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Serneke Group

Annual Report Feb 28, 2017

3203_10-k_2017-02-28_02650cc3-788e-4f2b-8c3c-28bb1abae435.pdf

Annual Report

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RECORD SALES AND STRONG EARNINGS FOR 2016

October–December 2016

  • Revenues amounted to SEK 1,266 million (1,010), an increase of 25 percent
  • Operating profit amounted to SEK 34 million (122) and the operating margin was 2.7 percent (12.1)
  • Profit for the period amounted to SEK 26 million (138)
  • Order bookings amounted to SEK 1,650 million (1,988)
  • Serneke series B shares were listed on the Nasdaq Stockholm exchange on November 24
  • A new share issue was carried out in connection with the listing and raised a net of SEK 598 million

January–December 2016

  • Revenues amounted to SEK 3,978 million (3,107), an increase of 28 percent
  • Operating profit amounted to SEK 411 million (128) and the operating margin was 10.3 percent (4.1)
  • Profit for the period amounted to SEK 394 million (137)
  • Earnings per share after dilution amounted to SEK 21.22 (8.11)
  • The equity/assets ratio was 42.7 percent (27.4)
  • Order bookings amounted to SEK 5,539 million (5,094)
  • The order backlog loss amounted to SEK 7,041 million (5,125)
  • In June, 50 percent of the Karlastaden project in Gothenburg was sold to private equity firm Nordic Real Estate Partners (NREP)
  • The Board of Directors proposes that no dividend be paid for 2016 (0)
Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Revenues 1,266 1,010 3,978 3,107
Operating profit 34 122 411 128
Operating margin, % 2.7 12.1 10.3 4.1
Profit/loss for the period 26 138 394 137
Earnings per share, SEK, before dilution 1.26 8.33 22.40 8.49
Earnings per share, SEK, after dilution 1.21 7.86 21.22 8.11
Equity per share, SEK, after dilution 68.37 25.79 79.12 26.82
Equity/assets ratio, % 42.7 27.4 42.7 27.4
Net debt -37 223 -37 223
Net debt/equity ratio, % -2.5 49.2 -2.5 49.2
Order bookings 1,650 1,988 5,539 5,094
Order backlog 7,041 5,125 7,041 5,125

CEO STATEMENT

Serneke's business model and long-term business plan are delivering results – profit in our largest business area, Construction, is rising sharply.

Serneke is the next generation contractor. Between 2002 and 2015, our strategy has been to capture market share to reach our goal of becoming one of the leaders in our industry. We continued our long-term efforts in 2016, and consolidated sales rose from SEK 3,107 million to SEK 3,978 million, an increase of 28 percent compared with 2015. Our largest business area, Construction, contributed strong growth and good margin improvement, from 1.9 to 2.7 percent. Historically, we have managed to generate continuous profitable growth, through periods of expansion, price pressure and recession. We have invested the surplus in continued expansion of our construction activities, as well as in properties and project development initiatives where we have identified favorable potential returns.

Ola Serneke, President and CEO

In 2016, Serneke took another important step towards achieving its future objectives. With the listing of its Series B shares and a bond loan of SEK 300 million on the Nasdaq Stockholm exchange, we established the conditions for the Company, its employees and its investors to all benefit from the increase in value. For me personally, as the founder and principal owner, this is a milestone and our current position is an acknowledgment of the hard work put in by many dedicated employees.

Today, Serneke has a strong balance sheet as a result of the new share issue implemented in connection with the listing, continued strong order bookings and a motivated organization that is ready to deliver. We see good opportunities to now reap the benefits of that work. Our long-term objective remains strong growth focused on profitability, and we are convinced that correct pricing is crucial to stable development of benefit to all stakeholders. We continue to target an operating margin of at least 5 percent in our contracting operations and a return on capital employed of 20 percent in our Project Development operations.

Current demand and the fundamental conditions of the construction and property markets have not been this favorable since Sweden's million homes program of the 60s and 70s, when central and local government authorities were largely able to finance the comprehensive construction program. We now have a market with considerably more private players, which accelerates activity in the sector and means that transactions can be made more quickly. This benefits us further in our Project Development operations where, in 2016, we advanced our positions in all three metropolitan regions, opening doors for pioneering collaborations and innovative project opportunities. We have presented ideas and proposals for many new projects, which have been very well received, and we continue working to bring these to fruition so that we, together with both local government authorities private players, can move forward with planning and development.

The housing shortage and urbanization trend are driving demand in the market and we see no slowdown in order bookings in our contracting segments Construction and Civil Engineering. The operating margin in Construction strengthened in the fourth quarter, amounting to 3.7 percent (2.0). We can see that the years in which we prioritized growth to achieve a competitive size are now paying off as we shift our focus to increased profitability while maintaining our cost awareness and commitment. We are building up our Civil Engineering operations and carried out a major action program over the year to achieve profitability. The segment's main focus is to now derive effects from this and to show well-controlled, profitable growth in 2017.

With the prevailing conditions in our contracting segments, we view our growth model – which is mostly focused on organic growth – as our continued priority. Although this will initially be at the cost of increased initiatives, we see clear benefits in pursuing a familiar path that has proven to be successful historically. It may be necessary to complement organic growth with acquisitions to achieve our long-term strategic goals.

During the year, we completed two major transactions. With the purchase of Säve flygplats, we are creating exciting opportunities for the Group's four segments, and their combined offering, to further develop the area and generate long-term value growth for the approximately 2 million square meters of land and associated buildings included in the acquisition. Our

sale of 50 percent and the joint venture with NREP for the Karlastaden project strengthens the entire project and gives it a strong long-term platform, which will enter an exciting phase in 2017 with the detailed development plan now under review and expected to gain legal force. Satisfyingly, we note that the apartments we are offering in the Karlatornet Tower have been very favorably received, with about 80 percent of the more than 300 apartments offered to date now having been signed.

With our recent recruitment of Krister Johansson as Managing Director of Business Area Property Management, Serneke – previously recognized mainly as a skilled contractor and developer – will also, in the longer term, become known as a successful player in the property market. We will leverage the Group's various business areas to sign long-term, secure leases, building a strong property portfolio generating favorable growth in value.

At the end of the year, the Group had nearly 850 employees – growing by more than 100 new employees in a year once again. It is through our employees' high level of commitment and ability to innovate that we lay the foundation for an even stronger Serneke. I thank you all for that.

Ola Serneke, President and CEO

PRESENTATION OF THE YEAR-END REPORT

Today, February 28, 2017 at 10:00 a.m. (CET), Serneke Group will hold a conference call with a web presentation for investors, analysts and media. The presentation will be in Swedish and can be followed live via webcast at www.serneke.group. Presentation materials for the presentation will be available on the website one hour before the webcast begins.

To participate, please dial: From Sweden: +46 (0)8-5664 2669 From the UK: +44 20 3008 9803

Group development

ORDER BOOKINGS AND ORDER BACKLOG

Orders intake for October–December amounted to SEK 1,650 million (1,988). Order bookings for the final quarter of 2016, consisted primarily of residential projects in the urban regions of Stockholm and Gothenburg, the new construction of a shopping center, as well as various other new construction and remodeling projects. The Stockholm and Gothenburg metropolitan regions continue to be the Group's most important markets.

Order bookings for January–December 2016 rose by 9 percent to SEK 5,539 million (5,094), and were largely driven by a continued strong housing market. At the end of 2016, the order backlog was SEK 7,041 million, compared with SEK 5,125 million at year-end 2015, an increase of 37 percent. The order backlog rose steadily over the year and is now at the highest level in the Group's history.

