Major Shareholding Notification • Mar 14, 2025
Major Shareholding Notification
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| FSMA |
|---|
2) Issuer
| Final | |
|---|---|
| Name UMICORE | |
| Identification number 0401-574-852 |
| Acquisition or disposal of voting securities or voting rights | 2 | - |
|---|---|---|
| Downward crossing of the lowest threshold | 0 | + |
A parent undertaking or a controlling person
| Name | Address (for legal entities) |
|---|---|
| Bank of America Corporation | Wilmington, DE (United States) |
| Name | Address (for legal entities) |
|---|---|
| Please continue entering the information in part II concerning the | Part II |
persons referred to in Sections 5 and 6

8) Threshold that is crossed (in %)
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
3

Please enter the denominator before filling in the data
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| Bank of America Corporation | 0 | 0 | 0.00% | ||
| Bank of America, NA | 21 | 1 | 0.00% | ||
| BofA Securities, Inc. | 6,548 | 1,917 | 0.00% | ||
| Managed Account Advisors, LLC | 12 | 12 | 0.00% | ||
| Merrill Lynch, Pierce, Fenner & Smith Inc |
44 | 12 | 0.00% | ||
| Merrill Lynch International | 912,933 | 365,831 | 0.15% | ||
| Subtotal | 919,558 | 367,773 | 0.15% | ||
| TOTAL | 367,773 | 0 | 0.15% | 0.00% |
0
0
0
2 +
A +
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| Merrill Lynch International | Right to Recall | 258,160 | 0.10% | physical | - | ||
| Merrill Lynch International | Right of Use | 102,639 | 0.04% | physical | - | ||
| Bank of America, NA | Swap | 26/05/2026 | 83,519 | 0.03% | cash | - | |
| Bank of America, NA | Swap | 31/07/2026 | 384,889 | 0.16% | cash | - | |
| Bank of America, NA | Swap | 14/06/2027 | 559,328 | 0.23% | cash | - | |
| Bank of America, NA | Swap | 15/03/2027 | 47,279 | 0.02% | cash | - | |
| Bank of America, NA | Swap | 18/03/2025 | 188,250 | 0.08% | cash | - | |
| Bank of America, NA | Swap | 05/05/2025 | 808,000 | 0.33% | cash | - | |
| Merrill Lynch International | Swap | 26/05/2026 | 83,519 | 0.03% | cash | - | |
| Merrill Lynch International | Swap | 29/08/2025 | 3,737 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 25/06/2026 | 42,187 | 0.02% | cash | - | |
| Merrill Lynch International | Swap | 16/02/2026 | 115,306 | 0.05% | cash | - | |
| Merrill Lynch International | Swap | 31/03/2026 | 481,703 | 0.20% | cash | - | |
| Merrill Lynch International | Swap | 15/09/2025 | 1,576,028 | 0.64% | cash | - | |
| Merrill Lynch International | Swap | 30/06/2025 | 13,052 | 0.01% | cash | - | |
| Merrill Lynch International | Swap | 14/06/2027 | 559,328 | 0.23% | cash | - | |
| Merrill Lynch International | Swap | 18/11/2026 | 207 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 28/11/2025 | 15,357 | 0.01% | cash | - | |
| Merrill Lynch International | Swap | 21/05/2026 | 17,599 | 0.01% | cash | - | |
| Merrill Lynch International | Swap | 07/02/2028 | 106 | 0.00% | cash | - | |
| Merrill Lynch International | Swap | 05/05/2025 | 808,000 | 0.33% | cash | - | |
| Merrill Lynch International | Swap | 18/03/2025 | 188,250 | 0.08% | cash | - | |
| Merrill Lynch International | Swap | 15/02/2028 | 254,980 | 0.10% | cash | + | |
| TOTAL | 6,591,423 | 2.68% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 6,959,196 | 2.82% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
Bank of America, NA, BofA Securities, Inc, Managed Account Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc and Merrill Lynch International are controlled by "Bank of America Corporation" ( see enclosure). Bank of America Corporation is not a controlled entity.
12) In case of proxy voting for only one GM
| (DD/MM/YYYY) | ||||
|---|---|---|---|---|
| Holder | will cease to hold / will hold again |
0 | voting rights as of | |
| Done at London, United Kingdom | ||
|---|---|---|
| On | 11/03/2025 (DD/MM/YYYY) | |
| Name & capacity Frank Lui, Vice President | Signature |
| Signature | Kank |
|---|---|
For security reasons, the unsigned form in xlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button. In addition, a signed copy in PDF format should also be transmitted.
| Merrill Lynch International | ||||
|---|---|---|---|---|
| 電 ਕ నా Company Appointments Ownership Profile |
導 Tree Walker |
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| Group Structure (Legal Structure) | ||||
| More -> Basic Search |
||||
| Structure (1) | Show | As at | Min.Ownership | Max.Ownership |
| Legal Structure | Structure above ▶ |
2025-03-07 ﺮ |
同 学 | 0/6 % |
| Legal Structure BofAML Jersey Holdings Limited 100.000000000000% 100.00000000000% 1,000 Ordinary shares BofAML EMEA Holdings 2 Limited 80.1000000385% 80.1000000385% 6,354,355,387 Ordinary shares Merrill Lynch International |
Bank of America Corporation 100.000000000000% 100.0000000000000% 500 Common (\$0 Par) shares NB Holdings Corporation 100.00000000000006 100.000000000000% 9,009,987,959 Ordinary shares BofAML Jersey Holdings Limited 19.8999999615% 100.00000000000% 1,578,672,558 Ordinary shares |
| Bank of America, National Association | ||||||||
|---|---|---|---|---|---|---|---|---|
| 電 ಧ Appointments Company Profile |
2 Ownership |
는 Tree Walker |
||||||
| Group Structure (Legal Structure) | ||||||||
| Basic Search | More -> | |||||||
| Structure (1) | Show | As at | Min.Ownership | Max.Ownership | ||||
| Legal Structure | ▼ | Structure above | ♪ | 2025-03-07 | 国宁 | % | 0/0 Q |
|
| Legal Structure |

