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Teva Pharmaceutical Industries Ltd.

Regulatory Filings Feb 20, 2024

7082_rns_2024-02-20_a1901834-52b1-403f-b5f8-830906add806.pdf

Regulatory Filings

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

(Print or Type Responses)

1. Name and Address of Reporting Person
Francis Richard D.
2. Issuer Name and Ticker or Trading Symbol
Teva Pharmaceutical Industries Limited TEVA
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
(Last)
(First)
(Middle)
C/O Teva Pharmaceutical Industries Ltd.
124 Dvora HaNevi'a St.,
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2024
Officer (give title below)
Other (specify below)
President and CEO
(Street)
Tel Aviv, L3 6944020
(City)
(State)
(Zip)
4. If Amendment, Date Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

l .Title of Security
(Instr. 3)
2. Transaction
Date
(Month/Day/Year) any
l 2A. Deemed
Execution Date, if Code
(Month/Day/Year)
3. Transaction
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially
Owned Following Reported
Transaction(s)
(Instr. 3 and 4)
6.
Ownership of Indirect
Form:
Direct (D) Ownership
7. Nature
Beneficial
Code Amount (A)
Or
(D)
Price or Indirect (Instr. 4)
(1)
(Instr. 4)
Ordinary Shares (1) 02/15/2024 M 161,655 A (2) 161,655 D
'Ordinary Shares (1) 02/15/2024 ડુ(3) 74.530
(4)
D S
13.15141
87,125 D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

FORM 4

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
e.g. . puts. calls, warrants, ontions, convertible securities)
1. Title of
Derivative
Conversion Date 3. Transaction 3A. Deemed
Execution Date, if Transaction Derivative
4 5. Number of 6. Date Exercisable
and Expiration Date
17. Title and Amount
of Underlying
Derivative Derivative 8. Price of 9. Number of 10
Ownership of Indirect
11. Nature
Security
(Instr. 3)
Price of
Derivative
Security
or Exercise (Month/Day/Year) anv
(Month/Day/Year) (Instr. 8)
Code Securities
Acquired (A)
or Disposed of
(D)
(Instr. 3, 4,
and 5)
(Month/Day/Year) Securities
(Instr. 3 and 4)
Security
Securities
(Instr. 5)
Beneficially
Owned
Following
Reported
Transaction(s) Form of
Derivative Ownership
Security:
Direct (D)
or Indirect
(D)
Beneficial
(Instr. 4)
Code (A) (D) Date
Exercisable Date
Expiration Title Amount
or
Number
of Shares
(Instr. 4) (Instr. 4)
Restricted
Share
Units
(2) 02/15/2024 M 161,655 (6) (6) Ordinary
Shares
(1)
161,655 \$ 0 323,311 D

Explanation of Responses:

    1. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
    1. Each restricted share unit represent a comments on at the option of the option of the Himan Recources and Compensation Committee, the cast valle of one ordinary share.
    1. The transaction reported in this Form 4 was effected pursuant to a Rule 1065-1 trading plan adopted by the reporting person on November 13, 2023.
    1. Represents the number of shares required to be sold by the resertan withouting obligations in comection with the resting of the restricted share units listed in Table II.
    1. The price reported in Column 4 is a weighted and in multiple transactions at prices ranging from \$1.09 to \$1.24, includive. The reportung preson underskes to provide, upon request by the SEC staff, the issuer, full information regarding the number of shares sold at each separate price.
    1. Restricted share units were granted on February 15, 2023, with 16,655 vesting on each of February 15, 2025, and 161,656 vesting on Foruxy 15, 2026.

Signatures

/s/ Dov Bergwerk as attorney-in-fact for Richard D. Francis 02/20/2024

"" Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly.

  • * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
  • ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information this form are not required to respond unless the form displays a currently valid OMB Number.

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