Order bookings Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Construction 1,364 1,894 5,029 4,805
Civil Engineering 286 94 510 289
Group 1,650 1,988 5,539 5,094
Order backlog Dec 31 Dec 31
SEK million 2016 2015
Construction 6,753 4,881
Civil Engineering 288 244
Group 7,041 5,125

NEW ASSIGNMENTS DURING THE PERIOD OCTOBER–DECEMBER 2016

Listed below are the Group's new projects for more than SEK 100 million:

Assignment Location Clients Order value
(SEK million)
Anticipated start
of construction
New construction of shopping center Kungälv Adapta 838 October 2016
New production rental homes Ekerö Ekerö Bostäder 136 Second quarter 2017

REVENUES AND PROFIT

The operations of the Serneke Group are organized into four business areas: Construction, Civil Engineering, Project Development and Property Management.

GROUP Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Revenue 1,266 1,010 3,978 3,107
Operating profit 34 122 411 128
Net financial items -5 -3 -17 -16
Profit/loss before tax 29 119 394 112
Profit/loss for the period 26 138 394 137

October–December 2016

Consolidated revenues in the fourth quarter of 2016 amounted to SEK 1,266 million, compared with SEK 1,010 million for the corresponding quarter in the preceding year. Operating profit decreased to SEK 34 million (122) which is explained by the fourth quarter of 2015 having included the sale of a number of projects and development properties. Net financial items amounted to a negative SEK 5 million (3) and the Group reported a tax expense of SEK 3 million (income: 19).

Business Area Construction's operating profit for the fourth quarter of 2016 amounted to SEK 40 million (14), an increase of 186 percent compared with the corresponding quarter in the preceding year. The foremost explanations for the increase are increased volumes and better margins in existing projects. In the final quarter of 2015, project impairment was recognized and impacted earnings negatively.

Business Area Construction made an operating loss of SEK 9 million (16) for the fourth quarter of 2016. The loss for the quarter was primarily attributable to impairment of a project by SEK 8 million. The final inspection of the project took place in December 2016 and it has now been completed. The comprehensive program of measures initiated during the second quarter of 2016 to increase the business area's profitability is expected to achieve full effect in 2017.

Business Area Project Development's operating profit amounted to SEK 5 million in the fourth quarter, compared with SEK 172 million for the corresponding quarter in the preceding year. Among other things, Project Development reports profit from sales of project and development properties, meaning that revenue and profit may vary substantially between quarters, which explains the difference between the fourth quarters of 2015 and 2016, where the fourth quarter of 2015 included a larger number of transactions.

Business Area Property Management's operating profit was SEK 10 million (loss 1) in the third quarter. SEK 2 million of operating profit represented earnings from property management and SEK 8 million was attributable to shares in the profits of associates.

January–December 2016

Consolidated revenue for the period January–December 2016 amounted to SEK 3,978 million (3,107), an increase of 28 percent compared with the corresponding period in the preceding year. The foremost explanation for the increase is that there were higher sales in construction operations compared with the corresponding period in the preceding year. There has been an increase in construction activity around the metropolitan regions, meaning we have had more and larger projects in production.

Consolidated operating profit for the year amounted to SEK 411 million, compared with SEK 128 million in the corresponding period of 2015. The improvement of SEK 283 million is explained by income from the sale of 50 percent of the Karlastaden project, but also by higher earnings from the Group's construction operations, which achieved both higher sales and improved profitability.

In the period January–December 2016, Business Area Construction increased its operating profit to SEK 86 million (48), representing an increase of 79 percent compared with the corresponding period in the preceding year. The foremost reason for the improvement is increased sales and strong focus on profitability.

Business Area Civil Engineering reported a loss of SEK 36 million (15) for 2016. The deterioration in earnings is mainly due to the impairment of four projects that combined impacted profit negatively by SEK 33 million in 2016. The business area is in a growth phase with a strategy to shadow Construction's establishment geographically and in terms of the efforts made. These efforts are the reason for the business area's increased overheads of SEK 7 million compared with the corresponding period in 2015. A comprehensive program of measures is also underway to improve both internal processes and profitability.

Business Area Project Development reported improved profit amounting to SEK 334 million for January–December 2016 compared with SEK 166 million in the corresponding period of the preceding year. The main explanation is the result of SEK 444 million on the sale of 50 percent of the Karlastaden project. Additionally, impairment of SEK 50 million on two project properties, non-recurring expenses of SEK 23 million, as well as increased expenses due the strengthening of the organization impacted operating profit.

Business Area Property Management's operating profit during the period amounted to SEK 37 million (0). The improvement in profit is mainly explained by the revaluation of investment properties in the third quarter of 2016 by SEK 42 million (-), but also by positive earnings of SEK 5 million from property management and share sin the profits of associates of SEK 4 million. The provision to the net operating income guarantee affected earnings negatively by SEK 14 million relating to the associate Änglagården.

Group-wide consists of other operations as well as central companies and Group functions. In 2015, operating profit was affected by eliminations of Group-internal losses of SEK 71 million and, in 2016, primarily non-recurring expenses of approximately SEK 10 million related to the IPO that affected operating profit.

Recognized tax for the year was SEK 0 million (25), which was mainly attributable to non-taxable gains on divested properties and non-taxable profit from participations in associates and joint ventures. Last year's tax income was mainly attributable to a non-taxable gain from divested properties.

REVENUE Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Construction 1,089 701 3,229 2,466
Civil Engineering 162 117 455 389
Project development 37 363 373 540
Property Management 8 1 15 3
Group-wide 27 3 99 61
Eliminations -57 -175 -193 -352
Total 1,266 1,010 3,978 3,107
OPERATING PROFIT Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Construction 40 14 86 48
Civil Engineering -9 -16 -36 -15
Project Development 5 172 334 166
Property Management 10 -1 37 0
Group-wide -12 -47 -10 -71
Total 34 122 411 128
Net financial items -5 -3 -17 -16
Profit/loss before tax 29 119 394 112

SEASONAL VARIATIONS

Serneke's operations largely lack clear seasonal effects. The contracting operations (Business Areas Construction and Civil Engineering) normally experience lower activity in the first quarter of the year due to fewer production days and, to a greater extent than normal, the effects of weather during the winter months. Profits are also affected by public holidays falling within a certain interim period, leading to fewer production days.

FINANCIAL POSITION

Dec 31 Dec 31
SEK million 2016 2015
Total assets 3,437 1,652
Total equity 1,469 453
Net debt -37 223
Cash and cash equivalents 571 11
Equity/assets ratio, % 42.7 27.4

On December 31, 2016 the equity/assets ratio was 42.7 percent (27.4). At the end of the period, the Group's disposable liquid funds, including unutilized credit facilities, amounted to SEK 771 million (147). In the third quarter of 2016, the Group issued a bond loan with a nominal value of SEK 300 million (-) as well as a convertible debenture loan to employees of SEK 16 million (50).

Over the period, shareholders' equity rose to SEK 1,469 million (453). Of this increase, the new share issue accounted for SEK 625 million after deducting net issue expenses of SEK 27 million reported in shareholders' equity after tax effects. Additionally, conversions of convertible bonds and profit for the year contributed SEK 24 million and SEK 394 million respectively.

On December 31, 2016, net borrowing amounted to SEK 37 million (223). Net debt was affected positively by the issue proceeds of SEK 598 million in connection with the IPO in the fourth quarter. The net debt/equity ratio was a negative 2.5 percent (positive 49.2) and the average interest rate was 4.49 percent (2.70). Unutilized committed credit facilities amounted to SEK 200 million (136) at the end of the period. The bank overdraft with Nordea carries a covenant, which means that the Group shall have an equity/assets ratio of 25 percent.

INVESTMENTS AND DIVESTMENTS

During the period January–December 2016, investments in machinery and equipment amounted to SEK 8 million (4), of which SEK 3 million (0) is attributable to the fourth quarter.

CASH FLOW

October–December

Cash flow from operating activities for the quarter was negative in the amount of SEK 52 million (positive 149). The change is mainly explained by an increase in capital tied-up as a result of an increased business volume.

Cash flow from investments was negative in the amount of SEK 11 million (0). The main reason for the change is a loan of SEK 8 million in the Group's other financial investments.

Cash flow from financing activities amounted to SEK 423 million (negative 182). During the quarter, a new share issue was implemented, raising a net SEK 598 million (-), while various debts were amortized in the amount of SEK 175 million, of which, SEK 130 million involved a loan from Collector.