| BofA Securities, Inc. | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| 播 Company Profile |
10-1 Appointments |
ಸ್ Ownership |
============================================================================================================================================================================== Tree Walker |
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| Group Structure (Legal Structure) | |||||||||||
| Basic Search | More -> | ||||||||||
| Structure (1) Legal Structure |
▶ | Show Structure above |
♪ | As at 2025-03-07 |
園 間 間 間 間 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 時 | Min.Ownership | Max.Ownership % |
% | O | ||
| Legal Structure | Bank of America Corporation 100.000000000000% 100.00000000000% 500 Common (\$0 Par) shares |
||||||||||
| NB Holdings Corporation 100.000000000000% 100.00000000000% BofA Securities, Inc. |
1,000 Common shares, 17.07 Series A 6.375% Nor-Cumulative Preferred Stock shares, 82.93 Series B 6.000% Non-Cumulative Preferred Stock shares |
| Managed Account Advisors LLC | |||||||
|---|---|---|---|---|---|---|---|
| ಕ 酷 Company Appointments Profile |
25 Ownership |
ー Tree Walker |
|||||
| Group Structure (Legal Structure) | |||||||
| Basic Search | More -> | ||||||
| Structure (1 Legal Structure |
▶ | Show Structure above |
As at 2025-03-07 ▶ |
国 荷 | Min.Ownership | Max.Ownership 0/o |
% O |
| Legal Structure |

| Merrill Lynch, Pierce, Fenner & Smith Incorporated | |||||
|---|---|---|---|---|---|
| 電 な ಷ Company Appointments Ownership Profile |
를 Tree Walker |
||||
| Group Structure (Legal Structure) | |||||
| Basic Search More -> |
|||||
| Structure (1) | Show | As at | Min.Ownership | Max.Ownership | |
| Legal Structure ▶ |
Structure above ♪ |
園 間 2025-03-07 |
96 % |
||
| Legal Structure Bank of America Corporation 100.00000000000% 100.00000000000% 500 Common (\$0 Par) shares NB Holdings Corporation 100.00000000000% 100.00000000000% 834 Common Stock shares BAC North America Holding Company 100.00000000000% 100.00000000000% 1,000 Common shares Merrill Lynch, Pierce, Fenner & Smith Incorporated |
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