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ABB Ltd

Investor Presentation Oct 4, 2016

803_rns_2016-10-04_f6aa2038-4654-40ce-98fc-202eb70e104e.pdf

Investor Presentation

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— ZURICH, SWITZERLAND, OCTOBER 4 , 20 16

ABB: Next stage of unlocking value

  • Shaping four focused, market-leading, entrepreneurial divisions:
  • Electrification Products
  • Robotics and Motion
  • Industrial Automation
  • Power Grids
  • Continued Power Grids transformation under ABB ownership:
  • "Power Up" program aiming at growth, lower risk, earnings accretion
  • De-risked EPC business model
    • Partnership with Fluor for substations
    • Partnership with Aibel for offshore wind
  • Divesture of cable business expected in Q1 20171
  • Raised margin target corridor 200bps to 10-14%, effective 2018
  • Realizing full potential as digital champion
  • "ABB Ability": fully integrated digital offering across customer segments; cements ABB's leadership in the Fourth Industrial Revolution
  • Far-reaching partnership with Microsoft to develop next-generation digital solutions
  • IoT pioneer Guido Jouret took office as Chief Digital Officer effective October 1
  • Strengthening global ABB brand
  • Consolidation of 1000+ brands under the ABB master brand
  • Prerequisite for full value creation of digital offering
  • Writes ABB's heritage as a pioneering technology leader into the future
  • White-collar productivity target increased by 30% to \$1.3bn; timeline and costs unchanged
  • All other financial targets confirmed
  • Second share buyback program of \$3bn planned 2017 through 2019; capital allocation priorities unchanged

ABB today launched Stage 3 of its Next Level strategy to unlock value for customers and shareholders. The core elements of this include: shaping ABB's divisions into four market-leading, entrepreneurial units, including continuing to transform the Power Grids division under ABB's ownership; realizing ABB's full digital potential; accelerating momentum in operational excellence; and strengthening ABB's brand.

ABB CEO Ulrich Spiesshofer said, "Over the last two years, ABB has become faster, leaner and more efficient. We have continuously improved margins and further strengthened our cash generation. In Stage 3 of our Next Level strategy, we are building on our successful transformation momentum and strengthening our position as a pioneering technology leader and global digital champion. With our four simplified, market-leading, entrepreneurial businesses, combined with "ABB Ability", we address customers' needs in the Energy and Fourth Industrial Revolutions in a more focused and agile way."

1 Subject to regulatory clearances and fulfilment of the closing conditions.

Peter Voser, chairman of ABB's Board of Directors, said, "The successful execution of our Next Level strategy to date has led to significantly improved operational and financial performance and a more externally focused, simpler ABB. The entire board worked with the management and external advisors on all elements of Stage 3, which will unlock value for customers and all shareholders while ensuring the company's long-term success. The continued transformation of our Power Grids division under ABB's management is the best of all carefully assessed options for shareholders. We firmly support the management team and the action plan presented today."

Driving growth in four market-leading entrepreneurial divisions

ABB is shaping and focusing its divisional structure into four market-leading divisions: Electrification Products, Robotics and Motion, Industrial Automation and Power Grids, effective January 1, 2017. The divisions will be empowered as entrepreneurial units within ABB, reflected in an enhancement of its performance and compensation model focusing on individual accountability and responsibility. They benefit from sales collaboration orchestrated by regions and countries as well as from the group-wide digital offering; ABB's leading G&A structure and costs; common supply chain management; and corporate research centers. ABB will continue to strengthen its divisions through active portfolio management. This includes pursuing strategic additions, transforming business models and pruning non-core businesses.

"Entrepreneurial spirit is the base for our future operating model," said Spiesshofer. "Our four market-leading businesses, led by empowered entrepreneurs, will drive sustainable value creation, supported by regions and Group oxygen such as ABB Ability and our leading G&A cost level."

Electrification Products

Electrification Products (EP) will be the partner of choice for electrification of all consumption points.

By bringing together all electrification components, mainly by transferring businesses from the existing Discrete Automation and Motion (DM) division, EP will be the global #2 in that segment, offering a one-stop shop for customers.

The electric vehicle charging, solar, and power quality businesses will be transferred from the DM division to serve as growth platforms within the Electrification Products division. The necessary investment to continue the growth momentum of these businesses will initially have a dampening impact on the division's profit margin.

The growth of power consumption is outpacing overall energy consumption, as more people have access to electricity and new forms of electricity consumption, such as e-vehicle charging, are driving demand. There are significant opportunities to digitalize and innovate around our current offerings.

Robotics and Motion

Robotics and Motion will be the partner of choice for robotics and intelligent motion solutions.

ABB's leading offering in industrial motors and drives as well as its strongly performing robotics business are the building blocks of this newly shaped division which succeeds the former Discrete Automation and Motion division.

By focusing on the fast-growing robotics market and leveraging ABB's technology platform and global scale, the company is ideally positioned to move from its current #2 position in robotics to #1 in this highly attractive market. ABB will benefit from its strong position in the Fourth Industrial Revolution, its global reach and service platforms.

ABB will continue to invest in and shape its #1 position in industrial motors and drives by focusing on fastgrowing segments and moving into light industry and emerging growth areas like Asia.

Intelligent services and a leading digital offering are already a strong pillar of the division's performance and open significant growth opportunities. ABB will strengthen divisional profitability through continued focus on operational excellence and value chain optimization.

Industrial Automation

Industrial Automation will be the partner of choice for industrial automation.