January–December

Cash flow from operating activities amounted to SEK 45 million (36). Cash flow before changes in working capital was negative in the amount of SEK 11 million (91) and changes in working capital made a positive contribution of SEK 56 million (127).

Cash flow from investing activities for the period was negative in the amount of SEK 201 million (4). The main explanation for the change is the purchase consideration for Säve flygplats which amounted to SEK 175 million, the settlement of a promissory note in connection with acquisitions for SEK 10 million and various other investments of SEK 16 million.

Cash flow from financing activities for the period amounted to SEK 716 million (negative 105). The net of new borrowings and loan amortizations amounted to SEK 118 million (negative 91) and the new share issue raised a net SEK 598 million (36).

Cash flow for the period amounted to SEK 560 million (negative 73).

EMPLOYEES

The Group had an average 779 employees in January–December 2016, compared with 618 in the corresponding period last year.

Business areas

BUSINESS AREA CONSTRUCTION

All of the Group's construction-related operations are conducted within Business Area Construction. The business area performs contracting for both external customers, as well as for the Project Development and Property Management business areas.

Business Area Construction Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Revenue 1,089 701 3,229 2,466
Operating profit 40 14 86 48
Operating margin, % 3.7 2.0 2.7 1.9
Order bookings 1,364 1,894 5,029 4,805
Order backlog 6,753 4,881 6,753 4,881
Average number of employees 646 505 593 483

October–December 2016

During the fourth quarter of 2016, revenue in Business Area Construction amounted to SEK 1,089 million (701), an increase of 55 percent. Operating profit rose by SEK 26 million to a total SEK 40 million (14) and the operating margin for the period amounted to 3.7 percent (2.0). The improvement in earnings and margin compared with the corresponding quarter in 2015 is mainly explained by a larger number of major projects being in full production with better project margins. A number of projects were also concluded in the final quarter, with positive margin effects. In 2016, two non-strategic units engaged in masonry, tiling and service contracts were phased out, incurring expenses for the quarter of SEK 5 million.

Order bookings remained strong in October–December 2016. New assignments in the fourth quarter were mainly in the housing sector but also in municipal services and retail. The largest assignments include the construction of a shopping center for SEK 669 million, the construction of rental apartments in Ekerö for SEK 136 million and the construction of rental properties in Lund for SEK 85 million.

January–December 2016

In the period January–December 2016, revenue for Business Area Construction was SEK 3,229 (2,466), an increase of 31 percent, while operating profit amounted to SEK 86 million (48), an increase of 79 percent. The improved operating profit was explained by higher volumes and higher project margins. The operating margin for the period rose to 2.7 percent (1.9).

In 2016, it was decided to phase out two non-strategic units engaged in masonry, tiling and service contracts. For the period January–December 2016, these operations affected operating profit adversely by SEK 11 million. The phase-outs have been completed and no further expenses relating to these operations are anticipated.

Order bookings in January–December 2016 remained strong and amounted to SEK 5,029 million, driven primarily by new projects in the housing sector. At period-end, the total order backlog amounted to SEK 6,753 million.

BUSINESS AREA CIVIL ENGINEERING

All of the Group's civil engineering and infrastructure-related operations are conducted within Business Area Civil Engineering. The business area operates in local markets with both national and regional infrastructure projects and maintenance services. The business area performs works for both external customers, as well as the Group's other business areas.

Business Area Civil Engineering Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Revenue 162 117 455 389
Operating profit -9 -16 -36 -15
Operating margin, % -5.6 -13.7 -7.9 -3.9
Order bookings 286 94 510 289
Order backlog 288 244 288 244
Average number of employees 117 102 118 77

October–December 2016

In the fourth quarter, Business Area Civil Engineering generated revenue of SEK 162 million (117), an increase of 38 percent. The increase in revenue is due to more major projects being in production compared with the corresponding period in the preceding year. The operating loss for the quarter was SEK 9 (16), mainly explained by the impairment of a project by SEK 8 million. The final inspection of this project took place in December and it has thus been completed.

Order bookings in October–December 2016 remained good. New assignments the fourth quarter were mainly in the public sector and retailing. The largest projects included ground-laying work for a shopping center for SEK 169 million and the construction of wastewater treatment plants in Strömstad about 80 million.

January–December 2016

In the period January–December 2016, revenue rose by 17 percent to SEK 455 million (389). The increase in revenue is due to more major projects being in production compared with the preceding year. The period was affected by a low level of activity during the winter months in the first quarter, which is in line with expected seasonal variations. The operating loss for the period January–December was SEK 36 million (15).

The deterioration in earnings is partly due to the strong growth phase that began in 2015, when revenue rose rapidly and a larger organization, adapted to this growth, was built up. Overhead expenses have increased by SEK 7 million compared with the previous year and the organization is now well-positioned for future growth.

To make the operations profitable, a comprehensive program of measures was initiated in the second quarter, primarily to inventory and clarify processes. In this process, shortcomings have been confirmed in the implementation of four projects, resulting in combined impairment of SEK 33 million in 2016. Of these projects, the final inspection of three took place in the final quarter of 2016 and have thus been completed, with the fourth project being expected to be completed in the summer of 2017.

Order bookings for January–December 2016 remained strong, amounting to SEK 510 million (289). At period-end, the total order backlog amounted to SEK 288 million (244).

BUSINESS AREA PROJECT DEVELOPMENT

Business Area Project Development includes Serneke's development of housing and commercial properties. Project development is performed through wholly owned projects or in collaboration with third parties through associates and joint ventures.

Business Area Project Development Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Revenue 37 363 373 540
Operating profit 5 172 334 166
Operating margin % 13.5 47.4 89.5 30.7
Return on capital employed, % 52.3 48.1
Average number of employees 24 13 20 13

October–December 2016

Revenue for Business Area Project Development for the quarter amounted to SEK 37 million (363) and operating profit amounted to SEK 5 million (172). The change compared with the previous year was due to land and development rights relating to development properties in Karlastaden and Skövde having been sold in the final quarter of 2015. No property transactions took place in the final quarter of 2016, with revenue consisting instead of accrued project income.

January–December 2016

Over the period January–December, revenue for Business Area Project Development amounted to SEK 373 million (540) and operating profit was SEK 334 million (166). In June, 50 percent of the Karlastaden project was sold. The transaction is based on the upcoming detailed development plan and was implemented with an expected value of approximately SEK 1,500 million for the development rights, of which SEK 318 million was recognized as revenue and SEK 218 million as profit from the sale of shares. Furthermore, a revaluation has been made of the remaining joint venture at fair value, affecting the share in the profit of joint ventures positively by SEK 226 million. Total profit for the joint venture transaction amounted to SEK 444 million.

Impairment totaling SEK 50 million was also recognized in two projects properties, and expenses of SEK 23 million were charged against the business area, consisting of expenses related to previous projects in the development of the Karlastaden project prior to the transaction with NREP. The strengthening of the organization that began in 2015 has resulted in increased expenses during 2016 compared with 2015.

