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ABB Ltd

Major Shareholding Notification Dec 28, 2017

803_iss_2017-12-28_d8819ff1-1f06-40fd-9dc1-d47c2e601d2e.pdf

Major Shareholding Notification

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Issuer ABB Ltd

Holder

UBS Group AG

Instrument

Instrument Ordinary Shares CH0012221716

Before the transaction
Shares Data not given*
Voting rights Data not given*
Transaction
Reason for major shareholding notification Sell
Date 22/12/2017
Limit for number of shares 5 %
Limit for number of votes 5 %
After the transaction
Quantity
Shares 48,439,262
Directly held voting rights 0
Indirectly held voting rights 48,439,262
Percentage
Directly held shares 2.234 %
Directly held voting rights 0 %
Indirectly held voting rights 2.234 %

Resulting distribution of total holdings

Percentage of voting
rights:
Number of underlying
shares:
Shares 2.234 % 48,439,262
Instruments - FITA Ch. 4, section 2, first
paragraph, line 2
Instruments - FITA Ch. 4, section 2,
first paragraph, line 3
  • Physically settled

  • Cash settled

Total 2.234 % 48,439,262

Chain of controlling companies

Voting rights % Voting rights Company
678,867 0.031 UBS AG
11,454 0.001 UBS Asset Management (Americas) Inc.
267,920 0.012 UBS Asset Management (Australia) Ltd
9,330 0 UBS Asset Management (Deutschland) GmbH
1,140,549 0.053 UBS Asset Management (Hong Kong) Ltd
39,771 0.002 UBS Asset Management (Japan) Ltd
22,707 0.001 UBS Asset Management (Singapore) Ltd
179,225 0.008 UBS Asset Management (UK) Limited
469,836 0.022 UBS Asset Management Life Limited
75,090 0.003 UBS Asset Management Trust Company
701,167 0.032 UBS Financial Services Inc.
2,936,542 0.135 UBS Fund Management (Luxembourg) S.A.
41,481,079 1.913 UBS Fund Management (Switzerland) AG
12,200 0.001 UBS Gestión S.G.I.I.C., SA
75,000 0.003 UBS O'Connor Limited
338,525 0.016 UBS Third Party Management Company S.A.
Group total holdings

Voting rights 48,439,262 Percentage of voting rights 2.234

Published

28/12/2017 11:23

Contact

Name Jamie Bonney Ivana Mitrovic Phone +41442398058 Email [email protected]

*Source of information has chosen not to submit the data

[email protected] Tfn 08-408 980 37 Fax 08-24 39 25

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