This division succeeds the former Process Automation division.

ABB will drive digitalization across industry sectors, building on its #1 position in process control through software and services. ABB has a unique combination of domain expertise that allows it to master the control room in a wide range of industries such as pharmaceuticals, mining, shipping and oil & gas. By focusing on growing segments and bringing together maintenance, operation and control, ABB will drive penetration of strongholds and create differentiation for customers.

Power Grids

Power Grids will be the partner of choice for stronger, smarter and greener grids.

Following a comprehensive strategic portfolio review, the Board and Executive Committee of ABB have concluded that the transformation of Power Grids under ABB ownership will unlock maximum shareholder value compared to other ownership options such as sale, IPO, spin-off or joint venture.

Key factors in the decision-making process included market attractiveness, the existing and future product offerings, business model opportunities and best ownership, as well as all alternative value creation options for ABB shareholders. This review included independent analyses from McKinsey and independent financial advice from Goldman Sachs and Credit Suisse.

The division, which is #1 globally, will take advantage of the Energy and Fourth Industrial Revolutions. These are creating significant demand for Power Grids' products, systems, software and services, and support the portfolio shift towards digitalization.

To realize the full potential of the division and continue the ongoing transformation, "Power Up," a massive program covering key aspects of the business, was introduced today. It will drive growth and enhance earnings accretion by focusing on core operational strengths and high growth segments as well as digitally enabled services and software.

A key element of the division's ongoing transformation is the de-risking of the business model and tapping of growth opportunities through two strategic partnerships announced today – with Fluor for large electrical substations, and Aibel for offshore wind connections. Both partnerships combine ABB's market leadership in power technologies with the respective partner's expertise – Fluor's in managing large engineering, procurement and construction (EPC) projects, and Aibel's in offshore wind projects.

Another key element is ABB's pruning of niche non-core businesses such as the recently announced sale of ABB's cable business to NKT cables while preserving access to technology through a strategic partnership.

As a consequence of the transformation, ABB is raising the operational EBITA margin target corridor for the division from 8-12% to 10-14%, effective 2018.

"In our strategic portfolio review we have listened carefully to all stakeholders and all expressed views. After a very thorough and detailed process, supported by leading advisors, we have concluded that the continued transformation of Power Grids under ABB's ownership creates the highest value for our shareholders and customers. Building on the transformation success and momentum to date, the Power Grids division is ideally positioned within ABB to drive long-term, profitable growth during the Energy and Fourth Industrial Revolutions and is an integral part of our offering," Spiesshofer said.

Quantum leap in digital with ABB AbilityTM

ABB is a hidden digital champion today. It is ideally positioned to win in the digital space with new and existing end-to-end digital solutions that build on the intelligent cloud and close the loop with connected devices. ABB will use its profound knowledge of its customers' domains to plan, build and operate a unique digital offering which will deliver true operational differentiation for customers.

The newly launched ABB Ability offering combines ABB's portfolio of digital solutions and services across all customer segments, cementing the group's leading position in the Fourth Industrial Revolution and support the competiveness of ABB's four entrepreneurial divisions.

ABB today announced a far-reaching strategic partnership with Microsoft, the world's largest software company, to develop next-generation digital solutions on an integrated cloud platform. Customers will benefit from the unique combination of ABB's deep domain knowledge and extensive portfolio of industrial solutions and Microsoft's Azure intelligent cloud as well as B2B engineering competence. Together, the partners will drive digital transformation in customer segments across ABB's businesses such as robotics, marine and e-mobility.

"This partnership will provide unique benefits to our customers in utilities, industry, transport & infrastructure, building on the combined strength of Microsoft and ABB," said Spiesshofer. "Building on ABB's installed base of more than 70 million connected devices and more than 70,000 installed control systems, the next step is to develop one of the world's largest industrial cloud platforms."

ABB's digital transformation will be led by Guido Jouret, a pioneer in the Internet of Things, who began his role as Chief Digital Officer, reporting directly to the CEO, on October 1, 2016.

Strengthening the global ABB brand

ABB will adopt a single corporate brand, consolidating all its brands around the world under one umbrella. ABB's portfolio of companies will be unified, showcasing the full breadth and depth of the company's global offering under one master brand. This transition is expected to take up to two years.

The unified brand plays a key part in realizing the value potential of ABB's digital offering, as it increases customer loyalty, price premiums and purchase probability. One master brand allows ABB to better present its strategy to relevant stakeholders, emphasizes the Group's customer-first, digital-first thinking and makes it easier to interact with existing and future customers.

The brand will feature design elements intended to clearly articulate ABB's vision, direction and unique market position to customers, shareholders, employees and all other stakeholders. ABB's heritage as a pioneering

technology leader and the three focus areas of its Next Level strategy are reflected in its new brand promise: "Let's write the future. Together."TM

Accelerating momentum in operational excellence

ABB continues to build on its existing momentum and is further accelerating its operational excellence.

The company's white-collar productivity savings program has outperformed expectations since its launch last year. As a result, ABB has increased the program's cost reduction target by 30% to \$1.3 billion. ABB will achieve these additional savings within the initially announced timeframe and with unchanged restructuring and implementation costs. ABB is continuing its regular cost-savings programs, leveraging operational excellence and world-class supply chain management to achieve savings equivalent to 3-5% of cost of sales each year.

ABB reaffirms the target of its 1,000-day working capital program to free up approximately \$2 billion by the end of 2017. The program is well on track and focuses on improving inventory management by optimizing the entire value chain, from product design to manufacturing, and by optimizing other net working capital measures.