SUMMARY OF PROJECT PORTFOLIO AS PER DECEMBER 31, 2016

Estimated areas are explained by new detailed development plans not yet adopted

PROJECT MUNICIPALITY Estimated
area
(GFA m2)
Type Planning phase Type of asset Proportion
of capital
(%)
Utby 20:1 (part) Ale 8,130 Housing Planning in progress Agreed development rights
not yet taken into possession
100%
Starrkärr 4:48, Starrkärr 4:60
and Svenstorp 1:5
Ale 4,000 Commercial Detailed development
plan
Agreed development rights
not yet taken into possession
100%
Ingared 5:274 and 5:240 (part) Alingsås 4,117 Housing Detailed development
plan
Development rights on own
balance sheet
100%
Sörhaga 2:1 Alingsås 300 Housing Pre-planning Development rights on own
balance sheet
100%
Jägaren 10 Alingsås 2,720 Housing Planning in progress Agreed development rights
not yet taken into possession
100%
Björnflokan 5 Borås 17,000 Housing Planning in progress Development rights on own
balance sheet
100%
Karlastaden Gothenburg 238,799 Housing/Commercial Planning in progress Joint venture 50%
Gårdsten 7:1, 45:1 (part) and
10:10 (part)
Gothenburg 26,500 Housing/Commercial Planning in progress Agreed development rights
not yet taken into possession
100%
Gårdsten 45:24 Gothenburg 82,100 Industry/warehousing Detailed development
plan
Development rights on own
balance sheet
100%
Lorensberg 706:32 Gothenburg 25,000 Housing/Commercial Pre-planning Agreed development rights
not yet taken into possession
100%
Oceanhamnen, Kvarter 3A Helsingborg 4,750 Housing Detailed development
plan
Agreed development rights
not yet taken into possession
100%
Jäntan 2 Landskrona 18,000 Housing/Commercial Pre-planning Agreed development rights
not yet taken into possession
100%
Tomaten 1 (part) Landskrona 8,100 Housing Planning in progress Agreed development rights
not yet taken into possession
100%
Vägeröd 1:69 Lysekil 20,000 Housing Planning in progress Agreed development rights
not yet taken into possession
100%
Törnskogen 4:14 and 4:15 Sollentuna 8,396 Housing Planning in progress Development rights on own
balance sheet
100%
Fjällbacka 136:2 and 136:3 Tanum 2,500 Housing Planning in progress Associates 6%
Koholmen 1:89 Tjörn 300 Housing Detailed development
plan
Development rights on own
balance sheet
100%
Goleczewo Poland 12,500 Commercial Detailed development
plan
Development rights on own
balance sheet
100%
483,212

Serneke's share of the valuation of the project portfolio amounts to SEK 1,661 million. Of this amount, SEK 161 million represents the value of development rights on the Company's own balance sheet; agreed development rights of which the Company has not taken possession are estimated at about SEK 648 million; and development rights held through joint ventures or associates are estimated at approximately SEK 852 million.

Operations in Business Area Project Development continue to have a high level of activity. As per December 31, 2016 the book value of the project development portfolio totaled SEK 242 million on the Company's own balance sheet and SEK 333 million via joint ventures. Of the total project development portfolio of an estimated 483,212 square meters of gross floor area, options on development rights, that is, agreed development rights of which the Company has yet to take possession, accounted for 24 percent. The options pertain to properties located in different parts of the country, and agreements have been signed with various parties. The options can be exercised when the detailed development plan for the relevant property gains legal force or a building permit is granted. Only then is access gained and payment made.

JV Karlastaden

Through the sale of half of the Karlastaden project, Serneke is, as of June 2016, a partner in a joint venture with NREP, with an ownership of 50 percent each. Ownership is governed by a shareholder agreement that gives the partners equal decision-making power, that is, neither of the owners has a controlling influence. In the consolidated balance sheet Serneke recognizes this as a participation in joint venture.

Karlastaden will contain some 2,000 homes and 70,000 square meters of commercial space. The area will also be the site of the Nordic region's tallest residential building, Karlatornet Tower. Until June 2016, Serneke was running the project inhouse. At the end of June 2016, Serneke formed a jointly owned joint venture company ("JV company") with NREP as its strategic partner. Construction is scheduled to commence in the second half of 2017 and the estimated value of the project is about SEK 13 billion over about five years. Through the JV company, sales of tenant-owner homes will begin in the autumn of 2017. Sales of homes in the Karlatornet Tower have been in progress since June 2016 and interest for the homes is considerable. Of the 341 apartments released for sale, 271 had been reserved by December 31, 2016.

Dec 31
2016
5
50
0
0
2
0
0
333
19
302
40
10

Ingared

Sales of tenant-owner homes in Ingared, Alingsås are progressing according to plan and the majority of the 20 townhouses and 37 apartments for which sales have begun have been sold, and construction of the project took place in December 2016.

Väsjön

In the spring of 2016, the business area entered an agreement for the acquisition of two properties in Väsjön, Sollentuna. When the detailed development plan gains legal force, tentatively in 2017, the building rights will permit construction of some 100 apartments on the properties.

BUSINESS AREA PROPERTY MANAGEMENT

Business Area Property Management manages and develops properties for long-term capital appreciation. Commercial properties are managed. The business area is working actively to acquire properties with development potential and to generate growth by investing, developing, streamlining and rationalizing property management. Investment properties are managed through wholly owned companies or in collaboration with third parties through associates.

Business Area Property Management Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Revenue 8 1 15 3
Earnings from property management 2 -5 -9 -5
Changes in value of properties 0 - 42 -
Share in profit of associates and joint ventures 8 4 4 5
Operating profit 10 -1 37 0
Average number of employees 10 - 3 -

October–December 2016

For the period January–December 2016, revenue for Business Area Property amounted to SEK 8 million (1). The increase in revenue is explained mainly by rental income from Säve flygplats.

During the period October–December 2016, profit from property management amounted to SEK 2 million (loss 5), including a non-recurring expense of SEK 1 million relating to a provision for guaranteed net operating earnings for the associate Änglagården burdening the quarter.

The properties are valued internally in connection with each quarterly report by means of a ten-year cash flow model for all properties. Once a year, an external evaluation is made of all properties to quality assure the internal valuation. The latest external valuation was made in the third quarter, and the internal property valuation made during the fourth quarter has not entailed any change in value.

Profit from shares in associates amounted to SEK 8 million (4) and is entirely attributable to the associate Änglagården Holding AB, which manages Priority Serneke Arena. Of the share in profits, SEK 6 million is attributable to profit from property management and the remaining SEK 2 million to changes in the value of the property.

January–December 2016

For the period January–December 2016, revenue for Business Area Property Management amounted to SEK 15 million (3). The increase in revenue is explained mainly by rental income from Säve flygplats.

In the period January–December 2016, revenue from property management was negative in the amount of SEK 9 million (5), of which a provision of SEK 14 million for guaranteed net operating earnings for the associate Änglagården burdened the period.

Property revaluations for the period resulted in a change in value of SEK 42 million (-).

The share in the profits of associates amounted to SEK 4 million (5), of which profit from property management totaled SEK 19 million (5), while the change in value of properties had a negative impact of SEK 15 million (-).

Operations in Business Area Property Management continue to have a high level of activity. As per December 31, 2016 the book value of the investment properties totaled SEK 329 million (13) on the Company's own balance sheet.

SUMMARY OF PROPERTY PORTFOLIO AS PER DECEMBER 31, 2016

Investment properties Lettable area (m2)
Project Property Municipality Land area
(m2)
Housing Commercial Letting ratio
(%)
Ownership
share
(%)
Consinum Kinna 24:133 Mark 39,866 0 4,722 43 75
Serneke
Industrifastigheter
Krattan 1 Alingsås 7,250 0 2,429 11 100
Säve Flygplats Holding Åseby Gothenburg 2,100,225 0 22,871 72 100
Änglagården Kviberg 741:191 Gothenburg 20,248 0 44,769 98 40
Härbärget Åseby 9:1 Gothenburg 17,470 0 6,345 55 100
HB Novik Nolvik 9:1 Gothenburg 15,470 0 15,470 0 100
Operating properties Lettable area (m2)
Project Property Municipality Land area
(m2)
Housing Commercial Letting ratio
(%)
Ownership
share
(%)
Alingsås Plåtmekano
AB Bulten 7 Alingsås 7,419 0 1,074 100 100
Nyberg Gruppens
Fastighets AB Bulten 13 Alingsås 18,449 0 2,800 100 100
Kinna
7H Bil AB 24:191 Mark 6,529 0 2,502 100 30

Säve flygplats

The development of Säve flygplats is underway with Serneke as an active owner and manager. Work is underway to establish a strategy for the development of the area in cooperation with the relevant authorities and the City of Gothenburg, and to develop a dialogue with existing tenants and other stakeholders in the area. The area's large unutilized land area offers exciting opportunities, and the Company is analyzing different arrangements in cooperation with several different players to find opportunities to activate the potential of the area. The general aviation and emergency call-center operations will remain key elements in the future Säve flygplats, and development is envisaged to lean towards operations that complement and interact with these. Serneke has signed a new lease agreement to lease approximately 4,500 square meters of premises with a new external tenant. The new contract has also contributed to higher market valuation of the property in the third quarter.

