Major Shareholding Notification • May 16, 2018
Major Shareholding Notification
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SC 13G/A 1 kitov 13ga1.htm SC 13G/A
(Amendment No. 1)
Under the Securities Exchange Act of 1934
(Name of Issuer)
Ordinary Shares
(Title of Class of Securities)
49803V107
(CUSIP Number)
May 14, 2018
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
□ Rule 13d-1(b)
区 Rule 13d-1(c)
□ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 49803V107 | 13G/A | Page 2 of 8 Pages | ||||
|---|---|---|---|---|---|---|
| 1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
| Rosalind Advisors, Inc. | ||||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||||
| (see instructions) 0 (a) |
||||||
| (b) | - | |||||
| 3. | SEC USE ONLY | |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
| ONTARIO, CANADA | ||||||
| 5. | SOLE VOTING POWER | |||||
| 0 | ||||||
| NUMBER OF SHARES BENEFICIALLY |
6. | SHARED VOTING POWER | ||||
| 541,600 American Depositary Shares (ADSs) | ||||||
| OWNED BY EACH |
7. | SOLE DISPOSITIVE POWER | ||||
| REPORTING | ||||||
| PERSON WITH | 8. | 0 SHARED DISPOSITIVE POWER |
||||
| 541,600 ADSs | ||||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
| 541,600 ADSs | ||||||
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | |||||
| (see instructions) ロ | ||||||
| 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||||
| 4.7%1 | ||||||
| 12. | TYPE OF REPORTING PERSON (see instructions) | |||||
| CO | ||||||
1 This percentage is calculated based on 11,614,223 shares held as American Depositary Shares (ADS), each representing twenty (20) of the issuer's Ordinary Shares outstanding as of February 28, 2018 as reported in the Issuer's Form 20-F filed with the SEC on March 5, 2018.
| CUSIP No. 49803V107 | 13G/A | Page 3 of 8 Pages | ||||
|---|---|---|---|---|---|---|
| 1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
| Steven Salamon | ||||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||||
| (see instructions) (a) - |
||||||
| (b) | ||||||
| 3. | SEC USE ONLY | |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
| ONTARIO, CANADA | ||||||
| 5. | SOLE VOTING POWER | |||||
| 0 | ||||||
| number of SHARES BENEFICIALLY |
6. | SHARED VOTING POWER | ||||
| 541,600 ADSs | ||||||
| OWNED BY EACH |
7. | SOLE DISPOSITIVE POWER | ||||
| REPORTING PERSON WITH |
0 | |||||
| 8. | SHARED DISPOSITIVE POWER | |||||
| 541,600 ADSs | ||||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
| 541,600 ADSs | ||||||
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | |||||
| (see instructions) | ||||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |||||
| 4.7%2 | ||||||
| 12. | TYPE OF REPORTING PERSON (see instructions) | |||||
| IN |
2 This percentage is calculated based on 11,614,223 shares held as American Depositary Shares (ADS), each representing twenty (20) of the issuer's Ordinary Shares outstanding as of February 28, 2018 as reported in the Issuer's Form 20-F filed with the SEC on March 5, 2018.
| CUSIP No. 49803V107 | 13G/A | Page 4 of 8 Pages | |||||
|---|---|---|---|---|---|---|---|
| 1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
||||||
| Rosalind Master Fund L.P. | |||||||
| 2. | (see instructions) (a) (b) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||||
| 3. | SEC USE ONLY | ||||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||
| CAYMAN ISLANDS | |||||||
| న్. | SOLE VOTING POWER | ||||||
| NUMBER OF SHARES |
6. | 0 SHARED VOTING POWER |
|||||
| BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | 541,600 ADSs SOLE DISPOSITIVE POWER 0 |
|||||
| 8. | SHARED DISPOSITIVE POWER 541,600 ADSs |
||||||
| 9. | 541,600 ADSs | AGGREGATE AMQUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
| 10. | (see instructions) □ | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||||
| 4.7%3 | |||||||
| 12. | TYPE OF REPORTING PERSON (see instructions) | ||||||
| PN |
3 This percentage is calculated based on 11,614,223 shares held as American Depositary Shares (ADS), each representing twenty (20) of the issuer's Ordinary Shares outstanding as of February 28, 2018 as reported in the Issuer's Form 20-F filed with the SEC on March 5, 2018.
13G/A
Page 5 of 8 Pages
(a) Name of Person Filing
Rosalind Advisors, Inc. ("Advisor" to RMF) Rosalind Master Fund L.P. ("RMF") Steven Salamon ("President") Steven Salamon is the portfolio manager of the Advisor to RMF.
(b) Address of the Principal Office or, if none, residence Rosalind Advisors, Inc. 175 Bloor Street East Suite 1316, North Tower Toronto, Ontario M4W 3R8 Canada
Rosalind Master Fund L.P. P.O. Box 309 Ugland House, Grand Cayman KY1-1104, Cayman Islands
Steven Salamon 175 Bloor Street East Suite 1316, North Tower Toronto, Ontario M4W 3R8 Canada
(c) Citizenship Rosalind Advisors, Inc.: Ontario, Canada Rosalind Master Fund L.P.: Cayman Islands
Steven Salamon: Ontario, Canada
| CUSIP No. 49803V107 | ||||
|---|---|---|---|---|
| -- | -- | -- | --------------------- | -- |
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13G/A
Page 7 of 8 Pages
Rosalind Advisors, Inc. - 541,600 ADSs Rosalind Master Fund L.P. – 541,600 ADSs Steven Salamon - 541,600 ADSs
Rosalind Advisors, Inc. - 541,600 ADSs Rosalind Master Fund L.P. – 541,600 ADSs Steven Salamon – 541,600 ADSs
Instruction. For computations regarding securities which to acquire an underlying security see §240.13d-3(d)(1).
If this statement is being filed to report the fact that as of the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following - □.
Instruction. Dissolution of a group requires a response to this item.
Item 7 – 9. Not Applicable
13G/A
Page 8 of 8 Pages
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
5/16/2018 Date
/s/ Steven Salamon Signature
Steven Salamon/President Rosalind Advisors, Inc. Name/Title
EX-99.A 2 ex a.htm EXHIBIT A
Joint Filing Agreement
The undersigned hereby agree that this Statement on Schedule 13G/A with respect to the beneficial ownership of shares of Common Stock of KITOV PHARMA LTD. is filed jointly, on behalf of each of them.
By: /s/ Steven Salamon Name: Steven Salamon Title: President
By: /s/ Mike McDonald Name: Mike McDonald Title: Director, Rosalind (Cayman) Ltd. (as General Partner to Rosalind Master Fund)
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