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Teva Pharmaceutical Industries Ltd.

Regulatory Filings Mar 6, 2024

7082_rns_2024-03-05_0bc785ea-d4d2-4ad5-9edb-de1be5f4c4ee.pdf

Regulatory Filings

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

(Print or Type Responses)

1. Name and Address of Reporting Person
Conway Vikki L.
2. Issuer Name and Ticker or Trading Symbol
Teva Pharmaceutical Industries Limited TEVA
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
(Last)
(Middle)
(First)
C/O Teva Pharmaceutical Industries Ltd.
124 Dvora HaNevi'a St.,
3. Date of Earliest Transaction (Month/Day/Year)
03/03/2024
Officer (give title below)
Other (specify below)
See "Remarks"
(Street)
Tel Aviv, L3 6944020
4. If Amendment, Date Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
(City)
(State)
(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)
2. Transaction
Date
(Month/Day/Year) any
2A. Deemed
Execution Date, if Code
(Month/Day/Year)
3. Transaction
(Instr. 8)
or Disposed of (D)
(Instr. 3, 4 and 5)
4. Securities Acquired (A) 5. Amount of Securities Beneficially
Owned Following Reported
Transaction(s)
(Instr. 3 and 4)
Form:
Direct (D) Ownership
7. Nature
Ownership of Indirect
Beneficial
Code Amount (A)
Or
(D)
Price or Indirect (Instr. 4)
(1)
(Instr. 4)
'Ordinary Shares (1) 03/03/2024 M 5,179 A (2) 8,107 D
'Ordinary Shares (1) 03/04/2024 દ્વ(3) 1.490
(4)
D 13.3733 6.617 D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

FORM 4

(5)
Ordinary Shares (1) 03/04/2024 M = 7,117 A 13,734 D
Ordinary Shares (1) 03/04/2024 g(3) 2,042
(4)
. D 13.3733
(5)
11,692 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

( e.g. , puts, calls, warrants, options, convertible securities)
1 - 0 - 7 1 - - - 1 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion Date
Price of
Derivative
Security
3. Transaction
or Exercise (Month/Day/Year) any
3A. Deemed
Execution Date, if Transaction Derivative
(Month/Day/Year) (Instr. 8)
4.
Code
5. Number of
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4, and
ર)
6. Date Exercisable
and Expiration Date
(Month/Day/Year)
7. Title and Amount
of Underlying
Securities
(Instr. 3 and 4)
Security
(Instr. 5)
8. Price of 9. Number of
Derivative Derivative
Securities
Beneficially
Owned
Following
Reported
10.
Form of
Derivative
Security:
Direct (D)
or Indirect
11. Nature
Ownership of Indirect
Beneficial
Ownership
Instr. 4)
Code (A) (D) Date
Exercisable Date
Expiration Title Amount
01
Number
of
Shares
Transaction(s)
(Instr. 4)
(1)
(Instr. 4)
Restricted
Share
Units
(2) 03/03/2024 M 5,179 (6) (6) Ordinary
Shares
(1)
5,179 \$ 0 15,538 D
Restricted
Share
Units
(2) 03/04/2024 M 7,117 (7) (7) Ordinary
Shares
(1)
7,117 \$ 0 14,237 D
Restricted
Share
Units
(2) 03/04/2024 A 33,482 (8) (8) Ordinary
Shares
(1)
33,482 \$ 0 33,482 D

Explanation of Responses:

    1. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
    1. Each restricted share unit epresents at settlement, one ordinary share or, at the option of the Human Resources and Committee, the cash value of one ordinary share.
    1. The transaction reported in this Form 4 was effected pursuant to a Rule 1065-1 trading plan adopted by the reporting person on November 21, 2023.
    1. Represents the number of shares required to be sold by the resert as withouting collections in comection with the vesting of the resting of the resting of the resting of t
    1. The price reported in Column 4 is a vegled in multiple transactions at prices ranging from \$1.2.5 to \$13.445, inclusive. The reportung person underskes to provide, upon request by the issuer, or any security holder of the issuer, full information regarding the number of shares solo at each sparate price.
    1. Restricted share units were granted on March 3, 2024, March 3, 2024, March 3, 2024, March 3, 2026, and 5, 180 vesting on March 3, 2027,
  • Restricted share units were granted on March 4, 2022, with 7, 17 vesting on each of March 4, 2025, and 7, 20 vesing on March 4, 2026.

  • Restricted share units were granted on March 4, 2024, with 8,300 vesting on each of Mach 4, 2027, and 8,372 vesting on March 4, 2127, and 8,372 vesting on March 4, 2128.

Remarks:

Acting Head of Global Human Resources

Signatures

/s/ Dov Bergwerk as attorney-in-fact for Vikki L. Conway 03/05/2024

** Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of inthis form are not required to respond unless the form displays a currently valid OMB Number.

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