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Pluri Inc.

Director's Dealing Sep 11, 2020

6990_rns_2020-09-11_dcce53de-deb2-484f-8d6d-c4aef80a20e3.pdf

Director's Dealing

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287 Estimated average burden hours per response

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SHORRER DORON 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol
PLURISTEM THERAPEUTICS
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
INC [ PSTI ] X Director 10% Owner
(Last) (First)
(Middle)
Officer (give title Other (specify
MATAM PARK, BUILDING #5 3. Date of Earliest Transaction (Month/Day/Year)
09/10/2020
below) below)
(Street) 4. If Amendment, Date of Original Filed 6. Individual or Joint/Group Filing (Check Applicable
HAIFA L3 3508409 (Month/Day/Year) Line)
X Form filed by One Reporting Person
(City) (State) (Zip) Form filed by More than One Reporting
Person
Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date, if
any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired
(A) or Disposed Of (D)
(Instr. 3, 4 and 5)
5. Amount of
Securities
Beneficially
Owned
Following
6.
Ownership
Form:
Direct (D) or
7. Nature of
Indirect
Beneficial
Ownership
Code V Amount (A)
or
(D)
Price Reported
Transaction(s)
(Instr. 3 and 4)
Indirect (I)
(Instr. 4)
(Instr. 4)
Restricted Stock Units(1) 09/10/2020(2) A 20,000 A \$0 66,474(3) D
Common Stock 43,250 I By Shorrer
International
Ltd.
Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security (Instr.
3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date, if
any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5.
Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3,
4
and 5)
6. Date Exercisable
and Expiration Date
(Month/Day/Year)
7. Title and
Amount of
Securities
Underlying
Derivative
Security
(Instr. 3 and
4)
8. Price
of
Derivative
Security
(Instr. 5)
9. Number
of
Derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares

Explanation of Responses:

  1. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

  2. The shares vest over four years as follows: 12.5% shall vest on the 6 month anniversary of the date of grant and the remaining shares vest in 14 equal installments every 3 months thereafter.

  3. Such number of shares of common stock have been adjusted to reflect the reverse stock split that occurred on July 25, 2019. Remarks:

/s/ Doron Shorrer 09/10/2020

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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