SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Check this box if no longer subject to
Section 16. Form 4 or Form 5 |
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STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |
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hours per response: |
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0.5 |
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obligations may continue.
Instruction 1(b). |
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See |
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940 |
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Check this box to indicate that a
transaction was made pursuant to a
contract, instruction or written plan for
the purchase or sale of equity securities
of the issuer that is intended to satisfy
the affirmative defense conditions of
Rule 10b5-1(c)
Instruction 10.
See |
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| 1. Name and Address of Reporting Person* |
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2. Issuer Name and Ticker or Trading Symbol |
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5. Relationship of Reporting Person(s) to Issuer |
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| Collins John DeNeen |
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LIVEPERSON INC [ LPSN ] |
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(Check all applicable)
Director
10% Owner |
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(Last)
(First)
(Middle) |
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3. Date of Earliest Transaction (Month/Day/Year) |
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Officer (give title below)
Other (specify below)
X |
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| C/O LIVEPERSON, INC. |
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09/25/2025 |
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CFO and COO |
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| 530 7th Ave, Floor M1 |
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4. If Amendment, Date of Original Filed (Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line) |
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| (Street) |
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Form filed by One Reporting Person
X |
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Form filed by More than One Reporting Person |
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NEW YORK
NY
10018 |
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(City)
(State)
(Zip) |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. Title of Security (Instr. 3) |
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2. Transaction
Date
(Month/Day/Year) |
2A. Deemed
Execution Date,
if any
(Month/Day/Year) |
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3.
Code
(Instr. 8) |
Transaction |
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4. Securities Acquired (A) or Disposed Of (D)
(Instr. 3, 4 and 5) |
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5. Amount of Securities
Beneficially Owned
Following Reported
Transaction(s) |
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6.
Ownership
Form:
Direct (D) |
7. Nature of Indirect
Beneficial Ownership
(Instr. 4) |
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Code |
V |
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Amount |
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(A) or
(D) |
Price |
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(Instr. 3 and 4) |
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or Indirect
(I) (Instr. 4) |
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| Common Stock |
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09/25/2025 |
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S |
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(1)
446,601 |
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D |
\$
0.629 |
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1,527,209 |
(2) |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
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1. Title of Derivative
Security (Instr. 3) |
2. Convers
ion or
Exercise
Price of
Derivative
Security |
3. Transaction
Date
(Month/Day/Year) |
if any |
3A. Deemed
Execution Date,
(Month/Day/Year) |
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4.
Transaction
Code
(Instr. 8) |
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5. Number of
Derivative
Securities
Acquired (A)
or Disposed
of (D) (Instr.
3, 4 and 5) |
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6. Date
Exercisable and
Expiration Date
(Month/Day/Year) |
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7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4) |
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8. Price
of Deriva
tive
Security
(Instr. 5) |
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9. Number
of derivative
Securities
Beneficially
Owned
Following
Reported
Transaction |
10. Owne
rship
Form:
Direct
(D) or
Indirect (
I) (Instr.
4) |
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4) |
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Code |
V |
(A) |
(D) |
Date Ex
ercisabl
e |
Expira
tion
Date |
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Title |
Amount or
Number of
Shares |
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(s) (Instr. 4) |
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Explanation of Responses:
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- Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units ("RSUs").
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- Number reported includes 1,043,573 unvested RSUs granted to and held by the reporting person following the reported transaction.
Remarks:
/s/ Monica L. Greenberg, Attorney-in-Fact for John DeNeen Collins 09/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, seeInstruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, seeInstruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.