474,056
Tax rate applicable in France (B) 28.40% 32.02%
Theoretical tax income (expense) (C) = (A) x (-B) -48,543 151,793
Difference between the theoretical tax expense and the current and deferred tax expense
excluding tax assessed on net interim profit on continuing activities (D)
10,254 6.0% -104,862 22.1%
Tax credits 18,069 10.6% 3,176 -0.7%
Permanent differences between accounting profits and taxable profits -4,691 -2.7% -4,779 1.0%
Change in unrecognized deferred taxes 3,781 2.2% -80,392 17.0%
Impact on deferred tax of a tax rate change -1 0.0% -2,276 0.5%
Impact of differences in foreign tax rates 5,292 3.1% -22,972 4.8%
Contribution to Value Added "gross value" -2,378 -1.4% -3,529 0.7%
Other impacts -9,818 -5.7% 5,910 -1.2%
Total current and deferred tax income (expense) on continuing activities
(E) = (C) + (D)
-38,289 46,931
Effective tax rate (ETR) on continuing activities (E)/(A) 22.4%
9.9%

(1) Percentage expressed in relation to the consolidated profit on continuing activities before tax and share of profit/(loss) of associates and joint ventures (C)

The Group's effective tax rate was 22.4% in the first-half 2021 (compared to 9.9% for first-half 2020).

In the first-half 2021, the tax expense recognized was -€38.3 million for a theoretical tax expense of -€48.5 million, based on a tax rate of 28.4%.

During the first-half 2020, the tax income recognized was €46.9 million for a theoretical tax income of €151.8 million, based on a tax rate of 32.02%.

The difference between the tax recognized and the theoretical tax mainly reflects:

€18.1 million in specific tax reductions or tax credits mainly in North America, Belgium and France (€3.2 million for first-half 2020);

-€4.7 million in permanent differences between accounting income and taxable income (-€4.8 million for first-half 2020 mainly due to taxable dividends);

€3.8 million from the effect of losses or other assets generated in the year but not recognized, net of those previously not capitalized but used or recognized during the year (-€80.4 million for first-half 2020) - Please refer to Note 2.1.2 "Deferred tax assets" in "Significant events of the period"; and

€5,3 million from the impact of lower taxes, mainly in Asia (China, Thailand) and Europe (excluding France and Germany) (-€23 million for first-half 2020).

The difference between the tax rate in France and countries with lower tax rates has a favorable impact on profits and an opposite effect when loss-making.

4.8. Net profit attributable to non-controlling interests

The net profit attributable to non-controlling interests corresponds to the share of minority interests in the profit/loss of certain fully consolidated entities controlled by the Group. It breaks down as follows:

In thousands of euros First-half 2021 First-half 2020
HBPO GmbH and its subsidiaries 4,510 -15,686
Beijing Plastic Omnium Inergy Auto Inergy Co. Ltd 777 -157
Plastic Omnium Auto Inergy Manufacturing India Pvt Ltd 246 -13
DSK Plastic Omnium Inergy 1,659 1,558
DSK Plastic Omnium BV -13 -45
Total attributable to non-controlling interests 7,180 -14,343

4.9. Earnings per share and diluted earnings per share

Net profit attributable to owners of the parent First-half 2021 First-half 2020
Basic earnings per share (in euros) 0.98 -2.77
Diluted earnings per share (in euros) 0.98 -2.77
Weighted average number of ordinary shares outstanding at end of period (in units) 147,560,924 148,566,107
- Treasury stock (in units) -2,102,769 -2,910,190
Weighted average number of ordinary shares, undiluted (in units) 145,458,155 145,655,917
- Impact of dilutive instruments (stock options) (in units) 386,753 22,813
Weighted average number of ordinary shares, diluted (in units) 145,844,908 145,678,730
Weighted average price of the Plastic Omnium share during the period
- Weighted average share price 29.96 18.94

5. NOTES TO THE BALANCE SHEET

5.1. Assets

5.1.1. Goodwill

As no indication of impairment was identified during the period, the Group did not perform an impairment test on goodwill.

In thousands of euros Gross Value Impairment Net value
Goodwill at January 1, 2020 1,017,830 - 1,017,830
Goodwill of HBPO Hicom acquisition 2,931 - 2,931
Translation differences -6,392 - -6,392
Goodwill at December 31, 2020 1,014,369 - 1,014,369
Goodwill of Plastic Omnium New Energies Wels GmbH acquisition (1) 6,311 - 6,311
Translation differences 2,449 - 2,449
Goodwill at June 30, 2021 1,023,129 - 1,023,129

(1) The Group acquired the company Plastic Omnium New Energies Wels GmbH on March 1, 2021. See Note 2.2.2.1 in "Other significant events of the period".

5.1.2. Other intangible assets

Changes in the impairment of intangible assets over the period (see Note 2.1.1 "Asset impairment tests") are recognized in "Other operating income and expenses" in Note 4.5.

In thousands of euros Patents and
brands
Software Development
assets
Customer
contracts
Other Total
Carrying amount published at December 31, 2020 9,916 16,082 468,167 66,680 2 560,847
Capitalized development - - 60,788 - - 60,788
Increases 19 583 4,495 - - 5,097
Disposals - net - - -6,087 - - -6,087
Newly-consolidated companies (1) 8,816 59 - - - 8,875
Other reclassifications - 1,709 -1,597 -5 - 107
Amortization for the period -2,370 -3,914 -76,663 -9,577 - -92,524
Impairments recognized and reversed(2) - 11 3,869 - - 3,880
Translation adjustment -2 81 6,893 - - 6,972
Carrying amount at June 30, 2021 16,379 14,611 459,865 57,098 2 547,955

(1) The Group acquired the company Plastic Omnium New Energies Wels GmbH on March 1, 2021 (recognition of a 'Technology' asset) See Note 2.2.2.1.

(2) For the period, this item includes all impairment losses, both the update of impairment losses recognized in the previous year and those not directly related to the pandemic. Please refer to Notes 2.1.1 "Asset impairment tests" and 4.5 "Other operating income and expenses".

5.1.3. Property, plant and equipment

Property, plant and equipment corresponds to tangible assets owned but also, since January 1, 2019, to rights of use related to leases of tangible assets following the application of IFRS 16 "Leases".

Changes in the impairment of property, plant and equipment over the period (see Note 2.1.1 "Asset impairment tests") are recognized in "Other operating income and expenses" in Note 4.5.

