Major Shareholding Notification • Dec 26, 2023
Major Shareholding Notification
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Finanzbericht: 33385715
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| Subject: | Brockhaus Technologies AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution |
Details of issuer
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| Name: | Brockhaus Technologies AG |
| Street, Street number: | Thurn-und-Taxis-Platz 6 |
| Postal code, city: | 60313 Frankfurt am Main |
| Legal Entity Identifier (LEI): | 5299007DQ4OLATJQIX97 |
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| Reason for notification: | Acquisition/disposal of shares with voting rights |
| Details of person subject to the notification obligation: | Virtus Opportunities Trust Wilmington, DE United States of America (USA) |
| Name(s) of shareholder(s): | |
| Date on which threshold was crossed or reached: | 2023-12-20 |
Total positions
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| % of voting rights attached to shares (total of details on total positions a.) |
% of voting rights through instruments (total of details on total positions b.1. + b.2.) |
Total of both in % (details on total positions a. + b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
|
|---|---|---|---|---|
| New | 2.09 % | 0.00 % | 2.09 % | 10947637 |
| Previous notification | 4.94 % | 0.00 % | 4.94 % |
Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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| ISIN | Absolute | In % | ||
|---|---|---|---|---|
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| --- | --- | --- | --- | --- |
| DE000A2GSU42 | 229330 | 0 | 2.09 % | 0.00 % |
| Total | 229330 | 2.09 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
|---|---|---|---|---|
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
|---|---|---|---|---|---|
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
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| Information in relation to the person subject to the notification obligation: | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer. |
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| Name | % of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
|---|---|---|---|
| % | % | % |
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| In case of proxy voting according to Sec. 34 (3) WpHG: | Date of general meeting: |
Total positions after general meeting
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| % of voting rights attached to shares | % of voting rights through instruments | Total of both |
|---|---|---|
| % | % | % |
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| Other useful information: |
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| Date: | 2023-12-22 |
Information about mandatory publication:
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| Obligatory publication in/about: | EQS Group AG, veröffentlicht über Thomson Reuters, Bloomberg und vwd |
| Obligatory publication on: | 26.12.2023 |
| Language of the document: | English |
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