The Group reaffirms its 2015-2020 financial targets as laid out below.

ABB Next Level – 2015-2020 targets2

Revenue growth3 3-6%
Operational EBITA %4 11-16%
Operational EPS growth CAGR5 10-15%
Free cash flow conversion to net income >90%
Cash return on investment %6 Mid-teens

Operational EBITA % – 2015-2020 divisional targets

Electrification Products 15-19%
Robotics and Motion 14-19%
Industrial Automation 11-15%
Power Grids 10-14%*

*The margin target for Power Grids will be in effect as of Jan. 1, 2018.

2 For definitions refer to "Supplemental Financial Information" under "Capital Markets Day 2016" – "More information" on our website at www.abb.com/investorrelations

3 Average annual revenue growth on a comparable basis, over six years, base year 2014.

4 Target is on a full-year basis

5 CAGR = Compound Annual Growth Rate. Base year is 2014 and target assumes constant exchange rates.

6 Temporary reduction possible in the event of large acquisitions.

Capital allocation

ABB today announced its plans for a new share buyback program of up to \$3 billion from 2017 through 2019. This reflects the company's confidence and the continued strength of ABB's cash generation and financial position. On September 30, 2016, ABB announced the completion of its recent share buyback program in which it returned \$3.5bn to its shareholders. Over the last three years, ABB has returned \$8.7bn to shareholders in the form of dividends and share buybacks.

Active portfolio management remains a key aspect of ABB's operating pattern as demonstrated in the recent portfolio pruning and bolt on acquisitions as well as the announced cable business divestiture and business model changes in Power Grids.

ABB's capital allocation priorities remain unchanged: 1) funding organic growth, R&D and capital expenditures at attractive cash returns; 2) paying a steadily rising, sustainable dividend; 3) investing in value-creating acquisitions; and 4) returning additional cash to shareholders.

About ABB

ABB (ABBN: SIX Swiss Ex) is a pioneering technology leader in electrification products, robotics and motion, industrial automation and power grids serving customers in utilities, industry and transport & infrastructure globally. For more than four decades, ABB is writing the future of industrial digitalization. With more than 70 million devices connected through its installed base of more than 70,000 control systems across all customer segments, ABB is ideally positioned to benefit from the Energy and Fourth Industrial Revolution. With a heritage of more than 130 years, ABB operates in more than 100 countries with about 135,000 employees. www.abb.com

Important notice about forward-looking information

This press release includes forward-looking information and statements as well as other statements concerning the outlook for our business, including those in the sections of this release titled "Accelerating momentum in operational excellence", "ABB Next Level – 2015-2020 targets", "Operational EBITA % - 2015-2020 divisional targets" and "Capital allocation". These statements are based on current expectations, estimates and projections about the factors that may affect our future performance, including global economic conditions, the economic conditions of the regions and industries that are major markets for ABB Ltd. These expectations, estimates and projections are generally identifiable by statements containing words such as "expects," "believes," "estimates," "targets," "plans," "is likely", "intends" or similar expressions. However, there are many risks and uncertainties, many of which are beyond our control, that could cause our actual results to differ materially from the forwardlooking information and statements made in this press release and which could affect our ability to achieve any or all of our stated targets. The important factors that could cause such differences include, among others, business risks associated with the volatile global economic environment and political conditions, costs associated with compliance activities, market acceptance of new products and services, changes in governmental regulations and currency exchange rates and such other factors as may be discussed from time to time in ABB Ltd's filings with the U.S. Securities and Exchange Commission, including its Annual Reports on Form 20-F. Although ABB Ltd believes that its expectations reflected in any such forward-looking statement are based upon reasonable assumptions, it can give no assurance that those expectations will be achieved.

For more informat ion please cont act :

Media Relations Saswato Das, Antonio Ligi, Domenico Truncellito, Sandra Wiesner Tel: +41 43 317 65 68 [email protected]

Inves tor Relations Tel. +41 43 317 71 11 inves tor.relations @ ch.abb.com ABB Ltd Affolterns tras s e 44 8050 Zurich Switzerland

OCTOBER 4, 2016

Capital Markets Day 2016 Supplemental financial information

Supplemental Reconciliations and Definitions

Capital Markets Day – October 4, 2016

The following financial measures supplement the October 4, 2016, Press Release and the Capital Markets Day 2016 presentations. These supplemental financial measures are, or may be, considered non-GAAP financial measures as defined in the rules of the U.S. Securities and Exchange Commission (SEC).

While ABB's management believes that the non-GAAP financial measures herein are useful in evaluating ABB's operating results, this information should be considered as supplemental in nature and not as a substitute for the related financial information prepared in accordance with U.S. GAAP. Therefore these measures should not be viewed in isolation but considered together with the Interim Consolidated Financial Information (unaudited) prepared in accordance with U.S. GAAP as of and for the six and three months ended June 30, 2016, and with the Consolidated Financial Statements prepared in accordance with U.S. GAAP as of and for the years ended December 31, 2015, 2014 and 2013.

Comparable growth rates

Growth rates for certain key figures may be presented and discussed on a "comparable" basis. The comparable growth rate measures growth on a constant currency basis. Since we are a global company, the comparability of our operating results reported in U.S. dollars is affected by foreign currency exchange rate fluctuations. We calculate the impacts from foreign currency fluctuations by translating the current-year periods' reported key figures into U.S. dollar amounts using the exchange rates in effect for the comparable periods in the previous year.

