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Umicore

Major Shareholding Notification Mar 14, 2025

4018_rns_2025-03-14_910b035a-8486-4e01-97c8-f4d12aa40c30.pdf

Major Shareholding Notification

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FSMA

2) Issuer

1) Status of the notification

Final
Name UMICORE
Identification number 0401-574-852

3) Reason for the notification

Acquisition or disposal of voting securities or voting rights 2 -
Downward crossing of the lowest threshold 0 +

4) Notification by

A parent undertaking or a controlling person

5) Persons subject to the notification requirement

Name Address (for legal entities)
Bank of America Corporation Wilmington, DE (United States)

6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)

Name Address (for legal entities)
Please continue entering the information in part II concerning the Part II

persons referred to in Sections 5 and 6

7) Date on which the threshold is crossed

8) Threshold that is crossed (in %)

If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10

3

9) Denominator

Please enter the denominator before filling in the data

10) Notified details

A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to securities Not linked to the
securities
Bank of America Corporation 0 0 0.00%
Bank of America, NA 21 1 0.00%
BofA Securities, Inc. 6,548 1,917 0.00%
Managed Account Advisors, LLC 12 12 0.00%
Merrill Lynch, Pierce, Fenner & Smith
Inc
44 12 0.00%
Merrill Lynch International 912,933 365,831 0.15%
Subtotal 919,558 367,773 0.15%
TOTAL 367,773 0 0.15% 0.00%

0

0

0

2 +

A +

Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity.

The totals, subtotals and % will be updated once you have clicked on .

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or
date
# of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights Settlement
Merrill Lynch International Right to Recall 258,160 0.10% physical -
Merrill Lynch International Right of Use 102,639 0.04% physical -
Bank of America, NA Swap 26/05/2026 83,519 0.03% cash -
Bank of America, NA Swap 31/07/2026 384,889 0.16% cash -
Bank of America, NA Swap 14/06/2027 559,328 0.23% cash -
Bank of America, NA Swap 15/03/2027 47,279 0.02% cash -
Bank of America, NA Swap 18/03/2025 188,250 0.08% cash -
Bank of America, NA Swap 05/05/2025 808,000 0.33% cash -
Merrill Lynch International Swap 26/05/2026 83,519 0.03% cash -
Merrill Lynch International Swap 29/08/2025 3,737 0.00% cash -
Merrill Lynch International Swap 25/06/2026 42,187 0.02% cash -
Merrill Lynch International Swap 16/02/2026 115,306 0.05% cash -
Merrill Lynch International Swap 31/03/2026 481,703 0.20% cash -
Merrill Lynch International Swap 15/09/2025 1,576,028 0.64% cash -
Merrill Lynch International Swap 30/06/2025 13,052 0.01% cash -
Merrill Lynch International Swap 14/06/2027 559,328 0.23% cash -
Merrill Lynch International Swap 18/11/2026 207 0.00% cash -
Merrill Lynch International Swap 28/11/2025 15,357 0.01% cash -
Merrill Lynch International Swap 21/05/2026 17,599 0.01% cash -
Merrill Lynch International Swap 07/02/2028 106 0.00% cash -
Merrill Lynch International Swap 05/05/2025 808,000 0.33% cash -
Merrill Lynch International Swap 18/03/2025 188,250 0.08% cash -
Merrill Lynch International Swap 15/02/2028 254,980 0.10% cash +
TOTAL 6,591,423 2.68%

The totals will be updated once you have clicked on

TOTAL (A & B) # of voting rights % of voting rights
CALCULATE 6,959,196 2.82%

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

Bank of America, NA, BofA Securities, Inc, Managed Account Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc and Merrill Lynch International are controlled by "Bank of America Corporation" ( see enclosure). Bank of America Corporation is not a controlled entity.

12) In case of proxy voting for only one GM

(DD/MM/YYYY)
Holder will cease to hold /
will hold again
0 voting rights as of
Done at London, United Kingdom
On 11/03/2025 (DD/MM/YYYY)
Name & capacity Frank Lui, Vice President Signature
Signature Kank

For security reasons, the unsigned form in xlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button. In addition, a signed copy in PDF format should also be transmitted.

Merrill Lynch International


నా
Company
Appointments Ownership
Profile

Tree Walker
Group Structure (Legal Structure)
More ->
Basic Search
Structure (1) Show As at Min.Ownership Max.Ownership
Legal Structure Structure above
2025-03-07
同 学 0/6
%
Legal Structure
BofAML Jersey Holdings Limited
100.000000000000%
100.00000000000%
1,000 Ordinary shares
BofAML EMEA Holdings 2 Limited
80.1000000385%
80.1000000385%
6,354,355,387 Ordinary shares
Merrill Lynch International
Bank of America Corporation
100.000000000000%
100.0000000000000%
500 Common (\$0 Par) shares
NB Holdings Corporation
100.00000000000006
100.000000000000%
9,009,987,959 Ordinary shares
BofAML Jersey Holdings Limited
19.8999999615%
100.00000000000%
1,578,672,558 Ordinary shares
Bank of America, National Association


Appointments
Company
Profile
2
Ownership

Tree Walker
Group Structure (Legal Structure)
Basic Search More ->
Structure (1) Show As at Min.Ownership Max.Ownership
Legal Structure Structure above 2025-03-07 国宁 % 0/0
Q
Legal Structure

BofA Securities, Inc.

Company
Profile
10-1
Appointments
ಸ್
Ownership
==============================================================================================================================================================================
Tree Walker
Group Structure (Legal Structure)
Basic Search More ->
Structure (1)
Legal Structure
Show
Structure above
As at
2025-03-07
園 間 間 間 間 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 Min.Ownership Max.Ownership
%
% O
Legal Structure Bank of America Corporation
100.000000000000%
100.00000000000%
500 Common (\$0 Par) shares
NB Holdings Corporation
100.000000000000%
100.00000000000%
BofA Securities, Inc.
1,000 Common shares, 17.07 Series A 6.375% Nor-Cumulative Preferred Stock shares, 82.93 Series B 6.000% Non-Cumulative Preferred Stock shares
Managed Account Advisors LLC


Company
Appointments
Profile
25
Ownership

Tree Walker
Group Structure (Legal Structure)
Basic Search More ->
Structure (1
Legal Structure
Show
Structure above
As at
2025-03-07
国 荷 Min.Ownership Max.Ownership
0/o
%
O
Legal Structure

Merrill Lynch, Pierce, Fenner & Smith Incorporated



Company
Appointments Ownership
Profile

Tree Walker
Group Structure (Legal Structure)
Basic Search
More ->
Structure (1) Show As at Min.Ownership Max.Ownership
Legal Structure
Structure above
園 間
2025-03-07
96
%
Legal Structure
Bank of America Corporation
100.00000000000%
100.00000000000%
500 Common (\$0 Par) shares
NB Holdings Corporation
100.00000000000%
100.00000000000%
834 Common Stock shares
BAC North America Holding Company
100.00000000000%
100.00000000000%
1,000 Common shares
Merrill Lynch, Pierce, Fenner & Smith Incorporated

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