Major Shareholding Notification • Jul 10, 2020
Major Shareholding Notification
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applicable)
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at tachedii: |
Energean plc | |||||
|---|---|---|---|---|---|---|
| 1b. Please indicate if the issuer is a non-UK issuer | (please mark with an "X" if appropriate) |
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| Non-UK issuer | ||||||
| 2. | Reason for the notification (please mark | the appropriate box or boxes | with an "X") | |||
| An acquisition or disposal of voting rights | X | |||||
| An acquisition or disposal of financial instruments | ||||||
| An event changing the breakdown of voting rights | ||||||
| Other (please specify)iii: | ||||||
| 3. Details of person subject to the notification obligationiv |
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| Name JPMorgan Chase & Co. |
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| City and country of registered office (if applicable) | Wilmington, Delaware, USA | |||||
| 4. Full name of shareholder(s) | (if different from 3.)v | |||||
| J.P. Morgan Securities Plc Name |
J.P. Morgan Securities | LLC | ||||
| City and country of registered office (if applicable) | London, United Kingdom | |||||
| 5. Date on which the threshold was reachedvi: |
crossed or | 07 July 2020 |
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| 6. Date on which issuer notified | (DD/MM/YYYY): | 09 July 2020 | ||||
| 7. Total positions of person(s) subject to the notification obligation |
||||||
| % of voting rights at tached to shares (to tal of 8. A) |
% of voting rights through financial instru ments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of is suer vii |
|||
| Resulting situation on the date on which threshold was crossed or reached |
4.99% | 0.46% | 5.45% | 177,089,406 | ||
| Position of previous notification (if |
5.32% | 0.37% | 5.69% |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
| A: Voting rights attached to shares | |||||
|---|---|---|---|---|---|
| Class/type of shares ISIN code (if possible) |
Number of voting rights | ix | % of voting rights | ||
| Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
||
| GB00BG12Y042 | 8,849,196 | 4.99% | |||
| SUBTOTAL 8. A | 8,849,196 | 4.99% |
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) |
||||
|---|---|---|---|---|
| Type of financial in strument |
Expiration date x |
Exercise/ Conversion Periodxi |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
| Right to Recall | N/A | N/A | 2,000 | 0.00% |
| SUBTOTAL 8. B 1 | 2,000 | 0.00% |
| B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) |
|||||
|---|---|---|---|---|---|
| Type of financial instrument |
Expiration date x |
Exercise/ Conversion Pe riod xi |
Physical or cash settlement xii |
Number of voting rights |
% of voting rights |
| Cash-settled Equity Swap |
08/09/2020 | 08/09/2020 | Cash | 70,922 | 0.04% |
| Cash-settled Equity Swap |
04/01/2021 | 04/01/2021 | Cash | 7,240 | 0.00% |
| Cash-settled Equity Swap |
06/04/2021 | 06/04/2021 | Cash | 17,460 | 0.01% |
| Cash-settled Equity Swap |
14/04/2021 | 14/04/2021 | Cash | 15,505 | 0.01% |
| Cash-settled Equity Swap |
30/04/2021 | 30/04/2021 | Cash | 211,006 | 0.12% |
| Cash-settled Equity Swap |
05/05/2021 | 05/05/2021 | Cash | 660 | 0.00% |
| Cash-settled Equity Swap |
12/05/2021 | 12/05/2021 | Cash | 53,878 | 0.03% |
| Cash-settled Equity Swap |
26/05/2021 | 26/05/2021 | Cash | 2,826 | 0.00% |
|---|---|---|---|---|---|
| Cash-settled Equity Swap |
02/06/2021 | 02/06/2021 | Cash | 3,527 | 0.00% |
| Cash-settled Equity Swap |
17/06/2021 | 17/06/2021 | Cash | 16,867 | 0.01% |
| Cash-settled Equity Swap |
02/07/2021 | 02/07/2021 | Cash | 910 | 0.00% |
| Cash-settled Equity Swap |
14/07/2021 | 14/07/2021 | Cash | 2,567 | 0.00% |
| Cash-settled Equity Swap |
02/08/2021 | 02/08/2021 | Cash | 57 | 0.00% |
| Cash-settled Equity Swap |
03/08/2021 | 03/08/2021 | Cash | 135,500 | 0.08% |
| Cash-settled Equity Swap |
04/08/2021 | 04/08/2021 | Cash | 21,809 | 0.01% |
| Cash-settled Equity Swap |
05/08/2021 | 05/08/2021 | Cash | 3,347 | 0.00% |
| Cash-settled Equity Swap |
10/08/2021 | 10/08/2021 | Cash | 9,447 | 0.01% |
| Cash-settled Equity Swap |
11/08/2021 | 11/08/2021 | Cash | 5,109 | 0.00% |
| Cash-settled Equity Swap |
17/08/2021 | 17/08/2021 | Cash | 12,362 | 0.01% |
| Cash-settled Equity Swap |
04/01/2022 | 04/01/2022 | Cash | 157,329 | 0.09% |
| Cash-settled Equity Swap |
27/05/2022 | 27/05/2022 | Cash | 53,005 | 0.03% |
| Cash-settled Equity Swap |
29/07/2024 | 29/07/2024 | Cash | 9,857 | 0.01% |
| Cash-settled Equity Swap |
19/06/2025 | 19/06/2025 | Cash | 400 | 0.00% |
| SUBTOTAL 8.B.2 |
811,590 | 0.46% |
| 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") |
|
|---|---|
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii |
|
| Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv |
X |
(please add additional rows as necessary)
| Namexv | % of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial in struments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
|---|---|---|---|
| JPMorgan Chase & Co. | |||
| JPMorgan Chase Bank, National Association |
|||
| J.P. Morgan Interna tional Finance Limited |
|||
| J.P. Morgan Capital Holdings Limited |
|||
| J.P. Morgan Securities plc |
4.67% | 5.13% | |
| JPMorgan Chase & Co. | |||
| JPMorgan Chase Hold ings LLC |
|||
| J.P. Morgan Broker Dealer Holdings Inc. |
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| J.P. Morgan Securities LLC |
|||
| 10. In case of proxy voting, please identify: | ||
|---|---|---|
| Name of the proxy holder | N/A | |
| The number and % of voting rights held | N/A | |
| The date until which the voting rights will be held | N/A |
Table 8A) Includes stock borrows of 9,613,067 (5.43%)
JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (100%) J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co. (100%) JPMorgan Chase Holdings LLC (100%)
| J.P. Morgan Broker-Dealer Holdings Inc. (100%) | |
|---|---|
| J.P. Morgan Securities LLC (100%) |
| Place of completion | London, United Kingdom |
|---|---|
| Date of completion | 09 July 2020 |
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