Director's Dealing • Nov 2, 2025
Director's Dealing
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| FORM 4 |
|---|
| Check this box if no longer subject to Section 16. |
| Form 4 or Form 5 obligations may continue. See |
| Instruction 1(b). |
| Check this box to indicate that a transaction was |
| made pursuant to a contract, instruction or written |
| plan for the purchase or sale of equity securities of |
| the issuer that is intended to satisfy the affirmative |
| defense conditions of Rule 10b5-1(c). See |
| Instruction 10. |
| (Print or Type Responses) |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|---|
| Washington, D.C. 20549 |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
| 1. Name and Address of Reporting Person * Phillip Frost, M.D., ET AL |
2. Issuer Name and Ticker or Trading Symbol OPKO Health, Inc. [ OPK ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||
|---|---|---|---|---|
| (Last) OPKO Health, Inc. 4400 Biscayne Blvd. |
(First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 10/31/2025 |
X Director X 10% Owner X Officer (give title below) Other (specify below) CEO & Chairman |
| Miami, FL 33137 | (Street) | 4. If Amendment, Date Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person |
|
| (City) | (State) | (Zip) |
| 1.Title of Security (Instr. 3) |
2. Transaction Date (Month /Day/Year) |
2A. Deemed Execution Date, if any |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: |
7. Nature of Indirect Beneficial |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| (Month/Day /Year) |
Code | V | Amount | (A) or (D) |
Price | Direct (D) or Indirect (I) (Instr. 4) |
Ownership (Instr. 4) |
|||
| Common Stock | 10/31/2025 | P | 150,000 | A | \$ 1.4229 (1) |
214,386,448 | I | See Footnote (2) |
||
| Common Stock | 3,568,951 | D | ||||||||
| Common Stock | 30,127,177 | I | See Footnote (3) |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month /Day/Year) |
3A. Deemed Execution Date, if any (Month/Day /Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable Expiration Date | Title Amount or Number of Shares |
Owned Following Reported Transaction (s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
| 1. Name and Address of Reporting Person* Phillip Frost, M.D., ET AL |
|||||
|---|---|---|---|---|---|
| (Last) | OPKO Health, Inc. 4400 Biscayne Blvd. |
(First) | (Middle) | ||
| (Street) Miami |
FL | 33137 | |||
| (City) | (State) | (Zip) | |||
| Relationship of Reporting Person(s) to Issuer | |||||
| X X |
Director | Officer (give title below) CEO & Chairman |
X | 10% Owner Other (specify below) |
|
| 1. Name and Address of Reporting Person* Frost Gamma Investments Trust |
|||||
| (Last) | OPKO Health, Inc. 4400 Biscayne Blvd. |
(First) | (Middle) | ||
| (Street) Miami |
FL | 33137 | |||
| (City) | (State) | (Zip) | |||
| Relationship of Reporting Person(s) to Issuer | |||||
| Director | Officer (give title below) | X | 10% Owner Other (specify below) |
Phillip Frost, M.D., Individually and as Trustee 10/31/2025 Signature of Reporting Person ** Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Name: Frost Gamma Investments Trust
Address:
4400 Biscayne Blvd. Miami, FL 33137
Designated Filer: Phillip Frost, M.D.
Issuer Name and Ticker Symbol: OPKO Health, Inc. (OPK)
Date of Earliest Transaction: October 31, 2025
Relationship to Issuer: 10% Owner
By: /s/ Phillip Frost, M.D., as Trustee Phillip Frost, M.D., Trustee
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