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Energean PLC

Major Shareholding Notification Jul 13, 2020

5342_rns_2020-07-13_38abd32a-094d-4d2b-8842-4e1530173380.pdf

Major Shareholding Notification

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TR-1: Standard form for notification of major holdings

notification (if applicable)

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attachedii:
Energean plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
Name J.P. Morgan Securities Plc
J.P. Morgan Securities LLC
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or
reachedvi:
08 July 2020
6. Date on which issuer notified (DD/MM/YYYY): 10 July 2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights
attached to shares
(total of 8. A)
% of voting rights
Total number of
through financial
Total of both in %
voting rights of
instruments
(8.A + 8.B)
issuervii
Resulting situation
on the date on which
threshold was
crossed or reached
5.01% (total of 8.B 1 + 8.B 2)
0.44%
5.45%
177,089,406
Position of previous

4.99% 0.46% 5.45%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible)
Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive
2004/109/EC)
(DTR5.2.1)
Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive
2004/109/EC)
(DTR5.2.1)
GB00BG12Y042 8,877,956 5.01%
SUBTOTAL 8. A 8,877,956 5.01%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial
instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights
that may be acquired if
the instrument is
exercised/converted.
% of voting rights
Right to Recall N/A N/A 2,000 0.00%
SUBTOTAL 8. B 1 2,000 0.00%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Type of financial
instrument
Expiration
datex
Exercise/
Conversion
Period xi
Physical or
cash
settlementxii
Number of
voting rights
% of voting rights
Cash-settled
Equity Swap
08/09/2020 08/09/2020 Cash 70,922 0.04%
Cash-settled
Equity Swap
04/01/2021 04/01/2021 Cash 7,854 0.00%
Cash-settled
Equity Swap
06/04/2021 06/04/2021 Cash 17,460 0.01%
Cash-settled
Equity Swap
14/04/2021 14/04/2021 Cash 15,505 0.01%
Cash-settled
Equity Swap
30/04/2021 30/04/2021 Cash 207,271 0.12%
Cash-settled
Equity Swap
05/05/2021 05/05/2021 Cash 660 0.00%
Cash-settled
Equity Swap
12/05/2021 12/05/2021 Cash 52,423 0.03%
Cash-settled
Equity Swap
26/05/2021 26/05/2021 Cash 3,561 0.00%
Cash-settled
Equity Swap
02/06/2021 02/06/2021 Cash 3,527 0.00%
Cash-settled
Equity Swap
17/06/2021 17/06/2021 Cash 13,867 0.01%
Cash-settled
Equity Swap
02/07/2021 02/07/2021 Cash 910 0.00%
Cash-settled
Equity Swap
14/07/2021 14/07/2021 Cash 3,235 0.00%
Cash-settled
Equity Swap
03/08/2021 03/08/2021 Cash 129,466 0.07%
Cash-settled
Equity Swap
04/08/2021 04/08/2021 Cash 21,809 0.01%
Cash-settled
Equity Swap
05/08/2021 05/08/2021 Cash 3,347 0.00%
Cash-settled
Equity Swap
10/08/2021 10/08/2021 Cash 9,447 0.01%
Cash-settled
Equity Swap
11/08/2021 11/08/2021 Cash 6,829 0.00%
Cash-settled
Equity Swap
17/08/2021 17/08/2021 Cash 12,362 0.01%
Cash-settled
Equity Swap
04/01/2022 04/01/2022 Cash 146,201 0.08%
Cash-settled
Equity Swap
27/05/2022 27/05/2022 Cash 51,320 0.03%
Cash-settled
Equity Swap
29/07/2024 29/07/2024 Cash 9,514 0.01%
Cash-settled
Equity Swap
19/06/2025 19/06/2025 Cash 400 0.00%
SUBTOTAL
8.B.2
787,890 0.44%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) X Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold

JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan
International Finance
Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
plc
4.66% 5.10%
JPMorgan Chase & Co.
JPMorgan Chase
Holdings LLC
J.P. Morgan Broker
Dealer Holdings Inc.
J.P. Morgan Securities
LLC
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A

11. Additional informationxvi

Table 8A) Includes stock borrows of 9,613,067 (5.43%)

Chain of controlled undertakings:

JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (100%) J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co. (100%) JPMorgan Chase Holdings LLC (100%) J.P. Morgan Broker-Dealer Holdings Inc. (100%) J.P. Morgan Securities LLC (100%)

Place of completion London, United Kingdom
Date of completion 10 July 2020

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