Comparable growth rates also adjust for changes in our business portfolio. Adjustments to our business portfolio occur due to acquisitions, divestments, or by exiting specific business activities or customer markets. The adjustment for portfolio changes is calculated as follows: where the results of any business acquired or divested have not been consolidated and reported for the entire duration of both the current and comparable periods, the reported key figures of such business are adjusted to exclude the relevant key figures of any corresponding quarters which are not comparable when computing the comparable growth rate. Certain portfolio changes which do not qualify as divestments under U.S. GAAP have been treated in a similar manner to divestments. Changes in our portfolio where we have exited certain business activities or customer markets are adjusted as if the relevant business was divested in the period when the decision to cease business activities was taken. We do not adjust for portfolio changes where the relevant business has annualized revenues of less than \$50 million.

Reconciliation

The following table provide reconciliations of reported growth rates of certain key figures to their respective comparable growth rate.

FY 2015 compared to FY 2014
Order growth rate Revenue growth rate
US\$ Foreign US\$ Foreign
(as exchange Portfolio (as exchange Portfolio
Division reported) impact changes Comparable reported) impact changes Comparable
Electrification Products -9% 9% 0% 0% -10% 10% 0% 0%
Discrete Automation and Motion -13% 8% 0% -5% -10% 8% 0% -2%
Process Automation -20% 11% 0% -9% -16% 11% 0% -5%
Power Grids -4% 12% 0% 8% -7% 10% -1% 2%
ABB Group -12% 10% 1% -1% -11% 10% 1% 0%

Divisional comparable growth rate reconciliation

Adjusted service revenues as a percentage of total revenues

Adjusted service revenues as a percentage of total revenues is calculated as Sales of services divided by Total revenues, after reducing both amounts by the amount of revenues recorded for businesses which have subsequently been divested. Total revenues are also adjusted when we have exited certain business activities or customer markets as if the relevant business was divested in the period when the decision to cease business activities was taken. We do not adjust for portfolio changes where the relevant business has annualized revenues of less than \$50 million.

Reconciliation

December 31,
(\$ in millions, unless otherwise indicated) 2015 2014 2013 2012
Adjusted service revenues as a percentage of total revenues
Sales of services 6,004 6,551 6,566 6,357
Sales of services in divested businesses (225) (459) (630)
Adjusted service revenues 6,004 6,326 6,107 5,727
Total revenues 35,481 39,830 41,848 39,336
Total revenues in divested businesses (574) (1,172) (1,231) (630)
Adjusted total revenues 34,907 38,658 40,617 38,706
Adjusted service revenues as a percentage of total revenues 17% 16% 15% 15%

Operational EBITA margin

Definition

Operational EBITA margin

Operational EBITA margin is Operational EBITA as a percentage of Operational revenues.

Operational EBITA

Operational earnings before interest, taxes and acquisition-related amortization (Operational EBITA) represents Income from operations excluding acquisition-related amortization (as defined below), restructuring and restructuring-related expenses, gains and losses from sale of businesses, acquisition-related expenses and certain non-operational items, as well as foreign exchange/commodity timing differences in income from operations consisting of: (i) unrealized gains and losses on derivatives (foreign exchange, commodities, embedded derivatives), (ii) realized gains and losses on derivatives where the underlying hedged transaction has not yet been realized, and (iii) unrealized foreign exchange movements on receivables/payables (and related assets/liabilities). Operational EBITA is our measure of segment profit but is also used by management to evaluate the profitability of the Company as a whole.

Acquisition-related amortization

Amortization expense on intangibles arising upon acquisitions.

Operational revenues

The Company presents Operational revenues solely for the purpose of allowing the computation of Operational EBITA margin. Operational revenues are total revenues adjusted for foreign exchange/commodity timing differences in total revenues of: (i) unrealized gains and losses on derivatives, (ii) realized gains and losses on derivatives where the underlying hedged transaction has not yet been realized, and (iii) unrealized foreign exchange movements on receivables (and related assets). Operational revenues are not intended to be an alternative measure to Total Revenues, which represent our revenues measured in accordance with U.S. GAAP.

Reconciliation

The following tables provide reconciliations of consolidated Operational EBITA to Net Income and Operational EBITA Margin tables.

Reconciliation of Operational EBITA margin

Six months
ended
June 30, Year ended December 31,
(\$ in millions, unless otherwise indicated) 2016 2015 2014 2013 2012
Total revenues 16,580 35,481 39,830 41,848 39,336
Foreign exchange/commodity timing differences in total revenues 18 (28) 213 5 (90)
Operational revenues 16,598 35,453 40,043 41,853 39,246
Income (loss) from operations 1,431 3,049 4,178 4,387 4,058
Acquisition-related amortization 142 310 380 390 359
Restructuring and restructuring-related expenses(1) 436 674 235 252 180
Gains and losses from sale of businesses,
acquisition-related expenses and certain non-operational items 11 120 (482) 181 199
Foreign exchange/commodity timing differences
in income from operations 29 16 164 (63) (64)
Operational EBITA 2,049 4,169 4,475 5,147 4,732
Operational EBITA margin (%) 12.3% 11.8% 11.2% 12.3% 12.1%

(1) Amounts also include the incremental implementation costs in relation to the White Collar Productivity program.