In thousands of euros Land Buildings Tech. eq. &
tool. (*)
Property,
plant and
equipment
under
construction
Other
property,
plant and
equipment
Total
Carrying amount at January 1, 2021 : Property, plant and
equipment owned outright
92,597 515,801 504,921 142,868 220,057 1,476,24
4
Acquisitions 63 2,582 5,294 57,326 5,565 70,829
Disposals - -171 -1,113 - -1,685 -2,969
Newly consolidated companies - 1,175 582 82 140 1,979
Other reclassifications 991 6,232 44,664 -73,344 21,614 156
Depreciation for the period -745 -14,844 -57,094 - -46,156 -118,840
Impairments and reversals(1) - 1,071 217 -1,464 470 294
Translation adjustment 1,615 9,014 9,341 1,578 2,776 24,323
Property, plant and equipment in full ownership: Carrying
amount at June 30, 2021 (A)
94,519 520,858 506,813 127,048 202,782 1,452,02
0
Carrying amount at January 1, 2021: Right-of-use assets for
leases
652 172,738 14,443 - 12,112 199,945
Acquisitions - 7,011 2,530 - 3,633 13,175
Decrease - -1,231 -69 - -238 -1,538
Newly consolidated companies - 1,313 - - 66 1,379
Depreciation for the period -61 -16,436 -3,419 - -3,637 -23,553
Other reclassifications - -2 2 - 2 2
Translation adjustment 20 1,303 266 - 126 1,714
Right-of-use assets for leases: Carrying amount at June 30,
2021 (B)
610 164,695 13,752 - 12,066 191,123

(1) For the period, this item includes all impairment losses, both the update of impairment losses recognized in the previous fiscal year and those not directly related to the pandemic. Please refer to Notes 2.1.1 "Asset impairment tests" and 4.5 "Other operating income and expenses".

In thousands of euros Land Buildings Tech. eq. &
tool. (*)
Tangible
assets under
construction
Other
tangible
assets
Total
Analysis of carrying amount at January 1 2021
Gross value 108,821 1,126,388 1,914,958 146,234 739,298 4,035,699
Depreciation -12,594 -388,192 -1,293,581 - -470,840 -2,165,207
Impairment -2,978 -49,657 -102,012 -3,365 -36,289 -194,302
Carrying amount at January 1, 2021 93,249 688,539 519,364 142,868 232,169 1,676,189
Analysis of carrying amount at June 30, 2021
Gross value 111,785 1,154,334 1,978,827 129,286 749,808 4,124,040
Depreciation -13,638 -420,624 -1,353,275 - -498,867 -2,286,404
Impairment -3,018 -48,157 -104,987 -2,238 -36,093 -194,493
Carrying amount at June 30, 2021 95,129 685,553 520,565 127,048 214,848 1,643,143

(*) "Tech. eq. & tool.": technical installations, equipment and tooling

5.1.4. Non-consolidated interests and investments in associates and joint ventures accounted for by the equity method

Non-consolidated securities relate to shell companies, non-significant dormant companies and small stakes (Tactotek OY) for which changes in value are recognized in the income statement (IFRS 9 "Financial instruments"). Investments in associates and joint ventures correspond to investments by the Group in the following companies:

COMPAGNIE PLASTIC OMNIUM – 2021 Interim Financial Report

In thousands of euros 2021
% interest
2020
% interest
June 30, 2021 December 31, 2020
HBPO - SHB Automotive Modules(1) 33.34% 33.34% 15,215 15,088
JV Yanfeng Plastic Omnium and its subsidiaries - joint venture 49.95% 49.95% 149,851 151,668
B.P.O. AS - joint venture 49.98% 49.98% 9,444 13,416
EKPO Fuel Cell Technologies (2) 40.00% - 97,268 -
Total investments in associates and joint ventures 271,778 180,172
Other non-consolidated equity investments 167 170
Total non-consolidated equity investments 167 170
Total investments consolidated by the equity method and non
consolidated equity instruments
271,945 180,342

(1) This relates to the HBPO Joint venture.

(2) See Note 2.2.2.1 "Company acquisition and equity investment in the German group ElringKlinger AG" in the "Other significant events of the period" and Note 4.4 "Share of profit/(loss) of associates and joint ventures".

Investments in these entities include goodwill by segment for the following amounts:

In thousands of euros June 30, 2021 December 31, 2020
Goodwill in associates and joint ventures - Industries segment(1) 79,411 21,080
Goodwill in associates and joint ventures - Modules segment 3,856 4,257
Total goodwill in associates and joint ventures 83,267 25,337

(1) The change over the period corresponds mainly to the recognition of the provisional goodwill on EKPO Fuel Cell Technologies for €57,880 thousand. See Note 2.2.2.1.2 in the "Other Significant events of the period".

5.1.5. Non-current financial assets

The financial assets recognized under this item correspond to long-term investments in equities and funds as well as other assets such as deposits and surety bonds grouped as follows:

5.1.5.1. Long-term investments in equities and funds

  • investments in listed companies, funds or equivalents and investments in securities of listed companies, including funds invested in the "Aster" venture capital company;
  • the Group's investments in the "FMEA 2" fund as part of the support of the Automotive Division subcontractors and in shell companies.

In the context of the application of IFRS 9 "Financial Instruments, the Group opted to recognize changes in the value of listed shares in non-recyclable profit and loss and changes in investments funds, such as "Aster", "Tactotek OY" and "FMEA" funds, in the income statement.

COMPAGNIE PLASTIC OMNIUM – 2021 Interim Financial Report

In thousands of euros June 30, 2021 December 31, 2020
Subscribed
amounts
Non-called
up amounts
Net Subscribed
amounts
Non-called
up amounts
Net
Financial investments in the FMEA 2 fund (1) - (2) 4,000 -3,903 97 4,000 -3,563 437
Financial investments in listed securities(1) - (3) 48,138 - 48,138 - - -
Financial investments in the venture capital AP Ventures(1) - (4) 28,548 -22,470 6,078 26,896 -22,986 3,910
Investment in the venture capital company Aster(1) - (5) 20,000 -14,024 5,976 20,000 -16,214 3,786
Other(1) - - 183 - - 176
Long-term investments in equities and funds 60,472 8,309

(1) Financial investments in the FMEA 2 fund and investments in shares in listed companies are listed under long-term financial receivables in Note 5.2.5.6 "Reconciliation of gross and net financial debt".

  • (3) These are financial investments over the period, through the Group reassurance captive in a basket of five securities from listed groups.
  • (4) The total paid by the Group to AP Ventures, a venture capital fund dedicated to hydrogen, amounted to \$7.2 million (equivalent to €6.1 million) as of June 30, 2021 versus \$4.8 million at December 31, 2020 (€3.9 million).

The Group has committed up to \$30 million over the life of the fund.

(5) The Group received €0,3 million in income distribution (€1.0 million as of December 31, 2020) (recognized in the balance sheet over the term of the full payment of the amount subscribed).

