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Pluri Inc.

Director's Dealing Mar 18, 2019

6990_rns_2019-03-18_3979852a-5bdb-4099-8e5d-5577af2b6f20.pdf

Director's Dealing

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a1922823.xml 1 of 1 03/18/2019 06:25 PM

FORM 3 UNITED STATES SECURITIES AND EXCHANGE

COMMISSION Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person*
Franco-Yehuda Chen 0001770681
2. Date of Event
Requiring Statement
(Month/Day/Year)
3. Issuer Name and Ticker or Trading Symbol
PLURISTEM THERAPEUTICS INC [ PSTI ]
(Last)
BUILDING NO. 5
(First)
MATAM ADVANCED
TECHNOLOGY PARK
(Middle) 03/17/2019 4. Relationship of Reporting
Person(s) to Issuer
(Check all applicable)
Director
X
Officer
10%
Owner
Other
5. If Amendment, Date of Original
Filed
(Month/Day/Year)
(Street)
HAIFA
L3
31905
(City)
(State)
(Zip)
(give title
below)
Chief Financial Officer
(specify
below)
6. Individual or Joint/Group Filing
(Check Applicable Line)
Form filed by One
X
Reporting Person
Form filed by More than
One Reporting Person
Table I – Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities
Beneficially Owned
(Instr. 4)
3. Ownership
Form: Direct
(D) or Indirect
(I) (Instr. 5)
4. Nature of Indirect Beneficial
Ownership (Instr. 5)
Common Stock(1) 77,158(1) D
Table II – Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable
and Expiration Date
(Month/Day/Year)
3. Title and Amount of
Securities Underlying
Derivative Security (Instr. 4)
4.
Conversion
or Exercise
5.
Ownership
Form:
6. Nature of
Indirect
Beneficial
Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares
Price of
Derivative
Security
Direct (D)
or Indirect
(I) (Instr.
5)
Ownership
(Instr. 5)

Explanation of Responses:

  1. Includes 43,000 shares issuable upon vesting of Restricted Stock Units on various dates ranging from June 30, 2019 to December 31, 2022.

Remarks:

/s/ Chen Franco-Yehuda 03/18/2019

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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