Registration Form • Jan 26, 2019
Registration Form
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549
FORM D
OMB Number: 3235-0076 Estimated average burden hours per response 4.00
| 1. Issuer's Identity | |||
|---|---|---|---|
| CIK (Filer ID Number) | Previous Names None |
Entity Type | |
| 0001614744 | Kitov | Pharmaceuticals Holdings Ltd. |
Corporation Limited Partnership |
| Name of Issuer | Mainrom Line | Limited Liability Company General Partnership |
|
| Kitov Pharma Ltd. | Logistics Ltd. | Business Trust | |
| Jurisdiction of Incorporation/Organization ISRAEL |
X Other (Specify) Limited company |
||
| Year of Incorporation/Organization X Over Five Years Ago |
|||
| Within Last Five Years (Specify Year) | |||
| Yet to Be Formed | |||
| 2. Principal Place of Business and Contact Information | |||
| Name of Issuer | |||
| Kitov Pharma Ltd. | |||
| Street Address 1 | Street Address 2 | ||
| ONE AZRIELI CENTER | ROUND TOWER | ||
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
| TEL AVIV | ISRAEL | 6701101 | 97239333121 |
| 3. Related Persons | |||
| Last Name Israel |
First Name Isaac |
Middle Name | |
| Street Address 1 | Street Address 2 | ||
| One Azrieli Center | Round Building | ||
| City | State/Province/Country | ZIP/PostalCode | |
| Tel Aviv Relationship: X |
ISRAEL Executive Officer X |
Director Promoter |
6701101 |
| Clarification of Response (if Necessary): | |||
| Chief Executive Officer and Director of the Issuer | |||
| Last Name | First Name | Middle Name | |
| Waymack | John Paul | ||
| Street Address 1 One Azrieli Center |
Street Address 2 Round Building |
||
| City | State/Province/Country | ZIP/PostalCode | |
| Tel Aviv | ISRAEL | 6701101 | |
| Relationship: X |
Executive Officer X |
Director Promoter |
|
| Clarification of Response (if Necessary): | |||
| Chief Medical Officer and Chairman of the Board of Directors of the Issuer | |||
| Last Name Rock |
First Name Simcha |
Middle Name | |
| Street Address 1 | Street Address 2 | ||
| One Azrieli Center | Round Building | ||
| City | State/Province/Country | ZIP/PostalCode | |
| Tel Aviv Relationship: |
ISRAEL Executive Officer X |
Director Promoter |
6701101 |
| Clarification of Response (if Necessary): | |||
| Director of the Issuer | |||
| Last Name Steinberg |
First Name Steven |
Middle Name |
| Street Address 1 One Azrieli Center City Tel Aviv Relationship: |
Executive Officer | Street Address 2 Round Building State/Province/Country ISRAEL X Director |
Promoter | ZIP/PostalCode 6701101 |
|---|---|---|---|---|
| Clarification of Response (if Necessary): | ||||
| Independent Director of the Issuer | ||||
| Last Name | First Name | Middle Name | ||
| Agmon | Ido | |||
| Street Address 1 | Street Address 2 | |||
| One Azrieli Center City |
Round Building State/Province/Country |
ZIP/PostalCode | ||
| Tel Aviv | ISRAEL | 6701101 | ||
| Relationship: | Executive Officer | X Director |
Promoter | |
| Clarification of Response (if Necessary): | ||||
| Independent Director of the Issuer | ||||
| Last Name Weber |
First Name Arye |
Middle Name | ||
| Street Address 1 | Street Address 2 | |||
| One Azrieli Center | Round Building | |||
| City | State/Province/Country | ZIP/PostalCode | ||
| Tel Aviv | ISRAEL | 6701101 | ||
| Relationship: | Executive Officer | X Director |
Promoter | |
| Clarification of Response (if Necessary): | ||||
| Independent Director of the Issuer | ||||
| Last Name Tzror |
First Name Ran |
Middle Name | ||
| Street Address 1 | Street Address 2 | |||
| One Azrieli Center | Round Building | |||
| City | State/Province/Country | ZIP/PostalCode | ||
| Tel Aviv | ISRAEL | 6701101 | ||
| Relationship: | Promoter | |||
| Executive Officer | X Director |
|||
| Clarification of Response (if Necessary): | ||||
| Independent Director of the Issuer | ||||
| Last Name Stern-Raff |
First Name Revital |
Middle Name | ||
| Street Address 1 | Street Address 2 | |||
| One Azrieli Center | Round Building | |||
| City | State/Province/Country | ZIP/PostalCode | ||
| Tel Aviv Relationship: |
Executive Officer | ISRAEL X Director |
Promoter | 6701101 |
| Clarification of Response (if Necessary): | ||||
| Independent Director of the Issuer | ||||
| Last Name | First Name | Middle Name | ||
| Ben-Menachem | Gil | |||
| Street Address 1 | Street Address 2 | |||
| One Azrieli Center | Round Building | |||
| City Tel Aviv |
State/Province/Country ISRAEL |
ZIP/PostalCode 6701101 |
||
| Relationship: | X Executive Officer |
X Director |
Promoter | |
| Clarification of Response (if Necessary): | ||||
| Vice President of Business Development and Director of the Issuer | ||||
| Last Name | First Name | Middle Name | ||
| Reuveni | Hadas | |||
| Street Address 1 | Street Address 2 | |||
| One Azrieli Center | Round Building | |||
| City Tel Aviv |
State/Province/Country ISRAEL |
ZIP/PostalCode 6701101 |
Clarification of Response (if Necessary):
| Last Name | First Name | Middle Name |
|---|---|---|
| Efron Gil Street Address 1 One Azrieli Center City Tel Aviv ISRAEL Relationship: X Executive Officer |
Street Address 2 Round Building State/Province/Country Director Promoter |
