Regulatory Filings • Aug 4, 2017
Regulatory Filings
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Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| * 1. Name and Address of Reporting Person Li Xiaopeng |
2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ ORMP ] |
(Check all applicable) X |
5. Relationship of Reporting Person(s) to Issuer Director |
10% Owner | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) (First) (Middle) HAN KOU ROAD, NO. 266, FLOOR 11 |
3. Date of Earliest Transaction (Month/Day/Year) 08/02/2017 |
Officer (give title below) |
Other (specify below) |
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| (Street) SHANGHAI F4 200001 (City) (State) (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||
| 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) |
if any | 2A. Deemed Execution Date, (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
Owned | 5. Amount of Securities Beneficially |
6. Ownership Form: Direct (D) or Indirect (I) |
7. Nature of Indirect Beneficial Ownership |
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| Code | V | Amount | (A) or (D) |
Price | Following Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | (Instr. 4) | ||||||||||
| COMMON STOCK 08/02/2017 |
P | 89,636 | A | \$8.5 | 206,350 | D | |||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 3) |
2. 3. Transaction 3A. Deemed Conversion Date Execution Date, or Exercise (Month/Day/Year) if any Price of Derivative |
4. Transaction Code (Instr. (Month/Day/Year) 8) |
5. Number of Derivative Securities Acquired |
Expiration Date (Month/Day/Year) |
6. Date Exercisable and | 7. Title and Amount of Securities Underlying Derivative |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form: Direct (D) or Indirect |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Disposed of (D) (Instr. 3, 4 and 5) 3 and 4) Reported Transaction(s) (Instr. 4) 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
(A) or
Explanation of Responses:
Security
/s/ Xiaopeng Li 08/03/2017
Security (Instr.
Following
(I) (Instr.
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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