5.1.5.2. Other non-current financial assets

In thousands of euros June 30, 2021 June 30, 2020
Loans 1,445 1,488
Deposits and surety bonds 7,310 8,265
Other receivables 3 -
Other non-current financial assets 8,758 9,753

Deposits and surety bonds mainly concern deposits relating to leased offices and receivables sale programs.

5.1.6. Inventories and Inventories in progress

In thousands of euros June 30, 2021 December 31, 2020
Raw materials and supplies
At cost (gross) 225,080 178,817
Net realizable value 207,674 160,463
Molds, tooling and engineering
At cost (gross) 405,849 359,196
Net realizable value 396,806 350,811
Maintenance inventories
At cost (gross) 77,126 74,207
Net realizable value 59,988 58,234
Goods
At cost (gross) 1,734 1,646
Net realizable value 1,312 1,209
Semi-finished products
At cost (gross) 58,668 54,466
Net realizable value 54,699 50,357
Finished products
At cost (gross) 41,436 39,831
Net realizable value 37,764 35,738
Total net 758,243 656,812

(2) The net value of FMEA 2 at each end of the period corresponds to the fair value of the Group's investments in the fund. Uncalled amounts include distributions of income as well as fair value adjustments.

5.1.7. Current financial receivables

In thousands of euros June 30, 2021 December 31, 2020
Current financial trade receivables (see Note 5.2.5.6) 4,435 6,340
Other current financial assets and financial receivables (see Note 5.2.5.6) 320 301
Total current financial receivables 4,755 6,641

5.1.8. Trade and other receivables

5.1.8.1. Sale of receivables

Compagnie Plastic Omnium SE and some of its European and United States subsidiaries have set up several commercial receivables sale programs with French financial institutions. These programs have an average maturity of more than two years.

These non-recourse programs transfer substantially all the risks to credit institutions and rewards of ownership to the buyer of the sold receivables; for these programs, only the non-material dilution risk is not transferred to the buyer.

Receivables sold under these programs, which are therefore no longer included in the balance sheet, totaled €307 million at June 30, 2021 versus €327 million at December 31, 2020.

5.1.8.2. Trade receivables – Gross values, impairment and carrying amounts

June 30, 2021 December 31, 2020
In thousands of euros Gross value Impairment Carrying
amount
Gross value Impairment Carrying
amount
Trade receivables 828,201 -12,016 816,184 824,214 -9,814 814,400

The Group has not identified any significant non-provisioned customer risk over the two periods (see Note 6.2.1 "Customer risk").

5.1.8.3. Other receivables

In thousands of euros June 30, 2021 December 31, 2020
Sundry receivables 111,287 89,031
Prepayments to suppliers of tooling and prepaid development costs 16,051 26,529
Income tax receivables 83,126 94,722
Other tax receivables 98,125 96,242
Employee advances 8,150 3,310
Prepayments to suppliers of non-current assets 5,681 8,473
Other receivables 322,420 318,307

5.1.8.4. Trade and other receivables by currency

In thousands of currency units June 30, 2021 December 31, 2020
Local currency Euro % Local currency Euro
500,699
320,624
139,638
66,705
105,041
1,132,707
814,400
%
EUR Euro 569,518 569,518 50% 500,699 44%
USD US dollar 348,273 293,060 26% 393,438 28%
CNY Chinese yuan 1,008,289 131,387 12% 1,120,250 12%
GBP Pound sterling 41,019 47,805 4% 59,970 6%
Other Other currencies 96,834 9% 9%
Total 1,138,604 100% 100%
Of which:
● Trade receivables 816,184 72% 72%
● Other receivables 322,420 28% 318,307 28%

5.1.9. Cash and cash equivalents

5.1.9.1 Gross cash and cash equivalents

In thousands of euros June 30, 2021 December 31, 2020 June 30, 2020
Cash at banks and in hand 612,740 827,196 567,448
Short-term deposits 23,094 2,794 63,562
Total cash and cash equivalents on the balance sheet 635,834 829,989 631,010

Cash and cash equivalents break down as follows:

In thousands of euros June 30, 2021 December 31, 2020 June 30, 2020
Cash and cash equivalents of the Group's captive reinsurance company 13,507 62,926 12,132
Cash and cash equivalents in countries with exchange controls (1) 64,059 44,792 42,212
Available cash 558,268 722,272 576,666
Total cash and cash equivalents on the balance sheet 635,834 829,989 631,010

(1) "Countries with exchange controls" include Brazil, China, India, Chile, Argentina, South Korea & Malaysia.

The different categories of the above table are presented on the balance sheet under current assets in the absence of any general restriction on these amounts.

5.1.9.2. Net cash and cash equivalents at end of period

In thousands of euros June 30, 2021 December 31, 2020 June 30, 2020
Cash and cash equivalents 635,834 829,989 631,010
Short-term bank loans and overdrafts -8,859 -12,277 -7,852
Net cash and cash equivalents in the statement of cash flows 626,975 817,712 623,158

5.1.10. Statement of cash flows – Acquisitions and disposals of financial assets, noncontrolling interests and related investments

5.1.10.1 Acquisitions of equity interests, non-controlling interests and related investments

The Group's financial acquisitions are as follows:

Acquisitions of equity interests in consolidated companies, investments leading to a change in control, equity investments in associates, joint ventures and related investments

These are recorded under "Financial transactions" in the statement of cash flows.

First-half 2021

The amount of -€43.5 million in "Acquisitions of shares in consolidated companies and takeovers" corresponds to the amounts paid out for the acquisition of a 40% stake in the company EKPO Fuel Cell Technologies and the acquisition of Plastic Omnium New Energies Wels GmbH during the half-year.

The Plastic Omnium Group has undertaken to pay, according to a contractual schedule, an amount of €70 million by September 2024 corresponding to the remaining balance of the purchase price of the shares. See the detail in Note 2.2.2.1.1 "The purchase price allocation" under "Other significant events of the period". The total value of the shares acquired therefore amounts to €113.5 million.

Plastic Omnium New Energies Wels GmbH contributed to €373 thousand of cash included in the opening balance sheet.

2020 Fiscal year:

The amount of -€0.8 million under "Acquisitions of equity interests of consolidated companies and takeovers" corresponded to the acquisition during the fiscal year 2020 of an 11% equity interest in Hicom for €0.8 million with a cash contribution of €1.4 million.

First-half 2020:

None.

5.1.11 Impact of dividends paid in the statement of cash flows

5.1.11.1 Impact on the statement of cash flows of dividends paid by the Compagnie Plastic Omnium Group

In the first-half 2021, the dividend paid by Compagnie Plastic Omnium SE to shareholders other than Burelle SA amounted to €28,499 thousand (compared to €28,443 thousand in 2020), bringing the total amount of the dividend thus paid by Compagnie Plastic Omnium SE to €71,287 thousand (compared to €71,221 thousand in the first-half 2020).

