Major Shareholding Notification • Dec 28, 2017
Major Shareholding Notification
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UBS Group AG
Instrument Ordinary Shares CH0012221716
| Before the transaction | |
|---|---|
| Shares | Data not given* |
| Voting rights | Data not given* |
| Transaction | |
| Reason for major shareholding notification Sell | |
| Date | 22/12/2017 |
| Limit for number of shares | 5 % |
| Limit for number of votes | 5 % |
| After the transaction | |
| Quantity | |
| Shares | 48,439,262 |
| Directly held voting rights | 0 |
| Indirectly held voting rights | 48,439,262 |
| Percentage | |
| Directly held shares | 2.234 % |
| Directly held voting rights | 0 % |
| Indirectly held voting rights | 2.234 % |
| Percentage of voting rights: |
Number of underlying shares: |
|
|---|---|---|
| Shares | 2.234 % | 48,439,262 |
| Instruments - FITA Ch. 4, section 2, first paragraph, line 2 |
||
| Instruments - FITA Ch. 4, section 2, first paragraph, line 3 |
||
Physically settled
Cash settled
Total 2.234 % 48,439,262
| Voting rights % Voting rights Company | |||
|---|---|---|---|
| 678,867 | 0.031 | UBS AG | |
| 11,454 | 0.001 | UBS Asset Management (Americas) Inc. | |
| 267,920 | 0.012 | UBS Asset Management (Australia) Ltd | |
| 9,330 | 0 | UBS Asset Management (Deutschland) GmbH | |
| 1,140,549 0.053 | UBS Asset Management (Hong Kong) Ltd | ||
| 39,771 | 0.002 | UBS Asset Management (Japan) Ltd | |
| 22,707 | 0.001 | UBS Asset Management (Singapore) Ltd | |
| 179,225 | 0.008 | UBS Asset Management (UK) Limited | |
| 469,836 | 0.022 | UBS Asset Management Life Limited | |
| 75,090 | 0.003 | UBS Asset Management Trust Company | |
| 701,167 | 0.032 | UBS Financial Services Inc. | |
| 2,936,542 0.135 | UBS Fund Management (Luxembourg) S.A. | ||
| 41,481,079 1.913 | UBS Fund Management (Switzerland) AG | ||
| 12,200 | 0.001 | UBS Gestión S.G.I.I.C., SA | |
| 75,000 | 0.003 | UBS O'Connor Limited | |
| 338,525 | 0.016 | UBS Third Party Management Company S.A. | |
| Group total holdings |
Voting rights 48,439,262 Percentage of voting rights 2.234
28/12/2017 11:23
Name Jamie Bonney Ivana Mitrovic Phone +41442398058 Email [email protected]
*Source of information has chosen not to submit the data
[email protected] Tfn 08-408 980 37 Fax 08-24 39 25
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