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Energean PLC

Major Shareholding Notification Jun 5, 2020

5342_rns_2020-06-05_3e280692-3cb3-43d7-9a04-ad951893d2fb.pdf

Major Shareholding Notification

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TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
at
tachedii:
Energean plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
J.P. Morgan Securities Plc
Name
J.P. Morgan Securities
LLC
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was
crossed or
reachedvi:
02 June 2020
6. Date on which issuer notified
(DD/MM/YYYY):
04
June
2020
7. Total positions
of person(s) subject to the notification obligation
% of voting rights at
tached to shares (to
tal of 8. A)
% of voting rights
through financial instru
ments
(total of 8.B 1 + 8.B 2)
Total of both in %
(8.A + 8.B)
Total number of
voting rights of is
suer
vii
Resulting situation
on the date on which
threshold was
crossed or reached
5.34% 0.35% 5.69% 177,089,406
Position of previous
notification (if
applicable)
5.33% 0.36% 5.69%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
Number of voting rights ix % of voting rights
Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive
2004/109/EC)
(DTR5.2.1)
Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive
2004/109/EC)
(DTR5.2.1)
GB00BG12Y042 9,446,339 5.34%
SUBTOTAL 8. A 9,446,339 5.34%
B
1:
Financial Instruments
according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial in
strument
Expiration
date
x
Exercise/
Conversion Periodxi
Number of voting rights
that may be acquired if
the instrument is
exercised/converted.
% of voting rights
Right to Recall N/A N/A 2,000 0.00%
SUBTOTAL 8. B 1 2,000 0.00%
B 2: Financial Instruments
with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC
(DTR5.3.1.1 (b))
Type of financial
instrument
Expiration
date
x
Exercise/
Conversion Pe
riod xi
Physical or
cash
settlement
xii
Number of
voting rights
% of voting rights
Cash-settled
Equity Swap
08/09/2020 08/09/2020 Cash 49,459 0.03%
Cash-settled
Equity Swap
06/04/2021 06/04/2021 Cash 17,460 0.01%
Cash-settled
Equity Swap
14/04/2021 14/04/2021 Cash 11,714 0.01%
Cash-settled
Equity Swap
30/04/2021 30/04/2021 Cash 271,058 0.15%
Cash-settled
Equity Swap
05/05/2021 05/05/2021 Cash 64,351 0.04%
Cash-settled
Equity Swap
12/05/2021 12/05/2021 Cash 33,607 0.02%
Cash-settled
Equity Swap
26/05/2021 26/05/2021 Cash 2,963 0.00%
Cash-settled
Equity Swap
02/06/2021 02/06/2021 Cash 3,527 0.00%
Cash-settled
Equity Swap
24/06/2021 24/06/2021 Cash 13 0.00%
Cash-settled
Equity Swap
29/11/2021 29/11/2021 Cash 23,089 0.01%
Cash-settled
Equity Swap
06/12/2021 06/12/2021 Cash 8,967 0.01%
Cash-settled
Equity Swap
27/05/2022 27/05/2022 Cash 80,333 0.05%
Cash-settled
Equity Swap
29/07/2024 29/07/2024 Cash 55,513 0.03%
SUBTOTAL
8.B.2
622,054 0.35%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box
with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv
(please add additional rows as necessary)
Namexv % of voting rights if it
equals or is higher
than the notifiable
threshold
% of voting rights
through financial in
struments if it equals
or is higher than the
notifiable threshold
Total of both if it
equals or is higher
than the notifiable
threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna
tional Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
plc
5.01% 5.36%
JPMorgan Chase & Co.
JPMorgan Chase Hold
ings LLC
J.P. Morgan Broker
Dealer Holdings Inc.
J.P. Morgan Securities
LLC
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A

11. Additional informationxvi

Table 8A) Includes stock borrows of 10,075,159 (5.69%)

Chain of controlled undertakings:

JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (100%) J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co. (100%) JPMorgan Chase Holdings LLC (100%) J.P. Morgan Broker-Dealer Holdings Inc. (100%) J.P. Morgan Securities LLC (100%)

Place of completion London, United Kingdom
Date of completion 04 June 2020

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