Reconciliation of consolidated Operational EBITA to Net Income

Six months
ended
June 30, Year ended December 31,
(\$ in millions) 2016 2015 2014 2013 2012
Operational EBITA 2,049 4,169 4,475 5,147 4,732
Acquisition-related amortization (142) (310) (380) (390) (359)
Restructuring and restructuring-related expenses(1) (436) (674) (235) (252) (180)
Gains and losses from sale of businesses, acquisition-related expenses
and certain non-operational items (11) (120) 482 (181) (199)
Foreign exchange/commodity timing differences in income from operations:
Unrealized gains and losses on derivatives (foreign exchange, commodities,
embedded derivatives) (35) 67 (223) 60 135
Realized gains and losses on derivatives where the underlying hedged
transaction has not yet been realized 14 (68) (42) 14 (28)
Unrealized foreign exchange movements on receivables/payables (and related
assets/liabilities) (8) (15) 101 (11) (43)
Income from operations 1,431 3,049 4,178 4,387 4,058
Interest and dividend income 38 77 80 69 73
Interest and other finance expense (146) (286) (362) (390) (293)
Income from continuing operations before taxes 1,323 2,840 3,896 4,066 3,838
Provision for taxes (350) (788) (1,202) (1,122) (1,030)
Income from continuing operations, net of tax 973 2,052 2,694 2,944 2,808
Income (loss) from discontinued operations, net of tax (2) 3 24 (37) 4
Net income 971 2,055 2,718 2,907 2,812

Reconciliation of Operational EBITA margin by quarter

2016 2015 2014
(\$ in millions, unless otherwise indicated) Q2 Q1 Q4 Q3 Q2 Q1 Q4
Total revenues 8,677 7,903 9,242 8,519 9,165 8,555 10,346
Foreign exchange/commodity timing differences in total revenues 37 (19) (4) 113 (100) (37) 66
Operational revenues 8,714 7,884 9,238 8,632 9,065 8,518 10,412
Income (loss) from operations 647 784 347 882 961 859 1,049
Acquisition-related amortization 71 71 73 74 80 83 90
Restructuring and restructuring-related expenses(1) 367 69 531 59 58 26 93
Gains and losses from sale of businesses,
acquisition-related expenses and certain non-operational items 9 2 76 (6) 39 11 (122)
Foreign exchange/commodity timing differences
in income from operations 12 17 54 72 (80) (30) 43
Operational EBITA 1,106 943 1,081 1,081 1,058 949 1,153
Operational EBITA margin (%) 12.7% 12.0% 11.7% 12.5% 11.7% 11.1% 11.1%

Reconciliation of Operational EBITA margin by division

Year ended December 31, 2015
Corporate and
Discrete Other and
Electrification Automation Process Power Intersegment
(\$ in millions, unless otherwise indicated) Products and Motion Automation Grids elimination Consolidated
Total revenues 9,547 9,127 7,224 11,621 (2,038) 35,481
Foreign exchange/commodity timing
differences in total revenues:
Unrealized gains and losses
on derivatives (21) 23 (2) (92) 1 (91)
Realized gains and losses on derivatives
where the underlying hedged
transaction has not yet been realized 8 (27) 32 64 (1) 76
Unrealized foreign exchange movements
on receivables (and related assets) 2 8 (17) (5) (1) (13)
Operational revenues 9,536 9,131 7,237 11,588 (2,039) 35,453
Income (loss) from operations 1,356 991 685 613 (596) 3,049
Acquisition-related amortization 100 128 12 52 18 310
Restructuring and
restructuring-related expenses(1) 124 125 130 160 135 674
Gains and losses from sale of businesses,
acquisition-related expenses and certain
non-operational items 4 26 14 39 37 120
Foreign exchange/commodity timing
differences in income from operations:
Unrealized gains and losses on derivatives
(foreign exchange, commodities,
embedded derivatives) (28) 17 (3) (57) 4 (67)
Realized gains and losses on derivatives
where the underlying hedged
transaction has not yet been realized 6 (27) 26 63 68
Unrealized foreign exchange movements
on receivables/payables
(and related assets/liabilities) 2 11 (7) 4 5 15
Operational EBITA 1,564 1,271 857 874 (397) 4,169
Operational EBITA margin (%) 16.4% 13.9% 11.8% 7.5% n.a. 11.8%
Year ended December 31, 2014
Corporate and
Discrete Other and
Electrification Automation Process Power Intersegment
(\$ in millions, unless otherwise indicated) Products and Motion Automation Grids elimination Consolidated
Total revenues 10,572 10,142 8,618 12,518 (2,020) 39,830
Foreign exchange/commodity timing
differences in total revenues:
Unrealized gains and losses
on derivatives 25 10 12 192 239
Realized gains and losses on derivatives
where the underlying hedged
transaction has not yet been realized (2) 17 48 63
Unrealized foreign exchange movements
on receivables (and related assets) (5) (13) (15) (56) (89)
Operational revenues 10,592 10,137 8,632 12,702 (2,020) 40,043
Income (loss) from operations 1,562 1,422 931 257 6 4,178
Acquisition-related amortization 113 138 18 89 22 380
Restructuring and
restructuring-related expenses(1) 49 25 36 106 19 235
Gains and losses from sale of businesses,
acquisition-related expenses and certain
non-operational items (7) 32 9 (516) (482)
Foreign exchange/commodity timing
differences in income from operations:
Unrealized gains and losses on derivatives
(foreign exchange, commodities,
embedded derivatives) 23 16 20 168 (4) 223
Realized gains and losses on derivatives
where the underlying hedged
transaction has not yet been realized 1 (2) 13 32 (2) 42
Unrealized foreign exchange movements
on receivables/payables
(and related assets/liabilities) (10) (22) (66) (3) (101)
Operational EBITA 1,741 1,589 1,028 595 (478) 4,475
Operational EBITA margin (%) 16.4% 15.7% 11.9% 4.7% n.a. 11.2%

