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Oramed Pharmaceuticals Inc.

Director's Dealing Sep 18, 2019

6965_rns_2019-09-18_bd0bab0d-4b03-47fb-a5b8-d68ee6a4b0d8.pdf

Director's Dealing

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Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person
Gabay
2. Issuer Name and Ticker or Trading Symbol
ORAMED
PHARMACEUTICALS
INC.
[
ORMP ]
(Check all applicable)
Director
5. Relationship of Reporting Person(s) to Issuer
10% Owner
(Last) (First)
(Middle)
HI-TECH PARK 2/4 GIVAT-RAM
3. Date of Earliest Transaction (Month/Day/Year)
09/12/2019
Officer (give title Other (specify
below)
CFO, Treasurer and Secretary
P.O. BOX 39098 4. If Amendment, Date of Original Filed (Month/Day/Year) Line) 6. Individual or Joint/Group Filing (Check Applicable
(Street)
JERUSALEM
L3 91390 X
Person
Form filed by One Reporting Person
Form filed by More than One Reporting
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)
2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
4. Securities Acquired (A) or
Transaction
Disposed Of (D) (Instr. 3, 4
Code (Instr.
and 5)
8)
5. Amount of
Securities
Beneficially
Owned
(D) or
(Instr. 4)
6. Ownership
Form: Direct
Indirect (I)
7. Nature
of Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price Following
Reported
Transaction(s)
(Instr. 3 and 4)
(Instr. 4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
3. Transaction
3A. Deemed
Conversion
Date
Execution Date,
or Exercise
(Month/Day/Year)
if any
Price of
(Month/Day/Year)
Derivative
Security
4.
Transaction
Code (Instr.
8)
5. Number of
Derivative
Securities
Acquired (A)
or Disposed
of (D) (Instr.
3, 4 and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and
Amount of
Securities
Underlying
Derivative
Security (Instr. 3
and 4)
8. Price
of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares
Transaction(s)
(Instr. 4)
Stock
Option
(right to
buy)
\$3.55 06/17/2019 (1)
D
33,146 (1) 06/17/2029 Common
Stock
33,146 \$0 0 D
Stock

Explanation of Responses:

Option (right to buy)

  1. The two reported transactions involved the cancellation of an outstanding option and the grant of a replacement option. The option was originally granted on June 17, 2019 and provides for vesting in 4 installments as follows: 5,396 shall vest on December 31, 2019; and 9,250 shall vest on each of December 31, 2020, December 31, 2021 and December 31, 2022.

(1) 33,146 (1) 09/12/2029

/s/ Avraham Gabay 09/12/2019

Common Stock

** Signature of Reporting Person Date

33,146 \$0 33,146 D

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

\$3.55 09/12/2019 A

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

T

Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

*
1. Name and Address of Reporting Person
KIDRON
NADAV
ORMP ] ORAMED 2. Issuer Name and Ticker or Trading Symbol
PHARMACEUTICALS
[
X
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
X 10% Owner
(Last)
(First)
(Middle)
142 W. 57TH ST.
09/12/2019 3. Date of Earliest Transaction (Month/Day/Year) X Officer (give title
Other (specify
below)
below)
President and CEO
(Street)
NEW YORK
NY
10019
(City)
(State)
(Zip)
4. If Amendment, Date of Original Filed (Month/Day/Year) Line)
X
6. Individual or Joint/Group Filing (Check Applicable
Person
Form filed by One Reporting Person
Form filed by More than One Reporting
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)
2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
4. Securities Acquired (A) or
Transaction
Disposed Of (D) (Instr. 3, 4
Code (Instr.
and 5)
8)
5. Amount of
Securities
Beneficially
Owned
Following
6. Ownership
Form: Direct
(D) or
Indirect (I)
(Instr. 4)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V Amount (A) or
(D)
Price Reported
Transaction(s)
(Instr. 3 and 4)
(e.g., puts, calls, warrants, options, convertible securities) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of
2.
3. Transaction
3A. Deemed
Derivative Security
Conversion
Date
Execution Date, if
(Instr. 3)
or Exercise
(Month/Day/Year)
any
Price of
(Month/Day/Year)
Derivative
Security
8) 4. Transaction
5. Number of
Code (Instr.
Derivative Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
V
(A)
(D)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3
and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
10.
Ownership
Form:
Direct (D)
or Indirect
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code Date
Exercisable
Date Expiration
Title
Amount or
Number of
Shares
Following
Reported
Transaction(s)
(Instr. 4)
(I) (Instr. 4)
Stock Option
(right to buy)
\$3.16 02/26/2019 (1)
D
196,500 (1) 02/26/2029 Common
Stock
196,500 \$0 0 D

Explanation of Responses:

Stock Option (right to buy)

  1. The two reported transactions involved the cancellation of an outstanding option and the grant of a replacement option. The option was originally granted on February 26, 2019 and provides for vesting in 4 equal installments of 49,125 on each of December 31, 2019, December 31, 2020, December 31, 2021 and December 31, 2022.

