Major Shareholding Notification • Mar 6, 2024
Major Shareholding Notification
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FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person Daniell Richard |
2. Issuer Name and Ticker or Trading Symbol Teva Pharmaceutical Industries Limited TEVA |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
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|---|---|---|---|---|---|---|
| (Last) (First) (Middle) C/O Teva Pharmaceutical Industries Ltd. 124 Dvora HaNevi'a St., |
3. Date of Earliest Transaction (Month/Day/Year) 03/03/2024 |
X Officer (give title below) Other (specify below) Exec. VP, European Commercial |
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| (Street) Tel Aviv, L3 6944020 |
4. If Amendment, Date Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X - Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| (City) (State) (Zip) |
| l .Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) any |
2A. Deemed Execution Date, if (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: Direct (D) Ownership |
7. Nature Beneficial |
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|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) Or (D) |
Price | or Indirect (Instr. 4) (1) (Instr. 4) |
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| 'Ordinary Shares (1) | 03/03/2024 | M | 62,250 | A | (2) | 132,020 | D | |||
| 'Ordinary Shares (1) | 03/04/2024 | ડુ(3) | 62,250 | D | 13.3373 | 69,770 | D |
| (4) | |||||||
|---|---|---|---|---|---|---|---|
| Ordinary Shares (1) | 03/04/2024 | M | 33,512 A | (2) | 103,282 | D | |
| Ordinary Shares (1) | 03/04/2024 | g(3) 33,512 D 13.3373 (4) |
69,770 | D |
| 6.5, , pulsy Callsy Harramesy options, Course and SCCarreles) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of | 2 | 3. Transaction | 3A. Deemed | 4. | 5. Number of | 6. Date Exercisable | 7. Title and Amount | 8. Price of 9. Number of | 10. | 11. Nature | |||||
| Derivative | Conversion Date | Execution Date, if Transaction Derivative | and Expiration Date | of Underlying | Derivative Derivative | Ownership of Indirect | |||||||||
| Security | or Exercise | (Month/Day/Year) any | Code | Securities | (Month/Day/Year) | Securities | Security | Securities | Form of | Beneficial | |||||
| (Instr. 3) | Price of | (Month/Day/Year) (Instr. 8) | Acquired (A) or | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | |||||||
| Derivative | Disposed of (D) | Owned | Security: | (Instr. 4) | |||||||||||
| Security | (Instr. 3, 4, and 5) | Following | Direct (D) | ||||||||||||
| Amount or Title Number |
Reported | or Indirect | |||||||||||||
| Transaction(s) | (1) | ||||||||||||||
| Date | Expiration | (Instr. 4) | (Instr. 4) | ||||||||||||
| Exercisable | Date | ||||||||||||||
| of | |||||||||||||||
| Code | (A) | (D) | Shares | ||||||||||||
| Restricted | Ordinary | ||||||||||||||
| Share | (2) | 03/03/2024 | M | 62,250 | (2) | (2) | Shares | 62,250 | \$ 0 | 186,753 | D | ||||
| Units | (1) | ||||||||||||||
| Restricted | Ordinary | ||||||||||||||
| Share | M | (6) | (6) | D | |||||||||||
| (2) | 03/04/2024 | 33,512 | Shares | 33,512 | \$ 0 | 67,024 | |||||||||
| Units | (1) | ||||||||||||||
| Restricted | Ordinary | ||||||||||||||
| (7) | (7) | ||||||||||||||
| Share | (2) | 03/04/2024 | A | 81,845 | Shares | 81,845 | \$ 0 | 81,845 | D | ||||||
| Units | (1) | ||||||||||||||
/s/ Dov Bergwerk as attorney-in-fact for Richard Daniell 03/05/2024
Date
** Signature of Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OMB Number.
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