See the corresponding amount in the Changes in shareholders' equity and in Note 5.2.2 "Dividends approved and paid by Compagnie Plastic Omnium SE".

5.1.11.2 Impacts in the statement of cash flows of dividends paid by other Group companies

The amount of dividends of the other Group companies, voted and approved, amounted to €10,821 thousand as of June 30, 2021 (compared to €16,550 thousand at June 30, 2020) and is shown in the Statement of Changes in Shareholders' Equity.

The amount of dividends paid by the other Group companies, shown in the Statement of Cash Flows at June 30, 2021, amounted to €40,009 thousand (compared to €44,983 thousand at June 30, 2020).

The difference in the Statement of Changes in Shareholders' Equity and the Statement of Cash Flows in the firsthalf 2021 corresponds to the dividend approved but not yet paid to the non-controlling interests of a Group subsidiary for an amount of €0.7 million (nil in the first-half 2020).

5.2. Liabilities and Equity

5.2.1. Group shareholders' equity

5.2.1.1 Share capital of Compagnie Plastic Omnium SE

The share capital of Compagnie Plastic Omnium was reduced by 0.97% compared to December 31, 2020. See Note 2.2.1 "Changes in the share capital of Compagnie Plastic Omnium SE" under "Other significant events of the period".

In euros June 30, 2021 December 31, 2020
Share capital at January 1 of the period 8,913,966 8,913,966
Capital reduction during the period -86,637 -
Share capital at end of period, made up of ordinary shares with a per value of €0.06 each
over the two periods
8,827,329 8,913,966
Treasury stock 100,436 170,054
Total share capital net of treasury stock 8,726,893 8,743,912

Voting rights of the main shareholder Burelle SA over the reference periods:

June 30, 2021 December 31, 2020
Voting rights of Burelle SA 73.28% 72.77%

Shares registered on behalf of the same holder for at least two years shall have double voting rights.

The 400,000 Plastic Omnium shares acquired by Burelle SA during the first-quarter of 2019, have since the end of March 2021 earned double voting rights, increasing Burelle SA voting rights to 73.28% in 2021.

Capital structure at June 30, 2021

At June 30, 2021, the share capital of Compagnie Plastic Omnium was reduced by 1,443,954 shares with a par value of €0.06 compared to December 31, 2020, bringing the total number of shares comprising the share capital to 147,122,153 shares.

Treasury shares amounted to 1,673,937 shares, i.e. 1.14 % of the share capital, compared to 2,834,235 shares, i.e. 1.91% of the share capital at December 31, 2020.

Capital structure at December 31, 2020

At December 31, 2020, Compagnie Plastic Omnium's share capital was made up of shares with a par value of €0.06 bringing the Company's share capital to €8,913,966.42, with 2,834,235 treasury shares, representing 1.91% of the share capital, compared with 2,388,499 shares, representing 1.61% of the share capital at December 31, 2019.

5.2.1.2 Breakdown of "Other reserves" in the consolidated statement of changes in equity

In thousands of euros Actuarial
gains/(losses)
relating to
defined
benefit plans
Cash flow hedges
– interest rate
instruments
Cash flow
hedges –
currency
instruments
Fair value
adjustments
Retained
earnings and
other reserves
Attributable to
owners of the
parent
At January 1, 2020 -62,220 -1,554 -2,107 28,894 2,081,762 2,044,775
Movements in First-half 2020 -8,148 130 2,081 -752 191,354 184,665
At June 30, 2020 -70,368 -1,424 -26 28,142 2,273,116 2,229,440
Movements in second-half 2020 5,296 35 37 -3,279 6,433 8,522
At December 31, 2020 -65,072 -1,389 11 24,863 2,279,549 2,237,962
Movements in First-half 2021 11,574 98 164 2,983 -353,766 -338,947
At June 30, 2021 -53,498 -1,291 175 27,846 1,925,783 1,899,015

5.2.1.3 Breakdown of "Changes in the scope of consolidation and reserves" in the "Consolidated statement of changes in equity"

In thousands of euros Shareholders' equity
Attributable to
Attributable to non
owners of the
controlling interests
parent
Total
shareholders'
equity
Takeover of HBPO Hicom with consolidation of minority interests -
1,157
1,157
Changes in the scope of consolidation at second half 2020 -
1,157
1,157

5.2.2. Dividends approved and paid by Compagnie Plastic Omnium SE

Amounts in thousands of euros
Dividends per share in euros
June 30, 2021 June 30, 2020
Number of shares in units Number of shares
in 2020
Dividend Number of shares
in 2019
Dividend
Dividends per share (in euros) 0.49
(1)
0.49
(1)
Total number of shares outstanding on the dividend payment date 147,122,153
(2)
148,566,107
Total number of shares outstanding at the end of the previous year 148,566,107 148,566,107
Total number of shares held in treasury on the dividend payment date 1,637,740
(3)
3,216,987
(2)
Total number of shares held in treasury at year-end (for information) 2,834,235
(3)
2,388,499
(2)
Dividends on ordinary shares 72,090 72,797
Dividends on treasury stock (unpaid) -803
(2)
-1,576
(2)
Total net dividends 71,287 71,221
  • (1)During first-half 2021, Compagnie Plastic Omnium paid a dividend of €0.49 per share on the 2020 net profit as well as on the 2019 net profit during first-half 2020.
  • (2)See Notes 2.2.1.1 "Compagnie Plastic Omnium SE capital decrease by cancellation of treasury shares" in the « Other significant events of the period » and 5.2.1.1 "Share capital of Compagnie Plastic Omnium SE".
  • (3) At June 30, 2021: 2,834,235 treasury shares were taken into account at December 31, 2020 to determine the provisional total dividend. The number of treasury shares at the time of the dividend's payment during the firsthalf 2021 amounted to 1,637,740 shares, decreasing the dividends attached to these shares from €1,389 thousand to €803 thousand.

At December 31, 2020: 2,388,499 treasury shares were taken into account at December 31, 2019 to determine the provisional total dividend. The number of treasury shares at the time of the dividend's payment during the first-half 2020 increased to 3,216,987 shares, increasing the dividends attached to these shares from €1,170 thousand to €1,576 thousand.

5.2.3. Share-based payments

Plan of April 23, 2021:

A performance share grant was awarded by the Board of Directors of February 17, 2021, to Executive Corporate Officers of Compagnie Plastic Omnium, with a four-year vesting period ending on April 23, 2025.