ZIP/PostalCode 6701101 |
| Clarification of Response (if Necessary): | ||
| Deputy CEO and Chief Financial Officer of the Issuer | ||
| 4. Industry Group | ||
| Agriculture Banking & Financial Services Commercial Banking Insurance Investing Investment Banking Pooled Investment Fund Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes No Other Banking & Financial Services Business Services Energy Coal Mining Electric Utilities Energy Conservation |
Health Care Biotechnology Health Insurance Hospitals & Physicians X Pharmaceuticals Other Health Care Manufacturing Real Estate Commercial Construction REITS & Finance Residential Other Real Estate |
Retailing Restaurants Technology Computers Telecommunications Other Technology Travel Airlines & Airports Lodging & Conventions Tourism & Travel Services Other Travel Other |
Oil & Gas Other Energy
Environmental Services
| Revenue Range | OR | Aggregate Net Asset Value Range |
|---|---|---|
| No Revenues | No Aggregate Net Asset Value | |
| \$1 - \$1,000,000 | \$1 - \$5,000,000 | |
| \$1,000,001 - \$5,000,000 | \$5,000,001 - \$25,000,000 | |
| \$5,000,001 - \$25,000,000 | \$25,000,001 - \$50,000,000 | |
| \$25,000,001 - \$100,000,000 |
\$50,000,001 - \$100,000,000 | |
| Over \$100,000,000 | Over \$100,000,000 | |
| X Decline to Disclose | Decline to Disclose | |
| Not Applicable | Not Applicable | |
| 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) | ||
| Rule 504(b)(1) (not (i), (ii) or (iii)) | X Rule 506(b) | |
| Rule 504 (b)(1)(i) | Rule 506(c) | |
| Rule 504 (b)(1)(ii) | Securities Act Section 4(a)(5) |
Section 3(c)(1) Section 3(c)(9)
Rule 504 (b)(1)(iii) Investment Company Act Section 3(c)
| Section 3(c)(2) Section 3(c)(10) |
|
|---|---|
| Section 3(c)(3) Section 3(c)(11) |
|
| Section 3(c)(4) Section 3(c)(12) |
|
| Section 3(c)(5) Section 3(c)(13) |
|
| Section 3(c)(6) Section 3(c)(14) |
|
| Section 3(c)(7) | |
| 7. Type of Filing | |
| X New Notice Date of First Sale 2019-01-18 Amendment |
First Sale Yet to Occur |
| 8. Duration of Offering | |
| Does the Issuer intend this offering to last more than one year? | Yes X No |
| 9. Type(s) of Securities Offered (select all that apply) | |
| Equity | Pooled Investment Fund Interests |
| Debt | Tenant-in-Common Securities |
| X Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities |
| Security to be Acquired Upon Exercise of Option, Warrant or | Other (describe) |
| Other Right to Acquire Security | |
| 10. Business Combination Transaction | |
| Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
Yes X No |
| Clarification of Response (if Necessary): | |
| 11. Minimum Investment | |
| Minimum investment accepted from any outside investor \$ 0 USD | |
| 12. Sales Compensation | |
| Recipient | Recipient CRD Number None |
| H.C. Wainwright & Co., LLC (Associated) Broker or Dealer X None |
375 (Associated) Broker or Dealer CRD Number X None |
| Street Address 1 | Street Address 2 |
| 430 PARK AVENUE | 3RD FLOOR |
| City State/Province/Country |
ZIP/Postal Code |
| NEW YORK NEW YORK |
10022 |
| State(s) of Solicitation All States Non-US/Foreign |
|
| AL AK AZ AR CA CO |
CT DE DC FL GA HI ID |
| IL IN IA KS KY LA |
ME MD MA MI MN MS MO |
| MT NE NV NH X NJ NM X NY |
NC ND OH OK OR PA |
| RI SC SD TN TX UT |
VT VA WA WV WI WY PR |
| 13. Offering and Sales Amounts | |
| Total Offering Amount \$ 6,000,001 USD |
or Indefinite |
| \$ 6,000,001 Total Amount Sold USD Total Remaining to be Sold \$ 0 USD |
or Indefinite |
Clarification of Response (if Necessary):
Represents the aggregate amount received from investors in connection with Issuer's registered offering of ADSs and concurrent private placement of warrants, respectively, which were issued jointly to investors for a single purchase price.
| 14. Investors |
|---|
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. |
| Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have 2 invested in the offering: |
| 15. Sales Commissions & Finder's Fees Expenses |
| Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount. |
| \$ 420,000 USD X Estimate Sales Commissions |
| Finders' Fees \$ 0 USD Estimate |
| Clarification of Response (if Necessary): |
| Represents 6% commission and 1% management fee of gross proceeds from investors for sale of ADSs in the registered offering and concurrent private placement of warrants. We also paid or reimbursed expenses of \$80,000 and issued an unregistered warrant. |
| 16. Use of Proceeds |
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
| \$ 0 USD Estimate |
||
|---|---|---|
| Clarification of Response (if Necessary): | ||
Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and submitting this notice.
In submitting this notice, each identified issuer is:
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
| Issuer | Signature | Title | Date | |
|---|---|---|---|---|
| -------- | ----------- | -- | ------- | ------ |
| Name of Signer |
||||
|---|---|---|---|---|
| Kitov Pharma Ltd. | /s/ Gil Efron | Gil Efron | Deputy CEO and Chief Financial Officer |
2019-01-24 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.
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