Reconciliation of Operational EBITA margin for Power Grids

Power Grids
2016 2015 2014
(\$ in millions, unless otherwise indicated) Q2 Q1 Q4 Q3 Q2 Q1 Q4 Q3 Q2 Q1
Total revenues 2,779 2,518 3,107 2,791 2,951 2,772 3,394 2,985 3,246 2,893
Foreign exchange/commodity timing differences in total 27 (22) (16) 43 (57) (3) 42 77 53 12
revenues
Operational revenues
2,806 2,496 3,091 2,834 2,894 2,769 3,436 3,062 3,299 2,905
Income (loss) from operations 151 181 145 159 181 128 59 62 99 37
Acquisition-related amortization 9 9 10 10 15 17 18 25 20 26
Restructuring and restructuring-related expenses(1) 76 18 122 13 10 15 42 32 17 15
Gains and losses from sale of businesses,
acquisition-related expenses and certain non-operational items 2 2 1 5 31 2 6 (3) 6
Foreign exchange/commodity timing differences
in income from operations 15 (11) 15 34 (41) 2 30 56 22 26
Operational EBITA 253 199 293 221 196 164 155 175 155 110
Operational EBITA margin (%) 9.0% 8.0% 9.5% 7.8% 6.8% 5.9% 4.5% 5.7% 4.7% 3.8%

Operational EPS

Definition

Operational EPS

Operational EPS is calculated as Operational net income divided by the weighted-average number of shares outstanding used in determining basic earnings per share.

Operational net income

Operational net income is calculated as Net income attributable to ABB adjusted for the net-of-tax impact of:

  • (i) acquisition-related amortization,
  • (ii) restructuring and restructuring-related expenses,
  • (iii) gains and losses from sale of businesses, acquisition-related expenses and certain non-operational items, and
  • (iv) foreign exchange/commodity timing differences in income from operations consisting of: (a) unrealized gains and losses on derivatives (foreign exchange, commodities, embedded derivatives), (b) realized gains and losses on derivatives where the underlying hedged transaction has not yet been realized, and (c) unrealized foreign exchange movements on receivables/payables (and related assets/liabilities).

Acquisition-related amortization

Amortization expense on intangibles arising upon acquisitions.

Adjusted Group effective tax rate

The Adjusted Group effective tax rate is computed by dividing an adjusted provision for taxes by an adjusted income from continuing operations before taxes. Certain amounts recorded in income from continuing operations before taxes and the related provision for taxes (primarily gains and losses from sale of businesses), as well as certain other amounts included solely in provision for taxes, are excluded from the computation.

Constant currency Operational EPS adjustment and Operational EPS growth rate (constant currency)

In connection with ABB's 2015-2020 targets, Operational EPS growth is measured assuming 2014 as the base year and uses constant exchange rates. We compute the constant currency operational net income for all periods using the relevant monthly exchange rates which were in effect during 2014 and any difference in computed Operational net income is divided by the relevant weighted-average number of shares outstanding to identify the constant currency Operational EPS adjustment.

Reconciliation

Reconciliation of Operational EPS

Year ended December 31,
(\$ in millions, except per share data in \$)
Acquisition-related amortization
Restructuring and restructuring-related expenses(2)
Gains and losses from sale of businesses,
acquisition-related expenses and certain non-operational items
FX/commodity timing differences in income from operations
2015 2014 Growth(1)
Net income (attributable to ABB) 1,933 2,594
Operational adjustments:
310 380
674 235
120 (482)
16 164
Tax on operational adjustments(3) (284) 48
Operational net income 2,769 2,939
Weighted-average number of shares outstanding (in millions) 2,226 2,288
Operational EPS 1.24 1.28
Constant currency Operational EPS adjustment 0.11
Operational EPS (constant currency basis - 2014 exchange rates) 1.35 1.28 5%

(1) Growth is computed using unrounded EPS amounts

(2) Amounts also include the incremental implementation costs in relation to the White Collar Productivity program.

(3) Tax amount is computed by applying the Adjusted Group effective tax rate to the operational adjustments, except for gains and losses from sale of businesses for which the actual provision for taxes resulting from the gain or loss has been computed.

Reconciliation of Operational EPS by quarter

2016 2015 2014
(\$ in millions, except per share data in \$) Q2 Q1 Q4 Q3 Q2 Q1 Q4 Q3 Q2 Q1
Net income (attributable to ABB) 406 500 204 577 588 564 680 734 636 544
Operational adjustments:
Acquisition-related amortization 71 71 73 74 80 83 90 93 96 101
Restructuring and restructuring-related expenses(1) 367 69 531 59 58 26 93 55 40 47
Gains and losses from sale of businesses,
acquisition-related expenses and certain non-operational items 9 2 76 (6) 39 11 (122) (257) (114) 11
FX/commodity timing differences in income from operations 12 17 54 72 (80) (30) 43 76 20 25
Tax on operational adjustments(2) (119) (44) (185) (57) (17) (25) (12) 94 18 (52)
Operational net income 746 615 753 719 668 629 772 795 696 676
Weighted-average number of shares outstanding (in millions) 2,149 2,181 2,203 2,219 2,232 2,251 2,266 2,290 2,295 2,301
Operational EPS 0.35 0.28 0.34 0.32 0.30 0.28 0.34 0.35 0.30 0.29

(1) Amounts also include the incremental implementation costs in relation to the White Collar Productivity program.