The main assumptions used for the valuation of the new 2021 Plan using the principles of IFRS 2 were as follows:

Valuation of April 23, 2021 plan Valuation of the number of shares awarded and valuation
on April, 23, 2021
In euros
In units for the number of shares
Initial Renunciations
during the 1st
half of 2021
Final positions
Number of shares allocated to the performance share plan 45,947 shares 0 share 45,947 shares
Market conditions Not subject to market conditions
Plastic Omnium share price at the performance plan on the award date €29.88
Average value of one share €27.92
Number of shares to be awarded after application of an employee turnover rate N/A at June 30, 2021
Estimated overall cost of the plan on the award date of allocation - (Accounting
expense with adjustment to reserves)
€1,286,516

The overall cost of the plan was valued at the time of its implementation for the June 30, 2021 financial statements. The overall expense amounts to €1,286,516, amortized on a straight-line basis over the vesting period of four years of which €60,718 at June 30, 2021 (for an annual expense of €222,632).

The performance share plan is subject to a 20% social security contribution for the employer, as a French subsidiary. This contribution is due the month following the date of vesting by the beneficiary, i.e. in May 2025. It is subject to a provision, calculated on the nominal value of the shares according to the market price of the award date, spread over the term of the plan, i.e. four years. As of June 30, 2021, the provision for accrued expenses in this regard, amounted to €11 thousand.

5.2.4. Provisions

In thousands of euros December
31, 2020
Allocations Utilizations Releases of
surplus
provisions
Reclassifi
cations
Actuarial
gains/(losses)
Translation
adjustment
June 30, 2021
Customer warranties 28,713 14,524 -6,175 -3,835 -256 - 91 33,062
Reorganization plans(1) 48,266 1,735 -13,291 -40 - - -2 36,668
Provisions for taxes and
tax risks
954 936 -442 - - - 66 1,514
Contract risks 22,262 6,253 -5,733 -3,560 -84 - 172 19,310
Provisions for claims
and litigation(2)
11,269 645 -668 -588 - - 196 10,854
Other 7,348 3,059 -1,161 -106 -166 - -26 8,948
Provisions 118,814 27,152 -27,470 -8,129 - -506 - 497 110,358
Provisions for pensions
and other post
employment benefits
100,331 3,950 -5,141 (3) - 2 -15,396 (4) 691 84,437
TOTAL 219,145 31,102 -32,611 -8,129 -504 -15,396 1,188 194,795

(1) Provisions for reorganization relate primarily to significant restructuring in the « Industries » segment in Germany and in Belgium.

(2) This item mainly corresponds to recall with several OEMs unrelated to the Covid-19 crisis.

(3) The change over the period includes in particular a reversal of the provision for an amount of €3.7 million, related to the planned termination of the employees' employment contract in the context of the transfer in France of the activity of the Deltatech innovation and research center.

See Notes 2.2.4 in "Other significant events of the period" and 4.5 "Other operating income and expenses".

(4) The decrease of the provisions for pension and retirement is also due to the actuarial difference during the period was mainly explained by the increase of the discount rate in the two main regions i.e. Europe (from 0.35% to 0.90%) and the United States (from 2.46% to 3.04%) over the period.

COMPAGNIE PLASTIC OMNIUM – 2021 Interim Financial Report

In thousands of euros December
31, 2019
Allocations Utilizations Releases of
surplus
provisions
Reclassifi
cations
Actuarial
gains/(losses)
Translation
adjustment
December
31, 2020
Customer warranties 33,974 11,662 -8,806 -7,670 42 - -489 28,713
Reorganization plans(1) 31,015 26,827 -8,875 -310 -338 - -53 48,266
Provisions for taxes and
tax risks
804 224 -74 - - - - 954
Contract risks(2) 20,113 16,267 -9,919 -4,176 127 - -150 22,262
Provisions for claims
and litigation
7,964 4,881 -1,157 -122 427 - -724 11,269
Other 6,460 2,976 -1,265 -237 -384 - -203 7,348
Provisions 100,332 62,837 -30,096 -12,515 -126 - -1,619 118,814
Provisions for pensions
and other post
employment benefits
107,670 -2,153 -5,774 - - 3,659 (3) -3,071 100,331
TOTAL 208,002 60,684 -35,870 -12,515 -126 3,659 -4,690 219,145

(1) Provisions for reorganization related primarily to significant restructuring in the « Industries » segment in Germany and in Belgium.

(2) The increase during the period corresponded to operating disputes unrelated to the Covid-19 crisis and labor disputes.

(3) The increase of the actuarial difference during the period was mainly explained by the decrease of the discount rate in the two main regions i.e. Europe (decrease from 0.75% to 0.35%) and the United States (decrease from 3.20% to 2.46%) over the period.

5.2.5. Current and non-current borrowings

5.2.5.1 Definition of net debt within the Group

Net debt is an important notion for the day-to-day management of Plastic Omnium's treasury cash. It is used to determine the Group's debit or credit position in relation to third parties and outside of the operating cycle. Net debt is determined as:

  • long-term borrowings:
  • o drawdowns on traditional lines of credit,
  • o private placement notes,
  • o bonds;
  • minus loans, negotiable debt securities and other long-term financial assets;
  • plus short-term loans;
  • plus overdraft facilities; and
  • minus cash and cash equivalents.

5.2.5.2 Borrowings: private placement notes and bonds

The main terms of the bonds and private placements as at June 30, 2021 are summarized in the following table:

June 30, 2021 "Schuldscheindarlehen"
private placement of
2016
Private placement
bond issue of June
2017
"Schuldscheindarlehen"
private placement of
December 21, 2018
Issue - Fixed rate
(in euros)
300,000,000 500,000,000 300,000,000
Interest rate / annual coupon 1.478% 1.25% 1.6320%
Investors International (Asian,
German, Dutch, Swiss,
Luxembourg, Belgian)
and French investors
International (German,
Chinese, Belgian, Swiss,
Austrian) and French
investors
No covenant or rating obligations
Maturity June 17, 2023 June 26, 2024 December 21, 2025

5.2.5.3 Bank loans

The Group has not made any new drawdowns in the first-half 2021 compared to December 31, 2020. It retains the same lines as those negotiated on December 31, 2020.

See Note 2.2.5.1 in "Other significant events of the period".

5.2.5.4. Short-term borrowings: issuance of Negotiable European commercial paper (Neu-CP)

The Group reduced its issuance of Negotiable European Commercial Paper (Neu-CP) in the first-half 2021. The characteristics are presented in the table below:

June 30, 2021 Neu-CP during the period
Issuance - fixed rate
in euros
100,500,000
Characteristics European investors
Maturity Less than 1 year

5.2.5.5 Confirmed medium-term credit lines

At June 30, 2021, the Group benefits from several confirmed bank credit lines whose amount exceeds the Group's needs.

