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OPKO Health Inc.

Major Shareholding Notification Mar 13, 2019

6963_rns_2019-03-12_5836860b-e78c-41c0-b71d-e90cf02559c1.pdf

Major Shareholding Notification

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FORM 5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB APPROVAL
-- --------------

OMB Number: 3235-0362 Estimated average burden hours per response... 1.0

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Form 3 Holdings Reported Form 4 Transactions Reported

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
Yu, M.D., PhD.
Alice
Lin-Tsing
OPKO Health, Inc. [OPK] (Check all applicable)
____ 10% Owner
(Last)
(First)
(Middle)
OPKO Health, Inc., 4400 Biscayne Blvd.
3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year)
12/31/2018
X
Director
_ Officer (give title below)_ Other (specify below)
(Street) 4. If Amendment, Date Original Filed
(Month/Day/Year)
6. Individual or Joint/Group Reporting
(check applicable line)
Miami FL 33137
(City) (State) (Zip) X
Form filed by One Reporting Person
____ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)
2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date, if
any
3. Transaction
Code
(Instr. 8)
(Instr. 3, 4 and 5) 4. Securities Acquired
(A) or Disposed of (D)
5. Amount of Securities Beneficially
Owned at end of Issuer's Fiscal
Year
6.
Ownership
Form:
7. Nature of
Indirect
Beneficial
(Month/Day/Year) Amount (A) or
(D)
Price (Instr. 3 and 4) Direct (D)
or Indirect
(I)
(Instr. 4)
Ownership
(Instr. 4)
Common Stock 07/10/2015 G 6,780 D \$0 93,220 D
Common Stock 02/05/2016 G 13,270 D \$0 79,950 D
Common Stock 02/13/2017 G 13,460 D \$0 66,490 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date, if
any
(Month/Day/Year)
4.
Transaction
Code
(Instr. 8)
5. Number
of Derivative
Securities
Acquired (A)
or Disposed
of (D)
(Instr. 3, 4,
and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and
Amount of
Underlying
Securities
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
Derivative
Securities
Beneficially
Owned at
End of
Issuer's
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
(A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Fiscal Year
(Instr. 4)
(Instr. 4)

Explanation of Responses:

Adam Logal, Attorney-In-Fact 03/11/2019

**Signature of Reporting Person Date

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

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