Regulatory Filings • Feb 20, 2024
Regulatory Filings
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
(Print or Type Responses)
| 1. Name and Address of Reporting Person Francis Richard D. |
2. Issuer Name and Ticker or Trading Symbol Teva Pharmaceutical Industries Limited TEVA |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
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|---|---|---|---|---|---|---|
| (Last) (First) (Middle) C/O Teva Pharmaceutical Industries Ltd. 124 Dvora HaNevi'a St., |
3. Date of Earliest Transaction (Month/Day/Year) 02/15/2024 |
Officer (give title below) Other (specify below) President and CEO |
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| (Street) Tel Aviv, L3 6944020 (City) (State) (Zip) |
4. If Amendment, Date Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
| l .Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) any |
l 2A. Deemed Execution Date, if Code (Month/Day/Year) |
3. Transaction (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership of Indirect Form: Direct (D) Ownership |
7. Nature Beneficial |
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|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) Or (D) |
Price | or Indirect (Instr. 4) (1) (Instr. 4) |
||||||
| Ordinary Shares (1) | 02/15/2024 | M | 161,655 | A | (2) | 161,655 | D | |||
| 'Ordinary Shares (1) | 02/15/2024 | ડુ(3) | 74.530 (4) |
D | S 13.15141 |
87,125 | D |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| e.g. . puts. calls, warrants, ontions, convertible securities) |
| 1. Title of Derivative |
Conversion Date | 3. Transaction | 3A. Deemed Execution Date, if Transaction Derivative |
4 | 5. Number of | 6. Date Exercisable and Expiration Date |
17. Title and Amount of Underlying |
Derivative Derivative | 8. Price of 9. Number of | 10 Ownership of Indirect |
11. Nature | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security (Instr. 3) |
Price of Derivative Security |
or Exercise (Month/Day/Year) | anv (Month/Day/Year) (Instr. 8) |
Code | Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
(Month/Day/Year) | Securities (Instr. 3 and 4) |
Security Securities (Instr. 5) Beneficially Owned Following Reported |
Transaction(s) | Form of Derivative Ownership Security: Direct (D) or Indirect (D) |
Beneficial (Instr. 4) |
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| Code | (A) | (D) | Date Exercisable Date |
Expiration Title | Amount or Number of Shares |
(Instr. 4) | (Instr. 4) | ||||||||
| Restricted Share Units |
(2) | 02/15/2024 | M | 161,655 | (6) | (6) | Ordinary Shares (1) |
161,655 | \$ 0 | 323,311 | D |
/s/ Dov Bergwerk as attorney-in-fact for Richard D. Francis 02/20/2024
"" Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information this form are not required to respond unless the form displays a currently valid OMB Number.
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