At June 30, 2021, these confirmed bank lines of credit amounted to €1,960 million as at December 31, 2020. The average maturity is less than four years at June 30, 2021 compared to five years at December 31, 2020.

5.2.5.6 Reconciliation of gross and net financial debt

In thousands of euros June 30, 2021 December 31, 2020
Total Current portion Non-current
portion
Total Current portion Non-current
portion
Finance lease liabilities (1) (2) 211,434 48,542 162,892 222,013 48,330 173,683
Bonds and bank loans 1,306,223 196,687 1,109,536 1,434,828 300,830 1,133,998
of which the 2018 "Schuldscheindarlehen" private
placement
301,615 2,575 299,040 299,120 148 298,972
of which the bond issue in 2017 497,621 87 497,534 500,375 3,238 497,137
of which the 2016 "Schuldschein" private placement 299,719 170 299,549 301,843 2,405 299,438
of which Neu-CP(3) 100,500 100,500 - 200,500 200,500 -
of which bank lines of credit (4) 106,768 93,355 13,413 132,990 94,539 38,451
Current and non-current borrowings and other debt (+) 1,517,657 245,229 1,272,428 1,656,841 349,160 1,307,681
Other current and non-current debt related to EKPO investment
stake (+)(5)
70,000 30,000 40,000 - - -
Hedging instruments - liabilities (+)(6) 4,032 4,032 116 116
Total borrowings (B) 1,591,689 279,261 1,312,428 1,656,957 349,276 1,307,681
Long-term investments in equity instruments and funds (-)
(7)
-60,472 -60,472 -8,309 -8,309
Other financial assets (-) -13,193 -4,435 -8,758 -16,093 -6,340 -9,753
of which non-current financial receivables (8) -8,758 -8,758 -9,753 -9,753
of which finance receivables (8) (9) -4,435 -4,435 - -6,340 -6,340 -
Other current financial assets and financial receivables (-)
(9)
-320 -320 -301 -301
Hedging instruments - assets (-)
(6)
-1,201 -1,201 -7,625 -7,625
Total financial receivables (C) -75,187 -5,956 -69,231 -32,328 -14,266 -18,062
a
Gross debt (D) = (B) + (C) 1,516,502 273,305 1,243,197 1,624,629 335,010 1,289,619
Cash and cash equivalents (-)
(10)
635,834 635,834 829,989 829,989
Short-term bank loans and overdrafts (+) -8,859 -8,859 -12,277 -12,277
Net cash and cash equivalents as recorded in the statement of cash
flows (A) (11)
-626,975 -626,975 -817,712 -817,712
NET FINANCIAL DEBT (E) = (D) + (A) 889,527 -353,670 1,243,197 806,917 -482,702 1,289,619

(1) During the first-half 2021, the change of net debt from lease contracts amounted to -€13.7 million, including +€16.9 million increase related to new contracts and -€30.6 million related to repayment on active assets contracts versus a change of net debt of -€4.1 million during the firsthalf 2020 (+€34.0 million on new contracts and -€38.1 million in repayments on active contracts).

(2) At June 30, 2021, the position includes a total amount of €1,376 thousand (of which €1,218 thousand in non-current and €158 thousand in current) contributed by Plastic Omnium New Energies Wels GmbH in its opening balance sheet. See Note 2.2.2.1.3 in the "Other significant events of the period".

(3) See Note 5.2.5.4 "Short-term borrowings: issuance of "Negotiable European Commercial Paper" (Neu-CP)"

(4) See Notes 2.2.5.1 in the "Other significant events of the period" , 5.2.5.3 "Bank loans" and 5.2.5.5 "Confirmed medium-term credit lines"

(5) See Note 2.2.2.1.1 "The acquisition prices" in "Other significant events of the period"

  • (6) See Note 5.2.6 "Interest rate and currency hedges"
  • (7) See Note 5.1.5.1 "Long-term investments in equities and funds"
  • (8) See Note 5.1.5.2 "Other non-current financial assets"
  • (9) See Notes 5.1.7 "Current financial receivables"
  • (10) See Note 5.1.9.1 "Gross cash and cash equivalents"
  • (11) See Note 5.1.9.2 "Net cash and cash equivalents at end of period"

5.2.5.7 Analysis of gross financial debt by currency

The table below shows the gross financial debt after taking into account the swap transactions that allowed the conversion from euros into foreign currency.

As a % of total debt June 30, 2021 December 31, 2020
Euro 58% 48%
US dollar 28% 39%
Chinese yuan 7% 7%
Pound sterling 2% 2%
Japanese yen 2% -
Brazilian real 1% 1%
Indian rupee 1% 1%
Polish zloty - 1%
Other currencies(1) 1% 1%
Total 100% 100%

(1) "Other currencies" concerns various currencies, which taken individually account for less than 1% of total financial debt

5.2.5.8 Analysis of gross financial debt by type of interest rate

As a % of total debt June 30, 2021 December 31, 2020
Hedged variable rates - -
Unhedged variable rates 17% 19%
Fixed rates 83% 81%
Total 100% 100%

5.2.6. Interest rate and currency hedges

The Group doesn't have interest rate contract.

June 30, 2021 December 31, 2020
In thousands of euros Assets Liabilities Assets Liabilities
Exchange rate derivatives 1,201 -4,032 7,625 -116
Total balance sheet 1,201 -4,032 7,625 -116

5.2.6.1 Currency hedges

The Group uses derivatives to hedge its exposure to currency risk.

The Group has chosen a hedging policy to cover the highly probable future transactions in its entities' foreign currencies. Hedging instruments implemented in this respect are forward purchases of foreign currencies. The Group has applied to these instruments the accounting treatment of cash flow hedges as provided for in the applicable IFRS standard: instruments are measured at fair value and changes in value are recognized in equity for the effective portion. These amounts recognized in equity are reported in profit or loss when the hedged cash flows affect income.

At June 30, 2021, the fair value of the instruments subscribed and thus recognized was -€2,831 thousand, including €304 thousand recognized in equity.

Changes in the fair value of currency hedging instruments are recognized in net financial income.