(2) Tax amount is computed by applying the Adjusted Group effective tax rate to the operational adjustments, except for gains and losses from sale of businesses for which the actual provision for taxes resulting from the gain or loss has been computed.

Net working capital (NWC) as a percentage of revenues

Definition

Net working capital as a percentage of revenues

Net working capital as a percentage of revenues is calculated as Net working capital divided by Adjusted revenues for the trailing twelve months.

Net working capital

Net working capital is the sum of (i) receivables, net, (ii) inventories, net, and (iii) prepaid expenses; less (iv) accounts payable, trade, (v) billings in excess of sales, (vi) advances from customers, and (vii) other current liabilities (excluding primarily: (a) income taxes payable, (b) current derivative liabilities, (c) pension and other employee benefits, and (d) payables under the share buyback program); and including the amounts related to these accounts which have been presented as either assets or liabilities held for sale.

Adjusted revenues for the trailing twelve months

Adjusted revenues for the trailing twelve months includes total revenues recorded by ABB in the twelve months preceding the relevant balance sheet date adjusted to eliminate revenues of divested businesses and the estimated impact of annualizing revenues of certain acquisitions which were completed in the same trailing twelve-month period.

Reconciliation

Net working capital as a percentage of revenues

Jun 30, Mar 31, Dec 31, Sep 30, Jun 30, Mar 31, Dec 31, Sep 30, Jun 30, Mar 31, Dec 31,
(\$ in millions, unless otherwise indicated) 2016 2016 2015 2015 2015 2015 2014 2014 2014 2014 2013
Net working capital:
Receivables, net 10,384 10,131 10,061 10,564 11,071 10,599 11,078 11,788 12,106 12,215 12,146
Inventories, net 5,045 5,104 4,757 5,410 5,458 5,346 5,376 5,961 6,210 6,201 6,004
Prepaid expenses 246 268 225 286 304 289 218 307 306 305 252
Accounts payable, trade (4,536) (4,323) (4,342) (4,405) (4,564) (4,473) (4,765) (4,820) (4,950) (4,872) (5,112)
Billings in excess of sales (1,377) (1,331) (1,375) (1,440) (1,505) (1,396) (1,455) (1,560) (1,499) (1,539) (1,714)
Advances from customers (1,612) (1,601) (1,598) (1,497) (1,512) (1,503) (1,624) (1,628) (1,705) (1,780) (1,726)
Other current liabilities (3,002) (2,949) (3,127) (3,103) (3,030) (2,900) (3,286) (3,380) (3,381) (3,307) (3,541)
(1)
excluding:
2,505 803 690 802 1,201 1,017 971 1,260 774 710 701
Net working capital in
assets and liabilities held for sale 1 (8) 27
Net working capital 5,148 5,299 4,601 5,815 6,223 5,962 5,542 6,660 7,114 7,223 6,309
Total revenues for the three months ended:
June 30, 2016 / 2015 / 2014 / 2013 8,677 9,165 9,165 9,165 9,165 10,190 10,190 10,190 10,190 10,225 10,225
March 31, 2016 / 2015 / 2014 / 2013 7,903 7,903 8,555 8,555 8,555 8,555 9,471 9,471 9,471 9,471 9,715
December 31, 2015 / 2014 / 2013 9,242 9,242 9,242 10,346 10,346 10,346 10,346 11,373 11,373 11,373 11,373
September 30, 2015 / 2014 / 2013 8,519 8,519 8,519 8,519 9,823 9,823 9,823 9,823 10,535 10,535 10,535
Total revenues for the trailing twelve months 34,341 34,829 35,481 36,585 37,889 38,914 39,830 40,857 41,569 41,604 41,848
Adjustment to annualize/eliminate
revenues of certain acquisitions/divestments (64) (144) (372) (613) (633) (212) 204 460
Adjusted revenues for the trailing twelve months 34,341 34,829 35,481 36,521 37,745 38,542 39,217 40,224 41,357 41,808 42,308
Net working capital as a percentage of revenues (%) 15% 15% 13% 16% 16% 15% 14% 17% 17% 17% 15%

(1) The amounts excluded from Other current liabilities related primarily to (a) income taxes payable, (b) current derivative liabilities, (c) pension and other employee benefits, and (d) payables under the share buyback program.

Cash return on invested capital (CROI)

Definition

Cash return on invested capital (CROI)

Cash return on invested capital is calculated as Adjusted cash return divided by Capital invested.

Adjusted cash return

Adjusted cash return is calculated as the sum of (i) net cash provided by operating activities, (ii) interest paid and (iii) estimate to annualize/eliminate the net cash provided by operating activities of certain acquisitions / (divestments).

Adjusted cash return for the trailing twelve months

Adjusted cash return for the trailing twelve months includes adjusted cash return as defined above recorded by ABB in the twelve months preceding the relevant balance sheet date.

Adjusted total fixed assets

Adjusted total fixed assets is the sum of (i) property, plant and equipment, net, (ii) goodwill, (iii) other intangible assets, net, and iv) investments in equity-accounted companies less v) deferred tax liabilities recognized in certain acquisitions.

