Regulatory Filings • Jun 10, 2020
Regulatory Filings
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Washington, D.C. 20549 FORM D
| OMB Number: | 3235-0076 | ||
|---|---|---|---|
| Estimated average burden hours per response |
4.00 |
| Notice of Exempt Offering of Securities |
|---|
| ----------------------------------------- |
| 1. Issuer's Identity | |||
|---|---|---|---|
| CIK (Filer ID Number) 0001498403 Name of Issuer BioLineRx Ltd. ISRAEL Year of Incorporation/Organization X Over Five Years Ago Yet to Be Formed |
Jurisdiction of Incorporation/Organization Within Last Five Years (Specify Year) |
Previous Names X None | Entity Type X Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other (Specify) |
| 2. Principal Place of Business and Contact Information | |||
| Name of Issuer BioLineRx Ltd. Street Address 1 2 HAMA'AYAN STREET City MODI'IN |
State/Province/Country ISRAEL |
Street Address 2 ZIP/PostalCode 7177871 |
Phone Number of Issuer 972-8-642-9100 |
| 3. Related Persons | |||
| Last Name Schwartz Street Address 1 c/o BioLineRx Ltd. City Modi'in Relationship: |
First Name Aharon Street Address 2 2 HaMa'ayan Street State/Province/Country ISRAEL Executive Officer |
X Director Promoter |
Middle Name ZIP/PostalCode 7177871 |
| Clarification of Response (if Necessary): | |||
| Last Name Anghel Street Address 1 c/o BioLineRx Ltd. City Modi'in Relationship: |
First Name Michael Street Address 2 2 HaMa'ayan Street State/Province/Country ISRAEL Executive Officer |
X Director Promoter |
Middle Name J. ZIP/PostalCode 7177871 |
| Clarification of Response (if Necessary): | |||
| Last Name Benjamini Street Address 1 c/o BioLineRx Ltd. City Modi'in Relationship: |
First Name Nurit Street Address 2 2 HaMa'ayan Street State/Province/Country ISRAEL Executive Officer Clarification of Response (if Necessary): |
X Director Promoter |
Middle Name ZIP/PostalCode 7177871 |
| Last Name Bormann Street Address 1 c/o BioLineRx Ltd. City Modi'in Relationship: |
First Name Barbara Street Address 2 2 HaMa'ayan Street State/Province/Country ISRAEL Executive Officer Clarification of Response (if Necessary): |
X Director Promoter |
Middle Name Jean ZIP/PostalCode 7177871 |
| Last Name | First Name | Middle Name | |
|---|---|---|---|
| Hofstein | Raphael | ||
| Street Address 1 | Street Address 2 | ||
| c/o BioLineRx Ltd. | 2 HaMa'ayan Street | ||
| City | State/Province/Country | ZIP/PostalCode | |
| Modi'in | ISRAEL | 7177871 | |
| Relationship: | Executive Officer X Director |
Promoter | |
| Clarification of Response (if Necessary): | |||
| Last Name | First Name | Middle Name | |
| Molcho | Avraham | ||
| Street Address 1 | Street Address 2 | ||
| c/o BioLineRx Ltd. | 2 HaMa'ayan Street | ||
| City | State/Province/Country | ZIP/PostalCode | |
| Modi'in | ISRAEL | 7177871 | |
| Relationship: | Executive Officer X Director |
Promoter | |
| Clarification of Response (if Necessary): | |||
| Last Name | First Name | Middle Name | |
| Panem | Sandra | ||
| Street Address 1 | Street Address 2 | ||
| c/o BioLineRx Ltd. | 2 HaMa'ayan Street | ||
| City | State/Province/Country | ZIP/PostalCode | |
| Modi'in | ISRAEL | 7177871 | |
| Relationship: | Executive Officer X Director |
Promoter | |
| Clarification of Response (if Necessary): | |||
| Last Name | First Name | Middle Name | |
| Serlin | Philip | A. | |
| Street Address 1 | Street Address 2 | ||
| c/o BioLineRx Ltd. | 2 HaMa'ayan Street | ||
| City | State/Province/Country | ZIP/PostalCode | |
| Modi'in | ISRAEL | 7177871 | |
| Relationship: | X Executive Officer Director |
Promoter | |
| Clarification of Response (if Necessary): | |||
| Last Name | First Name | Middle Name | |
| Zeevi | Mali | ||
| Street Address 1 | Street Address 2 | ||
| c/o BioLineRx Ltd. | 2 HaMa'ayan Street | ||
| City | State/Province/Country | ZIP/PostalCode | |
| Modi'in | ISRAEL | 7177871 | |
| Relationship: | X Executive Officer Director |
Promoter | |
| Clarification of Response (if Necessary): | |||
