Major Shareholding Notification • Feb 14, 2017
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Download Source FileSC 13G/A 1 feb1313GA.htm SCHEDULE 13G/A
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 39)
Hasbro, Inc.
(Name of Issuer)
Common Stock, Par Value $.50 Per Share
(Title of Class of Securities)
418 056 10 7
(CUSIP Number)
12/31/2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ X ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 418 056 10 7 Schedule 13G/A Page 1 of 7 Pages
Alan G. Hassenfeld
(a) ( )
(b) (X)
United States
Number of Shares Beneficially Owned by Each Reporting
Person With:
9,778,574
908,441
5,670,743
5,106,272
10,687,015
CUSIP No. 418 056 10 7 Schedule 13G/A Page 2 of 7 Pages
Shares (See Instructions)
[ ]
8.6%
IN
CUSIP No. 418 056 10 7 Schedule 13G/A Page 3 of 7 Pages
Item 1(a) Name of Issuer:
Hasbro, Inc.
Item 1(b) Address of Issuer’s Principal Executive Offices:
1011 Newport Avenue, Pawtucket, RI 02861
Item 2(a) Name of Person Filing:
Alan G. Hassenfeld
Item 2(b) Address of Principal Business Office or, if none, Residence:
c/o Hassenfeld Family Initiatives LLC
101 Dyer St reet
Suite 4 0 1
Providence , Rhode Island 02903
Item 2(c) Citizenship
United States
Item 2(d) Title of Class of Securities:
Common Stock, Par Value $.50 Per Share
Item 2(e) CUSIP Number:
418 056 10 7
Item 3 If this statement is filed pursuant to section 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable
Item 4. Ownership:
(a) Amount Beneficially Owned: 10,687,015
(b) Percent of Class: 8.6%
CUSIP No. 418 056 10 7 Schedule 13G/A Page 4 of 7 Pages
(c)............................................................. Number of shares as to which the person has:
(i) sole power to vote or to direct
the vote..........................9,778,574*
(ii) shared power to vote or to direct
the vote..........................908,441**
(iii) sole power to dispose or to direct
the disposition of............... 5,670,743***
(iv) shared power to dispose or to direct
the disposition of................5,106,272****
*Includes (a) An aggregate of 4,107,831 shares held by the Alan G. Hassenfeld TR UA 5/31/74, Ellen H. Block TR UA 5/31/74, Laurie Block TR 10P UA 5/31/74, Michael Block TR 10P UA 5/31/74, Susan Casdin TR 10P UA 5/31/74 and Alan G. Hassenfeld TR UA 2/19/68 of which trusts Mr. Hassenfeld is a trustee and has sole voting power; (b) 5,643,064 shares held by four trusts for the benefit of Alan Hassenfeld, for all of which Mr. Hassenfeld is sole trustee; and (c) 23,060 shares receipt of which has been deferred until Mr. Hassenfeld retires from the Hasbro Board of Directors.
**Consists of 908,441 shares owned by The Hassenfeld Foundation, of which Mr. Hassenfeld is one of the officers and directors.
***Includes just (b) and (c) from *
****Includes (a) 4,107,831 shares held by the Alan G. Hassenfeld TR UA 5/31/74, Ellen H. Block TR UA 5/31/74, Laurie Block TR 10P UA 5/31/74, Michael Block TR 10P UA 5/31/74, Susan Casdin TR 10P UA 5/31/74 and Alan G. Hassenfeld TR UA 2/19/68 of which trusts Mr. Hassenfeld is a trustee and shares dispositive power; and(b) 908,441 shares owned by The Hassenfeld Foundation, of which Mr. Hassenfeld is one of the officers and directors.
Mr. Hassenfeld disclaims beneficial ownership of all shares except to the extent of his proportionate pecuniary interest therein.
Item 5. Ownership of Five Percent or Less of a Class:
Not Applicable
CUSIP No. 418 056 10 7 Schedule 13G/A Page 5 of 7 Pages
Item 6. Ownership of More than Five Percent on Behalf
of Another Person:
An aggregate of 4,107,831 shares of Common Stock are
held by Mr. Hassenfeld, as one the trustees of the following trusts; the Alan G. Hassenfeld TR UA 5/31/74, Ellen H. Block TR UA 5/31/74, Laurie Block TR 10P UA 5/31/74, Michael Block TR 10P UA 5/31/74, Susan Casdin TR 10P UA 5/31/74 and Alan G. Hassenfeld TR UA 2/19/68. An aggregate of 908,441 shares of Common Stock are held by The Hassenfeld Foundation, a charitable foundation. All assets of The Hassenfeld Foundation are devoted to the charitable purposes of the Foundation. Mr. Hassenfeld disclaims beneficial ownership of the shares described in this Item 6 except to the extent of any proportionate pecuniary interest therein.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
Not Applicable
CUSIP No. 418 056 10 7 Schedule 13G/A Page 6 of 7 Pages
Item 8. Identification and Classification of Members of the Group:
Not Applicable
Item 9. Notice of Dissolution of Group:
Not Applicable
Item 10. Certification:
Not Applicable
CUSIP No. 418 056 10 7 Schedule 13G/A Page 7 of 7 Pages
Signature:
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
February 13, 2017
Date
/S/ Alan G. Hassenfeld
Signature
Alan G. Hassenfeld
Name
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