In addition to the purchase consideration of SEK 175 million, Serneke is to pay to the seller an additional purchase consideration of a maximum SEK 200 million if a number of conditions specified in the share purchase agreement are met, which, among other things, assumes that detailed planning and development of the property takes place and that a sale is made to an external party for the condition to be met. It is currently Serneke's assessment that the specified conditions for the disbursement of a possible additional purchase consideration will not be fulfilled and consequently it has not reserved funds for this.

Acquisition of properties at Säve flygplats

On November 1, 2016, Serneke acquired the Nolvik 9:1 and Åseby 9:1 properties, which are situated directly adjacent to Serneke's properties located at Gothenburg City Airport (also known as Säve flygplats), just north of Gothenburg. The properties comprise approximately 33,000 square meters of land area, with tenants including the Swedish Maritime Administration and Svensk Pilotutbildning, as well as hotel and restaurant operations and associated parking spaces. One of the properties is a newly built parking facility with a total of 720 parking spaces. The transaction took the form of a corporate acquisition, with the underlying property value amounting to approximately SEK 86 million.

Änglagården Holding

Business Area Property Management owns 40 percent of Änglagården Holding AB. Other shareholders are Prioritet Finans, which holds 50 percent, and Lommen Holding, which holds 10 percent. Änglagården Holding owns Prioritet Serneke Arena, whose operations are progressing as planned, with a letting ratio of 98 percent as per December 31.

Änglagården Holding
SEK million
Dec 31
2016
Dec 31
2015
Share of equity* 91 96
Ownership share % 40 40
Associated, Jan–Dec 3 3
Of which:
Earnings from property
management
18 3
Change in value of property -15 0
Rental income 54 27
Comprehensive income for the
year
of which, Serneke's share
43
18
7
3
Properties 888 935
Other assets 215 199
Interest-bearing liabilities 488 495
Other liabilities 263 280
Shareholders' equity* 352 359

*) The Group's participation in the associate Änglagården Holding is calculated based on shareholders' equity less the preferential dividend right of SEK 77 million (90) which applies to the other shareholders. The closing value is subsequently reduced by an internal profit of SEK 19 million (12).

Other investment properties

Within the business area, some smaller properties are managed whereby warehouses, garages and industrial premises are leased to municipal and private operations through wholly-owned subsidiaries.

Parent Company

The operations of Serneke Group AB (publ) consist mainly of Group Management and Group-wide services. Sales for the period January–December 2016 amounted to SEK 88 million (58). The operating loss for the same period amounted to SEK 9 million (10).

Related party transactions

Related party transactions in the Serneke Group are normally attributed to contracting assignments, financing and purchasing of consulting services. Remuneration approved by the Annual General Meeting for Board work is not reported as related party transaction. The main objective is to generate more transactions, primarily in the form of construction projects. These vary depending on the level of activity in the project operations.

RELATED PARTY TRANSACTIONS JANUARY–DECEMBER 2016

SEK SEK SEK
Adapta million Ola Serneke Invest AB million Glimstedt million
Purchases from Ola Serneke Invest Purchases from
Purchases from Adapta 11 AB 0 Glimstedt 2
Sales to Adapta 235 Sales to Ola Serneke Invest AB 4

All transactions have been made on market terms.

Transactions with Adapta are considered to constitute related party transactions since the principal owner, Ludwig Mattsson, is a member of the Board of Serneke Group AB. The transactions consist mainly of construction revenues and rental of Serneke's headquarters. Transactions with Ola Serneke Invest AB are considered to be related party transactions since Ola Serneke is the principal owner, CEO and a member of the Board of Serneke Group AB. The transactions consist primarily of disposals of tangible fixed assets. Transactions with Glimstedt are considered to constitute related party transactions since one of the partners, Anders Wennergren, is a member of the Board of Serneke Group AB. These transactions consist primarily of consulting fees.

Significant risks and uncertainties

All business operations are associated with risk. Risks that are well managed can lead to opportunities and create value, while risks that are not managed properly can result in damage and losses. Controlled risk taking is essential for good profitability. Serneke works with risk management from both a Group perspective and an operational perspective. The capacity to identify, assess, manage and follow up risks is an important part of the governance and control of Serneke's business operations.

Some significant risks are described below.

External risks

o Political decisions, such as amended tax regulations, conditions of tenure, changed regulations on housing construction, infrastructure investments and municipal planning could change the conditions of the market and of Serneke's operations.

Operational risks

  • o Project risks: Serneke operates in an industry in which various risks involving both clients and suppliers prevail. Largescale and complicated disputes can be costly, time intensive and resource intensive, and may disrupt normal operations.
  • o The transaction for the sale of 50 percent of the Karlastaden project includes operational risks. The purchase consideration is calculated based on the assumption that the development rights above ground will amount to a certain number of square meters multiplied by a pre-determined price per square meter. The purchase consideration will be adjusted in the event that the potential number of square meters in accordance with the final details of the development rights diverges from the Company's assumption. In addition, the purchase consideration may be adjusted in the event that the development rights are resold at a price lower than that agreed between the parties in determining the purchase consideration. In accordance with the agreement, Serneke shall also be responsible for all property registration expenses and for certain other obligations and services involved in advancing the project, including decontamination, demolition and development measures. Serneke has estimated what the final cost is expected to be. The agreement is conditional on the approval of a detailed development plan within a given period of time and that the approved detailed development plan is essentially consistent with the proposed plan currently being considered by the City of Gothenburg. In the event that Serneke's expenses and commitments become more expensive than expected, no detailed development plan is adopted, or the detailed development plan is significantly delayed or deviates significantly from what was expected, this could have a negative effect on Serneke's operations, performance and financial position.

Financial risks

  • o Interest rate risks: Changes in interest rates could have a negative effect on performance and financial position.
  • o Liquidity: Liquidity risk is the risk of being unable to meet payment obligations.

  • o Financing: Financing risk is the risk that financing cannot be secured or renewed on maturity, or can only be obtained or renewed at significantly increased expense, which could have a significant negative impact on the Company's operations and financial position.

  • o Credit risks: Credit risk refers to the risk that the Company's customers and suppliers and sub-contractors are unable to meet their obligations.
  • o Risks in the financial reporting: Serneke's financial reporting is based on the Group's accounting policies, which include estimates and assessments made of various balance sheet items' value, and estimates of when and how revenues are reported. For certain areas, there is a significant risk of material adjustments to the carrying values of assets and liabilities in future periods, which could, in turn, affect important key indicators.

For further information regarding risks and uncertainties, see the prospectus published in connection with the listing on the Nasdaq Stockholm exchange.

Other significant events during the report period

Serneke listed on the Nasdaq Stockholm exchange

Serneke shares began trading on the Nasdaq Stockholm exchange on November 24, 2016 at an introductory price of SEK 110 per share. It was decided to implement a new share issue in connection with Serneke's IPO, and this was fully subscribed with 5,681,818 new Series B shares being issued. In connection with the issue, Serneke received gross proceeds of SEK 625 million. Net proceeds amounted to SEK 598 million after issuing costs of SEK 27 million and tax effects.

Events after the reporting period

Land owned by Serneke in Poland to be part of a special economic zone

Just over ten years ago, Serneke acquired 50,000 square meters of land in Golczewo in northwestern Poland, near the German border and the port cities of Szczecin and Swinoujscie. Through a decision by the Polish government, the area – which is known as the Sweden Industrial Center (SIC) – is to be included in a special economic zone, enabling the development of an industrial center with favorable tax conditions. The plan is to build an industrial park that can support a strong construction market in Sweden. Serneke plans to produce prefabricated steel, concrete and wood elements for delivery to the Group's construction sites. In addition to production facilities, offices are also included for project planners and designers in the construction industry.