| Last Name | First Name | Middle Name | |
| Sorani | Ella | ||
| Street Address 1 | Street Address 2 | ||
| c/o BioLineRx Ltd. | 2 HaMa'ayan Street | ||
| City | State/Province/Country | ZIP/PostalCode | |
| Modi'in | ISRAEL | 7177871 | |
| Relationship: | X Executive Officer Director |
Promoter | |
| Clarification of Response (if Necessary): | |||
| Last Name | First Name | Middle Name | |
| Vainstein-Haras | Abi | ||
| Street Address 1 | Street Address 2 | ||
| c/o BioLineRx Ltd. | 2 HaMa'ayan Street | ||
| City | State/Province/Country | ZIP/PostalCode | |
| Modi'in | ISRAEL | 7177871 | |
| Relationship: | X Executive Officer Director |
Promoter |

| Amendment |
|---|
Section 3(c)(7)
Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14)
| 8. Duration of Offering |
|---|
| Does the Issuer intend this offering to last more than one year? Yes X No |
| 9. Type(s) of Securities Offered (select all that apply) |
| Equity Pooled Investment Fund Interests Debt Tenant-in-Common Securities X Option, Warrant or Other Right to Acquire Another Security Mineral Property Securities X Security to be Acquired Upon Exercise of Option, Warrant or Other (describe) Other Right to Acquire Security |
| 10. Business Combination Transaction |
| Is this offering being made in connection with a business combination transaction, such as a Yes X No merger, acquisition or exchange offer? |
| Clarification of Response (if Necessary): |
| 11. Minimum Investment |
| Minimum investment accepted from any outside investor \$ 0 USD |
| 12. Sales Compensation |
| Recipient Recipient CRD Number None H.C. Wainwright & Co., LLC 375 (Associated) Broker or Dealer X None (Associated) Broker or Dealer CRD Number X None |
| Street Address 1 Street Address 2 430 PARK AVENUE 3RD FLOOR City State/Province/Country ZIP/Postal Code NEW YORK NEW YORK 10022 State(s) of Solicitation All States Non-US/Foreign AL AK AZ AR CA CO CT DE DC FL GA HI ID X IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH X NJ NM X NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY PR |
| 13. Offering and Sales Amounts |
| Total Offering Amount \$ 4,393,000 USD or Indefinite Total Amount Sold \$ 4,393,000 USD Total Remaining to be Sold \$ 0 USD or Indefinite |
| Clarification of Response (if Necessary): |
| The warrants and shares underlying the warrants, the subject matter of this Form D were issued in connection with an offering of (i) 2,510,286 ADSs issued in a registered direct offering, and (ii) unregistered warrants to purchase 2,510,286 ADSs. |
| 14. Investors |
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have 5 invested in the offering: |
| 15. Sales Commissions & Finder's Fees Expenses |
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions \$ 307,510 USD Estimate
Finders' Fees \$ 0 USD Estimate
Clarification of Response (if Necessary):
H.C. Wainwright is also entitled to 1.0% of the gross proceeds as management fee, a \$25,000 non-accountable expense reimbursement, a \$35,000 accountable expense allowance and warrants to purchase 125,514 ADSs exercisable at \$2.1875 per ADS for 2.5 years.
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

Clarification of Response (if Necessary):
Issuer expects to use proceeds from the offering for general corporate purposes, which may include but are not limited to working capital, funding clinical trials and payment of salaries and related expenses to the named executive officers.
Please verify the information you have entered and review the Terms of Submission below before signing and submitting this notice.
In submitting this notice, each identified issuer is:
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
| Issuer | Signature | Name of Signer |
Title | Date |
|---|---|---|---|---|
| BioLineRx Ltd. | /s/ Mali Zeevi | Mali Zeevi | Chief Financial Officer | 2020-06-10 |
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.
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