Major Shareholding Notification • Jun 23, 2017
Major Shareholding Notification
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Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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| * 1. Name and Address of Reporting Person Aberman Zami 0001344740 |
and 2. Issuer Name Ticker or Trading Symbol PLUR ISTEM THERAPEUTICS INC [ PSTI ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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|---|---|---|---|---|---|---|---|---|
| (Last) | (First) (Middle) |
3. Date of Earliest Transaction (Month/Day/Year) 06/21/2017 |
X X |
Director Officer (give title below) |
10% Owner Other (specify below) |
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| 46 HATAPUZ ST. |
Co-CEO & Chairman |
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| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual X |
or Joint/Group Filing (Check Form filed by One Reporting Person |
Applicable Line) |
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| TEL MOND |
L3 | 40600 | Form filed by More than One |
Reporting Person |
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| (City) | (State) | (Zip) |
| Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect |
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| any (Month/Day/Year) |
Code V |
Amount | (A) or (D) | Price | Following Reported Transaction(s) (Instr. 3 and 4) |
(I) (Instr. 4) | Beneficial Ownership (Instr. 4) |
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| Common Stock |
(1) 06/21/2017 |
A | 2,000,000 | A | \$0 | 4,318,298 | D | |||||
| Common Stock |
111,400 | I | By Rose Hitech Ltd. |
| Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
Remarks:
/s/ Zami Aberman 06/23/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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