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Oramed Pharmaceuticals Inc.

Regulatory Filings Feb 9, 2021

6965_rns_2021-02-09_0ab79923-f428-46df-a5d0-42382a4f3d56.pdf

Regulatory Filings

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue. See
Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB Number:
3235-0287
Estimated average burden
hours per response:
0.5
1. Name and Address of Reporting Person*
KIDRON NADAV
2. Issuer Name and Ticker or Trading Symbol
ORAMED PHARMACEUTICALS INC. [
ORMP ]
(Check all applicable)
X
Director
X
below)
Officer (give title 5. Relationship of Reporting Person(s) to Issuer
X
10% Owner
Other (specify
(Last)
(First)
(Middle)
1185 AVENUE OF THE AMERICAS
3. Date of Earliest Transaction (Month/Day/Year)
02/03/2021
below)
President and CEO
(Street)
NEW YORK
NY
10036
(City)
(State)
(Zip)
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting
Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)
Date
2. Transaction
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and 5)
5. Amount of
Securities
Beneficially
Owned Following
(I) (Instr. 4) 6. Ownership
Form: Direct
(D) or Indirect
7. Nature of
Indirect
Beneficial
Ownership
Code V
Amount
(D) (A) or
Price
Reported
Transaction(s)
(Instr. 3 and 4)
(Instr. 4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
3. Transaction
3A. Deemed
Conversion
Date
Execution Date,
or Exercise
(Month/Day/Year)
if any
Price of
(Month/Day/Year)
Derivative
Security
4.
8)
Transaction
Code (Instr.
5. Number of
Derivative
Securities
Acquired (A)
or Disposed
of (D) (Instr.
3, 4 and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
of Securities
Underlying
(Instr. 3 and 4)
7. Title and Amount
Derivative Security
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V Amount
or
Date
Expiration
Number
(A)
(D)
Exercisable
Date
Title
of Shares
(Instr. 4)
Stock
Option
(right to
buy)
\$10.4 02/03/2021 (1)
A
150,000 (1) 02/03/2031 Common
Stock
150,000 \$0 150,000 D

Explanation of Responses:

  1. The Stock Option will vest in 4 equal installments as follows: 37,500 shall vest on each of December 31, 2021, December 31, 2022, December 31, 2023 and December 31, 2024.

/s/ Nadav Kidron 02/08/2021

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

OMB APPROVAL

OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
Kidron Miriam
2. Issuer Name and Ticker or Trading Symbol
ORAMED PHARMACEUTICALS INC. [
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
ORMP ] X
Director
10% Owner
X
below)
Officer (give title Other (specify
below)
(Last) (First) (Middle) 3. Date of Earliest Transaction (Month/Day/Year)
02/03/2021
2 ELZA STREET Chief Scientific Officer
(Street) 4. If Amendment, Date of Original Filed (Month/Day/Year) Line) 6. Individual or Joint/Group Filing (Check Applicable
JERUSALEM
L3
93706
X
Form filed by One Reporting Person
Form filed by More than One Reporting
(City) (State) (Zip) Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)
2. Transaction
2A. Deemed
Execution Date,
3.
4. Securities Acquired (A) or
Transaction
Disposed Of (D) (Instr. 3, 4 and 5)
5. Amount of
Securities
6. Ownership
Form: Direct
7. Nature of
Indirect
Date (Month/Day/Year) if any
(Month/Day/Year)
Code (Instr.
8)
Beneficially
Owned Following
(D) or Indirect
(I) (Instr. 4)
Beneficial
Ownership
Code V Amount (A) or
(D)
Price Reported
Transaction(s)
(Instr. 3 and 4)
(Instr. 4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price of 9. Number of 10. 11. Nature
Derivative
Security
(Instr. 3)
Conversion
or Exercise
Price of
Derivative
Security
Date
(Month/Day/Year)
Execution Date,
if any
(Month/Day/Year)
8) Transaction
Code (Instr.
Derivative
Securities
Acquired (A)
or Disposed
of (D) (Instr.
3, 4 and 5)
Expiration Date
(Month/Day/Year)
of Securities
Underlying
Derivative Security
(Instr. 3 and 4)
Derivative
Security
(Instr. 5)
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares
(Instr. 4)
Stock
Option
(right to
buy)
\$10.4 02/03/2021 (1)
A
100,000 (1) 02/03/2031 Common Stock 100,000 \$0 100,000 D