5.2.6.1.1. Portfolio of currency hedges

June 30, 2021 December 31, 2020
Fair value
(in
Notional
amount (in
thousands
Medium
term
exchange
rate
Exchange
rate at June
30, 2021
Fair value
(in
Notional
amount (in
thousands
Medium
term
exchange
rate
Exchange
rate at
December
31, 2020
thousands
of euros)
of currency
units)
Currency /
Euro
Currency /
Euro
thousands
of euros)
of
currency
units)
Currency /
Euro
Currency /
Euro
Net sell position (net buy position if >0)
USD / EUR - Forward exchange contract +1,035 -105,885 1.1769 1.1884 +91 -1,922 1.1667 1.2271
GBP / EUR - Forward exchange contract -197 -2,973 0.9134 0.8581 -8 -3,952 0.9050 0.8990
PLN / EUR - Forward exchange contract +150 +90,000 4.5614 4.5201 - - - -
USD / EUR - Forward currency swap -2,704 -478,300 1.1971 1.1884 +5,868 -529,300 1.2110 1.2271
GBP / EUR - Forward currency swap -1 -6,200 0.8582 0.8581 +14 -30,000 0.8987 0.8990
CHF / EUR - Forward currency swap +16 -10,700 1.0959 1.0980 -43 -9,750 1.0851 1.0802
RUB / EUR - Forward currency swap - -44,000 87.1685 86.7725 +18 -58,100 89.1435 91.4671
CNY / EUR - Forward currency swap -962 -390,000 7.8710 7.6742 +1,232 -438,000 7.9219 8.0225
CNY / USD - Forward currency swap -17 -86,530 6.5060 6.4576 -42 -87,707 6.5945 6.9760
JPY / EUR - Forward currency swap -151 -
2,400,000
132.5235 131.4300 +379 -
3,600,00
0
124.8294 126.4900
TOTAL -2,831 +7,509

5.2.6.1.2. Impact of unsettled foreign exchange hedges on income and equity

In thousands of euros June 30, 2021 December 31, 2020
Impact of change in foreign exchange hedging portfolio on income (ineffective portion)(1) -10,561 2,893
Impact of change in foreign currency hedging portfolio on equity (effective portion) 221 2,855
Total -10,340 5,748

(1) See "Gains or losses on interest rate and currency hedges" in Note 4.6 "Net financial income".

5.2.7. Operating and other liabilities

5.2.7.1. Trade payables

In thousands of euros June 30, 2021 December 31, 2020
Trade payables 1,227,910 1,278,933
Due to suppliers of fixed assets 59,101 92,817
Total 1,287,011 1,371,750

5.2.7.2. Other operating liabilities

In thousands of euros June 30, 2021 December 31, 2020
Employee benefits expense 179,274 164,095
Income taxes 29,550 17,888
Other taxes 141,327 128,337
Other payables 331,425 328,378
Customer prepayments - Deferred revenues 376,414 319,711
Total 1,057,990 958,409

5.2.7.3. Trade payables and other operating liabilities by currency

In thousands of currency units Liabilities at June 30, 2021 Liabilities at December 31, 2020
Local currency Euro % Local
currency
Euro %
EUR Euro 1,366,358 1,366,358 58% 1,354,833 1,354,833 58%
USD US dollar 565,445 475,803 20% 595,983 485,684 21%
GBP Pound sterling 113,638 132,438 6% 115,655 128,644 6%
CNY Chinese yuan 1,266,165 164,990 7% 1,296,548 161,614 7%
BRL Brazilian real 201,662 34,151 1% 161,472 25,335 1%
Other Other currencies 171,261 7% 174,049 7%
Total 2,345,001 100% 2,330,159 100%
Of which:
● Trade payables 1,287,011 55% 1,371,750 59%
● Other operating liabilities 1,057,990 45% 958,409 41%

6. CAPITAL MANAGEMENT AND MARKET RISKS

Compagnie Plastic Omnium has set up a global cash management system centralized within its subsidiary Plastic Omnium Finance, which manages liquidity, currency and interest rate risks on behalf of all subsidiaries. The market risk strategy, which may take the form of on- and off-balance sheet commitments, is validated quarterly by the Group's Senior Management.

6.1. Capital management

The Group's objective is to have, at all times, sufficient financial resources to enable it to carry out its current business, fund the investments required for its development and also to respond to any exceptional events.

This goal is achieved through the use of the capital markets, leading to capital and financial debt management.

As part of its capital management strategy, the Group compensates its shareholders primarily through the payment of dividends and may make adjustments in line with changes in economic conditions.

The capital structure may be adjusted by paying ordinary or special dividends, through share buybacks and cancellation of treasury stock, returning a portion of capital to shareholders or issuing new shares and/or securities giving rights to capital.

Monitoring of the financial measures taken by the Group to face the impacts of Covid-19:

Changes in the financial arrangements made by the Group in 2020 to face the impacts of the Covid-19 pandemic are presented in Note 2.2.5 "Financing transactions" in "Significant events of the period". See also Notes 5.2.5.5 "Confirmed medium-term credit lines" and 5.2.5.4 "Short-term borrowings: issuance of Negotiable European commercial paper (Neu-CP)".

COMPAGNIE PLASTIC OMNIUM – 2021 Interim Financial Report

Gearing:

The Group uses the gearing ratio, corresponding to the ratio of consolidated net debt to equity, as an indicator of the Group's leverage. The Group includes in net debt all financial liabilities and commitments, other than operating payables, interest-bearing liabilities, less cash and cash equivalents and other non-operating financial assets, such as marketable securities and loans.

At June 30, 2021 and December 31, 2020, gearing was as follows:

In thousands of euros June 30, 2021 December 31, 2020
Net financial debt(1) 889,527 806,917
Equity (including non-current grants) 2,041,069 1,950,069
Gearing ratio 43.58% 41.38%

(1) See Note 5.2.5.6 "Reconciliation of gross and net financial debt".

None of the Group's bank loans or financial liabilities contains covenants providing for early repayment in the event of non-compliance with financial ratios.

6.2. Credit risk

Credit risk covers customer credit risk and bank counterparty risk.

6.2.1. Customer risk

At June 30, 2021, 6.6% of the Group's trade receivables were past due, versus 3.8% at December 31, 2020. Trade receivables break down as follows:

Ageing analysis of net receivables:

At June 30, 2021:

In thousands of euros Total
outstanding
Not yet due Due and past
due
Less than 1
month
1-6
months
6-12 months >12 mois
Industries 639,758 586,011 53,747 42,286 6,844 1,307 3,310
Modules 177,979 177,559 420 158 262 - -
Unallocated items -1,553 -1,553 - - - - -
Total 816,184 762,017 54,167 42,444 7,106 1,307 3,310

At December 31, 2020:

In thousands of euros Total
outstanding
Not yet due Due and past
due
Less than 1
month
1-6
months
6-12 months More than 12
months
Industries 632,522 602,093 30,428 17,780 5,789 5,643 1,216
Modules 183,384 182,668 717 275 442 - -
Unallocated items -1,506 -1,506 - - - - -
Total 814,400 783,255 31,145 18,055 6,231 5,643 1,216

The risk of non-recovery of trade receivables is low and involves only an immaterial amount of receivables more than twelve months past due. The necessary depreciation of receivables is recognized when a risk of non-recovery is identified (see Note 5.1.8.2).