Eskilstuna Campus

Serneke has entered into an implementation agreement to construct a new campus for Mälardalen University in Eskilstuna. In January 2017, Serneke acquired the shares in the property-owning company NYAB for slightly more than SEK 6 million from the Municipality of Eskilstuna. Serneke Project Development will head the development of the project, with the aim of selling the property to a property company. The lease for the property expires in 20 years.

Karlastaden project comes one step closer to start of construction

The City of Gothenburg Building Committee resolved on February 7 to submit the detailed development plan for the Karlatornet Tower and the Karlastaden district for review. Accordingly, one of Gothenburg's most important construction projects moves one step closer to the start of construction.

This stage in the planning process involves interested parties having the opportunity to learn about the project and provide feedback that will ultimately be summarized in a review report. The next stage in the process is that the Building Committee will decide on the detailed development plan, to then pass this on to the City Council for final approval in May. Planning permission will be sought in parallel with the planning and approval processes and if everything progresses well with these, planning permission will be in place during the summer. Groundbreaking is planned for the early autumn this year.

Serneke's shares

Serneke Group AB has two share series, Series A and Series B. On November 24, 2016 the Company's Series B shares – available to the public for acquisition – were introduced on the Nasdaq Stockholm exchange, Mid Cap list. The offer comprised a total 5,786,818 share, of which 5,681,818 were newly issued Series B shares. The subscription price for the offer was SEK 110 per share. On December 31, 2016, Serneke had more than 5,000 shareholders and the closing price on December 31, 2016 was SEK 105.

Serneke's ten largest shareholders, December 31, 2016

Name Series A
shares
Series B
shares
Total number of
shares
Percentage of
shares, %
Percentage of
votes, %
Ola Serneke Invest AB 3,710,000 2,229,887 5,939,887 26.1 55.4
Lommen Holding AB 540,000 3,486,424 4,026,424 17.7 12.5
Christer Larsson i 380,000 497,000 877,000 3.9 6.1
Trollhättan
Ledge Ing 330,000 450,000 780,000 3.4 5.3
Vision Group i väst 250,000 536,000 786,000 3.5 4.3
AB Stratio 150,000 75,000 225,000 1.0 2.2
Ernström Finans 0 1,000,000 1,000,000 4.4 1.4
Cliens fonder 0 740,000 740,000 3.3 1.0
Svolder 0 698,000 698,000 3.0 1.0
Carnegie Fonder 0 681,818 681,818 3.0 1.0
Total, 10 largest 5,360,000 10,394,129 15,754,129 69.4 90.2
Other shareholders 0 6,960,723 6,960,723 30.6 9.8
Total 5,360,000 17,354,852 22,714,852 100.0 100.0

Source: Euroclear and Serneke

Share series, number of shares and votes, December 31, 2016

Share series Shares Votes
Series A shares 5,360,000 5,360,000.0
Series B shares 17,354,852 1,735,485.2
Total 22,714,852 7,095,485.2

Incentive program

At the General Meeting of April 13, 2015, the Company decided to issue convertibles with a nominal value of SEK 49.5 million. The convertibles are valid up to and including April 28, 2017, carry 4.0 percent annual interest and have a conversion price of SEK 49.50. During the validity of the convertibles, holders are entitled to request conversion into new Series B shares. Upon conversion, a maximum of 1,000,000 Series B shares may be added and share capital may increase by a maximum of SEK 100,000.

At the General Meeting of June 29, 2016, a decision was made to issue convertibles with a nominal value of approximately SEK 15.9 million. The convertibles are valid up to and including August 26, 2019, carry 1.6 percent annual interest and have a conversion price of SEK 120. Upon conversion, a maximum of 132,350 Series B shares may be added and share capital may increase by a maximum of SEK 13,235. During the validity of the convertibles, holders are entitled, on certain occasions, to request conversion into new Series B shares. On December 31, 2016, a total of 467,249 convertibles were converted to series B shares and 665,101 convertibles were remaining.

Annual General Meeting 2017

The Annual General Meeting of Serneke Group AB's will be held on May 3, 2017 in Gothenburg, Sweden. Shareholders wishing to have matters considered at the Annual General Meeting on May 3, 2017 can submit proposals to Serneke's Chairman by e-mail at: [email protected] or by mail at: Serneke, Att.: Inger Svanholm, P.O. Box 3194, SE-400 10 Gothenburg, Sweden. To be certain of being included in the agenda of the Annual General Meeting, proposals must be received by the Company no later than March 17, 2017.

Financial calendar

Annual report 2016 Week commencing Monday, April 3, 2017
Interim report January 1–March 31, 2017 May 3, 2017
Annual General Meeting 2017. Location: Gothenburg May 3, 2017
Interim report January 1–June 30, 2017 July 18, 2017
Interim report January 1–September 30, 2017 October 27, 2017

This report has not been reviewed by the Company's auditors.

The Board of Directors and the CEO certify that this interim report provides a fair overview of the Parent Company's and Group's operations, position and performance, and describes significant risks and uncertainties facing the Company.

Gothenburg, February 28, 2017 Serneke Group AB (publ)

Board of Directors

Ulf Ivarsson Chairman

Mari Broman Member

Anders Wennergren Member

Ludwig Mattsson Member

Ola Serneke CEO

Kristina Willgård Member

For further information:

tel: +46 (0)738 101 817 tel: +46 (0)706276979 tel: +46 (0)709 994970

Michael Berglin, Deputy CEO Camilla Heyman, CFO Anders Antonsson, Investor relations e-mail: [email protected] e-mail: [email protected] e-mail: [email protected]

This information is such that Serneke Group AB (publ) is obliged to publish pursuant to the EU Market Abuse Regulation. The information was submitted for publication on February 28, 2017, at 8:00 a.m. CET.

QUARTERLY DATA AND MULTI-YEAR REVIEW

Oct–Dec Jul–Sep Apr–Jun Jan–Mar Oct–Dec Jul–Sep Apr–Jun Jan–Mar
SEK million 2016 2016 2016 2016 2015 2015 2015 2015
Revenue
Construction 1,089 683 809 648 701 558 714 493
Civil Engineering 162 121 93 79 117 111 101 60
Project Development 37 11 323 2 363 165 5 7
Property Management 8 4 2 1 1 0 1 1
Group-wide 27 34 20 18 3 28 17 13
Eliminations -57 -51 -38 -47 -175 -47 -67 -63
Total 1,266 802 1,209 701 1,010 815 771 511
Operating profit
Construction 40 19 13 14 14 22 19 -7
Civil Engineering -9 -7 -12 -8 -16 2 0 -1
Project Development 5 -6 343 -8 172 -7 -1 2
Property Management 10 46 -19 0 -1 2 -1 0
Group-wide -12 13 -7 -4 -47 -7 -12 -5
Total 34 65 318 -6 122 12 5 -11
Operating margin, % 2.7 8.1 26.3 -0.9 12.0 1.5 0.5 -2.1
Profit after net financial items 29 60 313 -8 119 8 0 -15
Profit for the period 26 52 321 -5 138 13 -1 -13
Balance sheet
Fixed assets 1,160 1,032 986 340 408 223 213 206
Current assets 2,277 1,826 1,520 1,405 1,244 1,224 1,287 1,115
Total assets 3,437 2,858 2,506 1,745 1,652 1,447 1,500 1,321
Shareholders' equity 1,469 822 769 448 453 316 266 267
Non-current liabilities 764 919 662 403 398 225 307 202
Current liabilities 1,204 1,117 1,075 894 801 906 927 852
Total equity
and liabilities 3,437 2,858 2,506 1,745 1,652 1,447 1,500 1,321
Orders*
Order bookings 1,650 920 1,724 1,245 1,988 702 724 1,680
Order backlog 7,041 6,629 6,480 5,665 5,125 3,953 3,852 3,884
Employees
Average number of employees 849 799 757 713 665 640 601 566