Net working capital

Net working capital is the sum of (i) receivables, net, (ii) inventories, net, and (iii) prepaid expenses; less (iv) accounts payable, trade, (v) billings in excess of sales, (vi) advances from customers, and (vii) other current liabilities (excluding primarily: (a) income taxes payable, (b) current derivative liabilities, (c) pension and other employee benefits, and (d) payables under the share buyback program); and including the amounts related to these accounts which have been presented as either assets or liabilities held for sale.

Capital invested

Capital invested is the sum of (i) Adjusted total fixed assets, (ii) Net working capital and (iii) Accumulated depreciation and amortization.

Reconciliation

Cash return on invested capital (CROI)

Trailing twelve
months ended Year ended December 31,
(\$ in millions, unless otherwise indicated) June 30, 2016 2015 2014
Adjusted cash return:
Net cash provided by operating activities 4,501 3,818 3,845
Interest paid 214 221 259
Estimate to annualize/eliminate the net cash provided by operating activities
of certain divestments(1) (58)
Adjusted cash return 4,715 4,039 4,046
June 30, December 31,
(\$ in millions, unless otherwise indicated) 2016 2015 2014
Adjusted total fixed assets:
Property, plant and equipment, net 5,239 5,276 5,652
Goodwill 9,782 9,671 10,053
Other intangible assets, net 2,191 2,337 2,702
Investments in equity-accounted companies 167 178 177
Total fixed assets 17,379 17,462 18,584
Less: deferred taxes recognized in certain acquisitions(2) (1,901) (1,901) (1,928)
Adjusted total fixed assets 15,478 15,561 16,656
Net working capital (as defined above) 5,148 4,601 5,542
Accumulated depreciation and amortization:
Accumulated depreciation of property, plant and equipment 7,207 6,840 6,905
Accumulated amortization of intangible assets including goodwill(3) 3,379 3,175 2,767
Accumulated depreciation and amortization 10,586 10,015 9,672
Capital invested 31,212 30,177 31,870
Cash return on invested capital (CROI) 15.1% 13.4% 12.7%

(1) Divestments: In 2014 HVAC, Power Solutions, Steel Structures and Full Service.

(2) Power-One acquired in 2013, Thomas & Betts acquired in 2012 and Baldor acquired in 2011.

(3) Includes accumulated goodwill amortization up to December 31, 2001. Thereafter goodwill is not amortized (under U.S. GAAP) but subject to annual testing for impairment.

Reconciliation of the trailing twelve months to June 30, 2016

Net cash
provided by
(\$ in millions, unless otherwise indicated) operating activities Interest paid
Q3 2015 1,173 21
Q4 2015 1,994 70
Q1 2016 252 52
Q2 2016 1,082 71
Adjusted for the trailing twelve months 4,501 214

Free cash flow conversion to net income

Definition

Free cash flow conversion to net income

Free cash flow conversion to net income is calculated as Free cash flow divided by Net income attributable to ABB.

Free cash flow (FCF)

Free cash flow is calculated as net cash provided by operating activities adjusted for: (i) purchases of property, plant and equipment and intangible assets, (ii) proceeds from sales of property, plant and equipment, and (iii) changes in financing and other non-current receivables, net (included in other investing activities).

Free cash flow for the trailing twelve months

Free cash flow for the trailing twelve months includes free cash flow recorded by ABB in the twelve months preceding the relevant balance sheet date.

Net income for the trailing twelve months

Net income for the trailing twelve months includes net income recorded by ABB in the twelve months preceding the relevant balance sheet date.

Reconciliation

Free cash flow conversion to net income

Trailing twelve
months ended Year ended December 31,
(\$ in millions, unless otherwise indicated) June 30, 2016 2015 2014 2013 2012 2011
Net cash provided by operating activities 4,501 3,818 3,845 3,653 3,779 3,612
Adjusted for the effects of:
Purchases of property, plant and equipment and intangible assets (866) (876) (1,026) (1,106) (1,293) (1,021)
Proceeds from sale of property, plant and equipment 72 68 33 80 40 57
Changes in financing receivables and other non-current receivables (3) 9 5 5 29 (55)
Free cash flow 3,704 3,019 2,857 2,632 2,555 2,593
Net income attributable to ABB 1,687 1,933 2,594 2,787 2,704 3,168
Free cash flow conversion to net income 220% 156% 110% 94% 94% 82%
Adjusted revenues for the trailing twelve months (as defined under NWC above)1 34,341 35,481 39,217 42,308 40,251 37,990
Free cash flow conversion to Total revenues 11% 9% 7% 6% 6% 7%

(1) For the adjusted revenues for the trailing twelve months for 2012 please see the "Supplemental financial information" files published on our website for the year 2013. The file is available on our investor relations website.

Reconciliation of the trailing twelve months to June 30, 2016

Net cash
provided by
operating
Purchase of
property, plant
and equipment
and intangible
Proceeds
from sale of
property,
plant and
Changes in
financing
receivables and
other non-current
Net income
attributable
(\$ in millions) activities assets equipment receivables to ABB
Q3 2015 1,173 (189) 20 (5) 577
Q4 2015 1,994 (329) 24 3 204
Q1 2016 252 (170) 12 (3) 500
Q2 2016 1,082 (178) 16 2 406
Total for the trailing twelve months to June 30, 2016 4,501 (866) 72 (3) 1,687

ABB Ltd

Corporate Communications P.O. Box 8131 8050 Zurich Switzerland Tel: +41 (0)43 317 71 11 Fax: +41 (0)43 317 79 58

www.abb.com

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