6.2.2. Bank counterparty risk

The Group invests its cash surplus with leading banks and/or in highly-rated securities.

6.3. Liquidity risk

The Group must at all times have sufficient financial resources to finance the current business and the investments required to support its development, but also to withstand any exceptional events.

This objective is mainly achieved by using medium-term lines of credit with banking institutions but also by shortterm bank resources.

The cash position of the Group is monitored daily for each business division and at central level, and a weekly summary report is submitted to the Group's Senior Management.

At June 30, 2021:

In thousands of euros June 30, 2021 Less than 1
year
1 to 5 years More than 5
years
FINANCIAL LIABILITIES
Non-current borrowings (1) 1,347,465 - 1,291,582 55,883
Bank overdrafts 8,859 8,859 - -
Current borrowings (2) 295,593 295,593 - -
Hedging instruments 4,032 4,032 - -
Trade payables 1,287,011 1,287,011 - -
Total financial liabilities 2,942,960 1,595,495 1,291,582 55,883

At December 31, 2020:

In thousands of euros
December 31, 2020
Less than 1 year 1 to 5 years
FINANCIAL LIABILITIES
Non-current borrowings (1) 1,357,663 - 1,295,567 62,096
Bank overdrafts 12,277 12,277 - -
Current borrowings (2) 371,844 371,844 - -
Hedging instruments 116 116 - -
Trade payables 1,371,750 1,371,750 - -
Total financial liabilities 3,113,650 1,755,987 1,295,567 62,096

(1) "Non-current borrowings" includes the amounts reported in the balance sheet and interest payable over the remaining life of the borrowings.

(2) "Current borrowings" includes the amounts reported in the balance sheet and interest due within one year.

7. ADDITIONAL INFORMATION

7.1. Consolidating entity

Burelle SA holds 60.04% of Compagnie Plastic Omnium, after the cancellation of Compagnie Plastic Omnium SE's treasury shares (59.35% before cancellation of treasury shares), and fully consolidates Company Plastic Omnium SE.

Burelle SA - 19 Boulevard Jules Carteret 69342 Lyon Cedex 07

7.2. Subsequent events

No event likely to have a material impact on the Group's business, financial position, earnings or assets and liabilities at June 30, 2021 has occurred since the closing date.

LIST OF CONSOLIDATED COMPANIES AT JUNE 30, 2021

Except the creation of the entity Plastic Omnium New Energies France, the acquisition of the the Austrian entity "Plastic Omnium New Energies Wels GmbH" and the stake in the German company "EKPO Fuel Cell Technologies", the scope of consolidation remained unchanged since December 31, 2020.

Consolidation method and special features:

FC:Full consolidation

EM_IFRS: Companies consolidated by the equity method since the application of the new consolidation standards at January 1, 2014

Movements for the period:

a2021 :Companies acquired or created during first-half 2021

Reportable segment June 30, 2021 December 31, 2020 June 30, 2020
Legal name Indust
ries
Modul
es
Un-
allocat
ed
Method of
Consolidati
on
%
control
%
interest
Method of
Consolidati
on
%
control
%
interest
Method of
Consolidati
on
%
control
%
interest
France
PLASTIC OMNIUM NEW ENERGIES France
a2021 * FC 100 100 - - - - - -
Germany
EKPO FUEL CELL TECHNOLOGIES
a2021 * EM_Ifrs 40 40 - - - - - -
Austria
PLASTIC OMNIUM NEW ENERGIES WELS GmbH
a2021 * FC 100 100 - - - - - -

COMPAGNIE PLASTIC OMNIUM SE

Statutory Auditors' Review Report on the Half-yearly Financial Information

This is a free translation into English of the statutory auditors' report on the half-yearly financial information issued in French and is provided solely for the convenience of English-speaking users. This report includes information relating to the specific verification of information given in the Group's half-yearly management report. This report should be read in conjunction with, and construed in accordance with, French law and professional standards applicable in France

Period from January 1st to June 30th, 2021

ERNST & YOUNG et Autres MAZARS

ERNST & YOUNG et Autres

Tour First – TSA 14444 92037 Paris-La Défense Cedex S.A.S. à capital variable

Commissaire aux Comptes Membre de la compagnie régionale de Versailles et du Centre

MAZARS

61, rue Henri Regnault 92075 Paris-La Défense Cedex S.A. au capital de € 8.320.000

Société Anonyme d'Expertise Comptable et de Commissariat aux Comptes à Directoire et Conseil de Surveillance

Compagnie Plastic Omnium SE Period from January 1st to June 30th, 2021

Statutory auditors' review report on the half-yearly financial information

To the Shareholders,

In compliance with the assignment entrusted to us by your Annual General Meeting and in accordance with the requirements of article L. 451-1-2 III of the French Monetary and Financial Code (Code monétaire et financier), we hereby report to you on:

  • the review of the accompanying condensed half-yearly consolidated financial statements of Compagnie Plastic Omnium SE, for the period from January 1st to June 30th, 2021,
  • the verification of the information presented in the half-yearly management report.

Due to the global crisis related to the Covid-19 pandemic, the condensed half-yearly consolidated financial statements of this period have been prepared and reviewed under specific conditions. Indeed, this crisis and the exceptional measures taken in the context of the state of sanitary emergency have had numerous consequences for companies, particularly on their operations and their financing, and have led to greater uncertainties on their future prospects. Those measures, such as travel restrictions and remote working, have also had an impact on the companies' internal organization and the performance of our procedures.

These condensed half-yearly consolidated financial statements are the responsibility of the Management Board on July 20, 2021. Our role is to express a conclusion on these financial statements based on our review.

1. Conclusion on the financial statements

We conducted our review in accordance with professional standards applicable in France.

A review of interim financial information consists of making inquiries, primarily of persons responsible for financial and accounting matters, and applying analytical and other review procedures. A review is substantially less in scope than an audit conducted in accordance with professional standards applicable in France and consequently does not enable us to obtain assurance that we would become aware of all significant matters that might be identified in an audit. Accordingly, we do not express an audit opinion.

Based on our review, nothing has come to our attention that causes us to believe that the accompanying condensed half-yearly consolidated financial statements are not prepared, in all material respects, in accordance with IAS 34 – standard of the IFRSs as adopted by the European Union applicable to interim financial information.

2.Specific verification

We have also verified the information presented in the half-yearly management report on the condensed half-yearly consolidated financial statements subject to our review prepared on July 20th, 2021.

We have no matters to report as to its fair presentation and consistency with the condensed half-yearly consolidated financial statements.

Paris-La Défense, July 21th, 2021

The Statutory Auditors French original signed by

MAZARS ERNST & YOUNG et Autres

Juliette Decoux May Kassis-Morin

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