IFRS-based key indicators

Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Income 1,266 1,010 3,978 3,107
Earnings per share, SEK, before dilution 1.26 8.33 22.40 8.49
Earnings per share, SEK, after dilution 1.21 7.86 21.22 8.11
Weighted average number of shares before dilution 20,665,163 16,565,785 17,590,630 16,141,542
Weighted average number of shares after dilution 21,486,014 17,565,785 18,567,901 16,891,542

Other key indicators

Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Operating profit 34 122 411 128
Growth, % 25.3 39.1 28.0 72.6
Order bookings 1,650 1,988 5,539 5,094
Order backlog 7,041 5,125 7,041 5,125
Organic growth, % 25.3 39.1 28.0 51.8
Operating margin, % 2.7 12.1 10.3 4.1
Cash flow before financing -63 149 -156 32
Cash flow from operations per share, before dilution -2.52 8.99 2.56 2.23
Cash flow from operations per share, after dilution -2.42 8.48 2.42 2.13
Equity per share, SEK, before dilution 71.09 27.35 83.51 28.06
Equity per share, SEK, after dilution 68.37 25.79 79.12 26.82
Working capital 1,073 443 1,073 443
Capital employed 1,985 670 1,985 670
Return on capital employed, % 31.8 19.0 31.8 19.0
Return on equity after taxes, % 41.0 37.4 41.0 37.4
Equity/assets ratio, % 42.7 27.4 42.7 27.4
Net debt -37 223 -37 223
Net debt/equity ratio, % -2.5 49.2 -2.5 49.2

SUMMARY FINANCIAL STATEMENTS

Summary of consolidated income statement

Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Income 1,266 1,010 3,978 3,107
Production and administration expenses -1,203 -890 -3,738 -2,931
Gross profit 63 120 240 176
Sales and administration expenses -33 -20 -97 -68
Change in value of investment properties 0 - 42 -
Revaluation of joint ventures - - 226 -
Share in profit of associates and joint ventures 4 22 0 20
Operating profit 34 122 411 128
Net financial items -5 -3 -17 -16
Profit after financial items 29 119 394 112
Tax -3 19 0 25
Profit/loss for the period 26 138 394 137
Attributable to:
Parent Company shareholders 26 138 394 137
Non-controlling interests - - - -
Earnings per share before dilution, SEK 1.26 8.33 22.40 8.49
Earnings per share after dilution, SEK 1.21 7.86 21.22 8.11
Weighted average number of shares before dilution 20,665,163 16,565,785 17,590,630 16,141,542
Weighted average number of shares after dilution 21,486,014 17,565,785 18,567,901 16,891,542

Consolidated statement of comprehensive income

Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Profit/loss for the period 26 138 394 137
Other comprehensive income 0 0 0 0
Total comprehensive income 26 138 394 137

Condensed consolidated balance sheet

SEK million Dec 31
2016
Dec 31
2015
Assets
Fixed assets
Intangible fixed assets 23 23
Investment properties 329 13
Other tangible fixed assets 75 74
Investments in associates/joint ventures 424 94
Deferred tax assets 48 37
Non-current interest-bearing receivables 30 21
Other non-current receivables 231 146
Total fixed assets 1,160 408
Current assets
Project and development properties 242 629
Inventories 2 4
Accounts receivable 589 352
Accrued but not invoiced income 252 197
Other current receivables 621 51
Cash and bank balances 571 11
Total current assets 2,277 1,244
Total assets 3,437 1,652
Equity and liabilities
Shareholders' equity 1,469 453
Non-current liabilities
Non-current interest-bearing liabilities 436 107
Other non-current liabilities 208 190
Other provisions 120 101
Total non-current liabilities 764 398
Current liabilities
Current interest-bearing liabilities 128 147
Current tax liabilities 10 13
Accounts payable 541 349
Invoiced but not accrued income 172 165
Other current liabilities 353 127
Total current liabilities 1,204 801
Total equity and liabilities 3,437 1,652

Summary of changes in consolidated shareholders' equity

Dec 31 Dec 31
SEK million 2016 2015
Equity attributable to Parent Company shareholders
Balance at beginning of period 453 280
New share issue 598 36
Conversion of debentures 23 -
Convertible debentures – equity portion 1 -
Comprehensive income for the period 394 137
Balance at end of period 1,469 453

Condensed consolidated cash flow statement

Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Operating activities
Cash flow before change in working capital 20 -116 -11 -91
Change in working capital -72 265 56 127
Cash flow from operating activities -52 149 45 36
Investing activities
Acquisitions of investment properties - - -175 -
Acquisitions of businesses - - -10 -
Increase/decrease in investing activities -11 0 -16 -4
Cash flow from investing activities -11 0 -201 -4
Cash flow before financing -63 149 -156 32
Financing activities
Convertible loan - - 16 50
Newly raised borrowings - 20 547 39
New share issue 598 0 598 36
Amortization of liabilities -138 -130 -427 -130
Increase/decrease in financing activities -37 -72 -18 -100
Cash flow from financing activities 423 -182 716 -105
Cash flow for the period 360 -33 560 -73
Cash and cash equivalents at beginning of year 211 44 11 84
Cash and cash equivalents at end of year 571 11 571 11

Parent Company condensed income statement

Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Income 24 15 88 58
Sales and administration expenses -33 -20 -97 -68
Operating profit -9 -5 -9 -10
Net financial items
Profit after financial items
-4
-13
-1
-6
-9
-18
-2
-12
Appropriations -39 -44 -39 -44
Profit/loss before tax -52 -50 -57 -56
Tax 8 29 9 30
Profit/loss for the period -44 -21 -48 -26

Parent Company statement of comprehensive income

Oct–Dec Oct–Dec Jan–Dec Jan–Dec
SEK million 2016 2015 2016 2015
Profit/loss for the period -44 -21 -48 -26
Other comprehensive income 0 0 0 0
Total comprehensive income -44 -21 -48 -26

Parent Company condensed consolidated balance sheet

Dec 31 Dec 31
SEK million 2016 2015
Assets
Fixed assets
Tangible fixed assets 6 9
Investments in Group companies 75 28
Deferred tax assets 54 37
Other non-current receivables 1 1
Total fixed assets 136 75
Current assets
Project and development properties 3 3
Other current receivables 721 447
Cash and bank balances 476 3
Total current assets 1,200 453
Total assets 1,336 529
Equity and liabilities
Shareholders' equity 683 110
Non-current liabilities
Non-current interest-bearing liabilities 312 57
Total non-current liabilities 312 57
Current liabilities
Current interest-bearing liabilities 27 2
Accounts payable 15 4
Other current liabilities 299 355
Total current liabilities 341 361
Total equity and liabilities 1,336 529

NOTES

NOTE 1 – ACCOUNTING POLICIES

This interim report has been prepared in accordance with IAS 34, Interim Financial Reporting. The Parent Company's financial statements have been prepared in accordance with the Annual Accounts Act and RFR 2. New standards and interpretations have not had any material impact on the consolidated accounts. During the period, the Group acquired and sold assets through companies that were not deemed to be corporate acquisitions/disposals of business. IFRS lacks specific guidance for such transactions. The Group has therefore, in adopting an accounting policy that provides a fair picture of these transactions and reflects their implications, sought guidance in other standards addressing similar transactions in accordance with IAS 8. Against this background, the Group has chosen to apply the relevant parts of the standard for business combinations, IFRS 3, in accounting for acquisitions and sales of assets through companies. Effective from June 2016, the ESMA guidelines for alternative key figures will be applied. For detailed information regarding accounting policies, see Serneke's 2015 Annual Report, see www.serneke.group.

NOTE 2 – FINANCIAL ASSETS AND LIABILITIES AT FAIR VALUE

Financial assets and financial liabilities measured at fair value in the balance sheet are classified according to one of three levels based on the information used to establish the fair value. The Group only holds financial assets and liabilities valued in level 3, which is why levels 1 and 2 have been omitted in the table below. No transfers have been made between the levels during the periods. A more detailed description of the levels can be found in Note 4 of the 2015 Annual Report.

