SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue.
See |
|
|
|
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |
|
|
|
|
|
|
|
|
|
|
|
hours per response: |
|
0.5 |
|
Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
or Section 30(h) of the Investment Company Act of 1940 |
|
|
|
|
|
|
|
Check this box to indicate that a
transaction was made pursuant to a
contract, instruction or written plan for
of the issuer that is intended to satisfy
the affirmative defense conditions of
Rule 10b5-1(c) |
See |
the purchase or sale of equity securities
Instruction 10. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1. Name and Address of Reporting Person* |
|
|
|
|
2. Issuer Name and Ticker or Trading Symbol |
|
|
|
|
|
|
|
|
5. Relationship of Reporting Person(s) to Issuer |
|
|
|
|
|
| Greenberg, Monica L. |
|
|
|
|
LIVEPERSON INC [ LPSN ] |
|
|
|
|
|
|
|
|
(Check all applicable)
Director |
|
|
|
|
|
(Last)
(First)
(Middle) |
|
|
|
3. Date of Earliest Transaction (Month/Day/Year) |
|
|
|
|
|
|
|
|
10% Owner
Officer (give title below)
Other (specify below)
X |
|
|
|
|
|
|
| C/O LIVEPERSON, INC., |
|
|
|
|
09/24/2025 |
|
|
|
|
|
|
|
|
EVP, Policy & General Counsel |
|
|
|
|
|
| 530 7th Ave, Floor M1 |
|
|
|
|
|
|
|
|
|
4. If Amendment, Date of Original Filed (Month/Day/Year) |
|
6. Individual or Joint/Group Filing (Check Applicable Line) |
|
|
|
|
|
|
|
| (Street) |
|
|
|
|
|
|
|
|
|
|
|
|
|
Form filed by One Reporting Person
X
Form filed by More than One Reporting Person |
|
|
|
|
|
NEW YORK
NY
10018 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(City)
(State)
(Zip) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1. Title of Security (Instr. 3) |
|
2. Transaction
Date
(Month/Day/Year)
if any |
|
2A. Deemed
Execution Date,
(Month/Day/Year) |
|
3.
Transaction
Code
(Instr. 8) |
|
4. Securities Acquired (A) or Disposed Of (D)
(Instr. 3, 4 and 5) |
|
|
|
|
5. Amount of Securities
Beneficially Owned
Following Reported
Transaction(s) |
|
6.
Ownership
Form:
Direct (D) |
7. Nature of Indirect
Beneficial Ownership
(Instr. 4) |
|
|
|
|
|
|
|
|
Code |
V |
|
Amount |
|
|
(A) or
(D) |
Price |
|
(Instr. 3 and 4) |
|
or Indirect
(I) (Instr. 4) |
|
|
|
| Common Stock |
|
09/24/2025 |
|
|
|
|
|
|
(1)
157,203 |
|
D |
\$
0.639 |
|
(2)
1,192,230 |
|
D |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
|
|
|
|
|
|
|
1. Title of Derivative
Security (Instr. 3) |
2. Convers
ion or
Exercise
Price of
Derivative
Security |
3. Transaction
Date
(Month/Day/Year)
if any |
|
3A. Deemed
Execution Date,
(Month/Day/Year) |
|
4.
Transaction
Code
(Instr. 8) |
|
5. Number of
Derivative
Securities
Acquired (A)
or Disposed
of (D) (Instr.
3, 4 and 5) |
|
6. Date
Exercisable and
Expiration Date
(Month/Day/Year) |
|
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4) |
|
|
8. Price
of Deriva
tive
Security
(Instr. 5) |
9. Number
of derivative
Securities
Beneficially
Owned
Following
Reported
Transaction |
10. Owne
rship
Form:
Direct
(D) or
Indirect (
I) (Instr.
4) |
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4) |
|
|
|
|
|
|
|
Code |
V |
(A) |
(D) |
Date Ex
ercisabl
e |
Expira
tion
Date |
|
Title |
Amount or
Number of
Shares |
|
(s) (Instr. 4) |
|
|
|
Explanation of Responses:
-
Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units ("RSUs").
-
Number reported includes 808,912 unvested RSUs granted to and held by the reporting person following the reported transaction.
Remarks:
/s/ Monica L. Greenberg 09/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, seeInstruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, seeInstruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.