Siemens Energy AG

Major Shareholding Notification • Nov 18, 2023

Finanzbericht: 33240216

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Subject:	Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Details of issuer

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Name:	Siemens Energy AG
Street, Street number:	Otto-Hahn-Ring 6
Postal code, city:	81739 Munich
Legal Entity Identifier (LEI):	5299005CHJZ14D4FDJ62

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Reason for notification:	Acquisition/​disposal of instruments
Details of person subject to the notification obligation:	The Goldman Sachs Group, Inc. Wilmington, DE United States of America (USA)
Name(s) of shareholder(s):
Date on which threshold was crossed or reached:	2023-11-14

Total positions

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	% of voting rights attached to shares (total of details on total positions a.)	% of voting rights through instruments (total of details on total positions b.1. + b.2.)	Total of both in % (details on total positions a. + b.)	Total number of voting rights pursuant to Sec. 41 WpHG
New	0.11 %	4.95 %	5.06 %	799309712
Previous notification	0.12 %	4.58 %	4.70 %

Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)

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ISIN	Absolute		In %
Direct (Sec. 33 WpHG)	Indirect (Sec. 34 WpHG)	Direct (Sec. 33 WpHG)	Indirect (Sec. 34 WpHG)
---	---	---	---	---
DE000ENER6Y0	0	745855	0 %	0.09 %
US82621A1043	0	137459	0 %	0.02 %
Total	883314		0.11 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

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Type of instrument	Expiration or maturity date	Exercise or conversion period	Voting rights absolute	Voting rights in %
Right To Recall	Open		13472439	1.69 %
Right Of Use	Open		9139075	1.14 %
Call Option	19.12.2025		810000	0.10 %
Call Warrant	05.11.2029		104232	0.01 %
Convertible Bond	14.09.2025		3062774	0.38 %
Swap	05.11.2029		104756	0.01 %
Total			26693276	3.34 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

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Type of instrument	Expiration or maturity date	Exercise or conversion period	Cash or physical settlement	Voting rights absolute	Voting rights in %
Call Option	08.12.2023		Cash	103	0.00001 %
Swap	14.11.2033		Cash	10766331	1.35 %
Call Warrant	31.12.2030		Cash	774147	0.10 %
Put Option	20.12.2024		Physical	1320400	0.17 %
Total				12860981	1.61 %

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Information in relation to the person subject to the notification obligation:	Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

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Name	% of voting rights (if at least 3% or more)	% of voting rights through instruments (if at least 5% or more)	Total of both (if at least 5% or more)
The Goldman Sachs Group, Inc.	%	%	%
GSAM Holdings LLC	%	%	%
Goldman Sachs Asset Management, L.P.	%	%	%
-	%	%	%
The Goldman Sachs Group, Inc.	%	%	%
GSAM Holdings LLC	%	%	%
Goldman Sachs Asset Management Holdings LLC	%	%	%
Goldman Sachs Asset Management UK Holdings I Ltd	%	%	%
Goldman Sachs Asset Management UK Holdings II Ltd	%	%	%
Goldman Sachs Asset Management Holdings I B.V. /​ Goldman Sachs Asset Management Holdings II B.V.	%	%	%
Goldman Sachs Asset Management Holdings B.V.	%	%	%
-	%	%	%
The Goldman Sachs Group, Inc.	%	%	%
Goldman, Sachs & Co. Wertpapier GmbH	%	%	%
-	%	%	%
The Goldman Sachs Group, Inc.	%	%	%
Goldman Sachs (UK) L.L.C.	%	%	%
Goldman Sachs Group UK Limited	%	%	%
Goldman Sachs International Bank	%	%	%
-	%	%	%
The Goldman Sachs Group, Inc.	%	%	%
Goldman Sachs Bank USA	%	%	%
Goldman Sachs Bank Europe SE	%	%	%
-	%	%	%
The Goldman Sachs Group, Inc.	%	%	%
Goldman Sachs & Co. LLC	%	%	%
-	%	%	%
The Goldman Sachs Group, Inc.	%	%	%
Goldman Sachs (UK) L.L.C.	%	%	%
Goldman Sachs Group UK Limited	%	%	%
Goldman Sachs International	%	%	%

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In case of proxy voting according to Sec. 34 (3) WpHG:	Date of general meeting:

Total positions after general meeting

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% of voting rights attached to shares	% of voting rights through instruments	Total of both
%	%	%

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Other useful information:

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Date:	2023-11-17

Information about mandatory publication:

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Obligatory publication in/​about:	EQS Group AG, veröffentlicht über Thomson Reuters, Bloomberg und vwd
Obligatory publication on:	18.11.2023
Language of the document:	English