Level 1 – Valuation is made according to prices in active markets for identical instruments.

Level 2 – Financial instruments for which the fair value is established based on valuation models that are based on observable data for the asset or liability other than quoted prices included in Level 1.

Level 3 – Financial instruments for which fair value is established based on valuation models where significant inputs are based on non-observable data.

Dec 31 Dec 31
Group 2016 2015
Financial assets
Available-for-sale financial assets* 2 1
Total financial assets 2 1
Financial liabilities
Other short- and long-term liabilities 30 30
Of which, additional purchase considerations** 30 30
Total financial liabilities 30 30

* In the fair value calculation of available-for-sale financial assets at level 3, the market price method has been applied.

** In the fair value calculation of the additional purchase considerations at level 3, project estimates, budgets and forecasts have been applied.

For the Group's other financial assets and financial liabilities, the reported values are assessed as corresponding to the actual values. No significant changes in valuation models, assumptions or inputs were made during the period.

NOTE 3 – PLEDGED ASSETS AND CONTINGENT LIABILITIES

The Group pledges collateral for external loans. The Group's contingent liabilities arise primarily in connection with different property disposals, whereby various operational guarantees may occur, as well as performance guarantees for future contracts. Serneke Group AB (publ) has also entered into a guarantee undertaking, which means that the co-owners in Prioritet Serneke Arena are jointly responsible for the correct fulfillment of interest and repayment of the associate's liabilities to credit institutions in the event that the associate is unable to pay.

Pledged assets and contingent liabilities in the consolidated balance sheet:

Dec 31 Dec 31
Group 2016 2015
Pledged assets 920 448
Contingent liabilities 243 219
Parent Company
Pledged assets 222 110
Contingent liabilities 519 401

Financial definitions

Indicator Definition Purpose
Revenues Within the construction operations, revenues are
reported in accordance with the percentage of
completion method. These revenues are recognized in
pace with construction project within the Company
being completed. For project development, revenues
and gains on disposals of land and development rights
are recognized at the point in time at which the material
risks and benefits are transferred to the buyer, which
normally coincides with the transfer of ownership, as
well as other income, such as rental income. In the
Parent Company, revenues correspond to invoiced
revenues of Group-wide services and rental income.
Company's earnings capacity. In Serneke's view, the key indicator allows
investors, who so wish, to assess the
Growth Revenues for the period less revenues for the previous
period divided by revenues for the previous period.
In Serneke's view, the key indicator allows
investors, who so wish, to assess the
Company's capacity to increase its
earnings.
Organic growth Revenues for the period, adjusted for acquired growth,
In Serneke's view, the key indicator allows
less revenues for the previous period, adjusted for
investors, who so wish, to assess the
acquired growth, divided by revenues for the previous
Company's capacity to increase its
period, adjusted for acquired growth.
earnings without acquiring operating
companies.
Oct–Dec Oct–Dec Jan–Dec Jan–Dec
Calculation of organic growth 2016 2015 2016 2015
Revenue current period 1,266 1,010 3,978 3,107
Revenue corresponding period previous period 1,010 726 3,107 1,800
Revenue change 256 284 871 1,307
Adjustment for structural effect 0 0 0 -630
Total organic growth 256 284 871 677
Total organic growth, % 25.3% 39.1% 28.0% 51.8%
Order bookings The value of new projects and changes in existing
projects during the period.
In Serneke's view, the key indicator allows
investors, who so wish, to assess the
Group's sales by Business Area
Construction and Business Area Civil
Engineering for the current period.
Order backlog The value of the Company's undelivered orders at the
end of the period.
In Serneke's view, the key indicator allows
investors, who so wish, to assess the
Group's revenues through Business Area
Construction and Business Area Civil
Engineering in future periods.
Indicator Definition Purpose
Operating margin Operating profit divided by revenues. In the Company's view, the key indicator
allows investors, who so wish, to assess the
Group's profitability.
Working capital Current assets less current liabilities. In Serneke's view, the key indicator allows
investors, who so wish, to assess the
Group's tied-up capital in relation to its
competitors.
Capital employed Consolidated total assets less deferred tax assets less
In Serneke's view, the key indicator allows
non-interest-bearing liabilities including deferred tax
investors, who so wish, to assess the total
liabilities. For the business areas, the net of Group
capital placed at the Group's disposal by
internal receivables and liabilities is also deducted.
shareholders and creditors.
Dec 31 Dec 31
Calculation of capital employed 2016 2015
Total assets 3,437 1,652
Other deferred tax assets
Less non-interest-bearing liabilities including deferred tax
-48 -37
liabilities -1,404 -945
Capital employed 1,985 670
Return on capital employed Profit after net financial items plus financial expenses
divided by average capital employed for the period.
Accumulated interim periods are based on rolling 12-
month earnings.
In Serneke's view, the key indicator allows
investors, who so wish, to assess the
Group's capacity to generate a return on
the total capital placed at the Company's
disposal by shareholders and creditors.
Dec 31 Dec 31
Calculation of average capital employed 2016 2015
December 31, 2016 (1985) + December 31, 2015 (670) / 2 1,328
December 31, 2015 (670) + December 31, 2014 (695) / 2 683
Dec 31 Dec 31
Calculation of return on capital employed 2016 2015
Profit after net financial items 394 112
Plus financial expenses 28 18
Average capital employed 1,328 683
Return on capital employed 31.8% 19.0%
Return on equity For accumulated interim periods, profit for the period as
a percentage of shareholders' equity is based on rolling
12-month earnings.
In Serneke's view, the key indicator allows
investors, who so wish, to assess the
Company's capacity to generate a return
on the capital shareholders have placed at
the Company's disposal.
Dec 31 Dec 31
Calculation of average shareholders' equity 2016 2015
December 31, 2016 (1469) + December 31, 2015 (453) / 2
December 31, 2015 (453) + December 31, 2014 (280) / 2
961 367
Dec 31 Dec 31
Calculation of return on shareholders' equity 2016 2015
Profit/loss for the period 394 137
Average shareholders' equity 961 367
Return on shareholders' equity 41.0% 37.4%
Equity/assets ratio Shareholders' equity less minority interests as a
percentage of total assets.
The equity/assets ratio shows the
proportion of total assets represented by
shareholders' equity and has been included
to allow investors to be able to assess the
Company's capital structure.
Net debt Interest-bearing liabilities less liquid assets less
interest-bearing receivables.
Net debt is a measure deemed relevant for
creditors and credit rating agencies.
Net debt/equity ratio Interest-bearing net debt divided by shareholders'
equity.
Net debt/equity ratio is a measure deemed
relevant for creditors and credit rating
agencies.
Equity per share Total equity according to the balance sheet divided by
the number of shares outstanding on the closing date.
It is Serneke's view that the key indicator
gives investors a better understanding of
the historical return per share adjusted for
changes in the number of shares during
the period.
Cash flow from operations
per share
Cash flow from operating activities divided by the
average number of shares during the period.
It is Serneke's view that the key indicator
gives investors a better understanding of
the operations' cash flow in relation to the
number of shares, adjusted for changes in
the number of shares during the period.
Earnings per share Profit for the period divided by the average number of
shares during the period.
It is Serneke's view that the key indicator
gives investors a better understanding of
profit per share.

Serneke in brief

Serneke is a rapidly growing corporate group active in construction, civil engineering, projectdevelopment and property management with around 850 employees. Through novel thinking, we drive development and create more effective and more innovative solutions for responsible construction. The business has a good mix of public and commercial assignments, providing strength over economic cycles.

Serneke's annual reports and other financial information are available under the tab Investors at www.serneke.group

Serneke Group AB (publ)

Headquarters: Kvarnbergsgatan 2 SE- 411 05 Gothenburg, Sweden Telephone +46 (0)31-712 97 00 [email protected]

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