(1) 196,500 (1) 09/12/2029

/s/ Nadav Kidron 09/12/2019

Common Stock

196,500 \$0 196,500 D

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

\$3.16 09/12/2019 A

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

*
1. Name and Address of Reporting Person
Kidron
Miriam
2. Issuer Name and Ticker or Trading Symbol
ORAMED
PHARMACEUTICALS
INC.
[
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
(Last)
(First)
(Middle)
2 ELZA STREET
ORMP ]
3. Date of Earliest Transaction (Month/Day/Year)
09/12/2019
Officer (give title 10% Owner
below)
Chief Scientific Officer
Other (specify
(Street)
JERUSALEM
L3
93706
(City)
(State)
(Zip)
4. If Amendment, Date of Original Filed (Month/Day/Year) Line)
X
6. Individual or Joint/Group Filing (Check Applicable
Person
Form filed by One Reporting Person
Form filed by More than One Reporting
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)
2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
4. Securities Acquired (A) or
Transaction
Disposed Of (D) (Instr. 3, 4
Code (Instr.
and 5)
8)
5. Amount of
Securities
Beneficially
Owned
6. Ownership
Form: Direct
(D) or
Indirect (I)
7. Nature
of Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price Following
Reported
Transaction(s)
(Instr. 3 and 4)
(Instr. 4) (Instr. 4)
(e.g., puts, calls, warrants, options, convertible securities) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of
Derivative Security
(Instr. 3)
2.
or Exercise
Price of
Derivative
Security
3. Transaction
3A. Deemed
Conversion
Date
(Month/Day/Year)
any
Execution Date, if
8)
(Month/Day/Year)
4. Transaction
5. Number of
Code (Instr.
Derivative Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3
and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Date Expiration Title Amount or
Number of
Shares
Reported
Transaction(s)
(Instr. 4)

Explanation of Responses:

Stock Option (right to buy)

Stock Option (right to buy)

  1. The two reported transactions involved the cancellation of an outstanding option and the grant of a replacement option. The option was originally granted on February 26, 2019 and provides for vesting in 4 equal installments of 26,000 on each of December 31, 2019, December 31, 2020, December 31, 2021 and December 31, 2022.

(1) 104,000 (1) 02/26/2029

(1) 104,000 (1) 09/12/2029

/s/ Miriam Kidron 09/12/2019

Common Stock

Common Stock

104,000 \$0 0 D

104,000 \$0 104,000 D

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

\$3.16 02/26/2019 D

\$3.16 09/12/2019 A

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden

hours per response: 0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

*
1. Name and Address of Reporting Person
RAKIN
KEVIN
2. Issuer Name and Ticker or Trading Symbol
ORAMED
PHARMACEUTICALS
INC.
[
ORMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
(Last)
(First)
(Middle)
36 CHURCH LANE
3. Date of Earliest Transaction (Month/Day/Year)
09/12/2019
Officer (give title
Other (specify
below)
below)
(Street)
WESTPORT
CT
06880
(City)
(State)
(Zip)
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting
Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4
and 5)
5. Amount of
Securities
Beneficially
Owned
6. Ownership
Form: Direct
(D) or
Indirect (I)
7. Nature
of Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price Following
Reported
Transaction(s)
(Instr. 3 and 4)
(Instr. 4) (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5. Number of
Derivative
Securities
Acquired (A)
or Disposed
of (D) (Instr.
3, 4 and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and
Amount of
Securities
Underlying
Derivative
Security (Instr. 3
and 4)
8. Price
of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares
Transaction(s)
(Instr. 4)
Stock
Option
(right to
buy)
\$4.17 04/10/2019 (1)
D
10,000 12/31/2019 04/10/2029 Common
Stock
10,000 \$0 0 D
Stock
Option
(right to
buy)
\$4.17 09/12/2019 (1)
A
10,000 12/31/2019 09/12/2029 Common
Stock
10,000 \$0 10,000 D

Explanation of Responses:

  1. The two reported transactions involved the cancellation of an outstanding option and the grant of a replacement option.

/s/ Kevin Rakin 09/12/2019

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person
Hexter
Joshua
* 2. Issuer Name and Ticker or Trading Symbol
ORAMED
PHARMACEUTICALS
INC.
[
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
ORMP ] Director 10% Owner
(Last)
9 ALFASI
(First)
(Middle)
3. Date of Earliest Transaction (Month/Day/Year)
09/12/2019
X Officer (give title
below)
Chf. Op. & Bus. Officer
Other (specify
below)
(Street) 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
JERUSALEM L3
92302
X Form filed by One Reporting Person
Form filed by More than One Reporting
(City) (State) (Zip) Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4
and 5)
5. Amount of
Securities
Beneficially
Owned
6. Ownership
Form: Direct
(D) or
Indirect (I)
7. Nature
of Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price Following
Reported
Transaction(s)
(Instr. 3 and 4)
(Instr. 4) (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5. Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)
Expiration Date
(Month/Day/Year)
6. Date Exercisable and 7. Title and
Amount of
Securities
Underlying
Derivative Security
(Instr. 3 and 4)
8. Price
of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares
Stock
option
(right to
buy)
\$3.69 09/12/2019 A 100,000 (1) 09/12/2029 Common
Stock
100,000 \$0 100,000 D

Explanation of Responses:

  1. The Stock Options will vest in 16 equal installments of 6,250 on the first day of every three month period beginning November 1, 2019.

/s/ Joshua Hexter 09/12/2019

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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