Explanation of Responses:

  1. The Stock Option will vest in 4 equal installments as follows: 25,000 shall vest on each of December 31, 2021, December 31, 2022, December 31, 2023 and December 31, 2024.

/s/ Miriam Kidron 02/08/2021

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

SEC Form 4
------------ --

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB APPROVAL

OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue. See
Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OMB Number:
3235-0287
Estimated average burden
hours per response:
0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
Hexter Joshua
2. Issuer Name and Ticker or Trading Symbol
ORAMED PHARMACEUTICALS INC. [
ORMP ]
X
(Check all applicable)
Director
Officer (give title
5. Relationship of Reporting Person(s) to Issuer
10% Owner
Other (specify
below)
(Last)
9 ALFASI ST.
(First) (Middle)
3. Date of Earliest Transaction (Month/Day/Year)
02/03/2021
below) COO, Business Officer
(Street)
JERUSALEM
L3
92302
4. If Amendment, Date of Original Filed (Month/Day/Year) Line) 6. Individual or Joint/Group Filing (Check Applicable
X
Form filed by One Reporting Person
Form filed by More than One Reporting
(City) (State) (Zip) Person
1. Title of Security (Instr. 3)
2. Transaction
Date
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
2A. Deemed
3.
4. Securities Acquired (A) or
Execution Date,
Transaction
Disposed Of (D) (Instr. 3, 4 and
if any
Code (Instr.
5)
(Month/Day/Year)
8)
5. Amount of
Securities
Beneficially
Owned Following
(I) (Instr. 4)
Reported
6. Ownership
Form: Direct
(D) or Indirect
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
(A) or
Code V
Amount
(D)
Price Transaction(s)
(Instr. 3 and 4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of
2.
3. Transaction
3A. Deemed
4.
Derivative
Conversion
Date
Execution Date,
Security
or Exercise
(Month/Day/Year)
if any
(Instr. 3)
Price of
(Month/Day/Year)
8)
Derivative
Security
Transaction
Code (Instr.
5. Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D) (Instr.
3, 4 and 5)
6. Date Exercisable and
7. Title and Amount
Expiration Date
of Securities
(Month/Day/Year)
Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
9. Number of
Derivative
derivative
Security
Securities
(Instr. 5)
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Amount
or
Number

Date Exercisable

(1) 50,000 (1) 02/03/2031 Common

Expiration Date Title

Explanation of Responses:

Stock Option (right to buy)

  1. The Stock Option will vest in 4 equal installments as follows: 12,500 shall vest on each of December 31, 2021, December 31, 2022, December 31, 2023 and December 31, 2024.

Code V (A) (D)

/s/ Joshua Hexter 02/08/2021

Stock 50,000 \$0 50,000 D

** Signature of Reporting Person Date

of Shares

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

\$10.4 02/03/2021 A

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Instruction 1(b).

FORM 4
------ ---

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB APPROVAL

OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
Gabay Avraham
2. Issuer Name and Ticker or Trading Symbol
ORAMED PHARMACEUTICALS INC. [
ORMP ]
(Check all applicable)
Director
X
Officer (give title 5. Relationship of Reporting Person(s) to Issuer
10% Owner
Other (specify
(Last)
(First)
(Middle)
MAMILLA 20,
JERUSALEM
3. Date of Earliest Transaction (Month/Day/Year)
02/03/2021
below)
below)
CFO, Treasurer and Secretary
(Street)
JERUSALEM
L3
9414904
(City)
(State)
(Zip)
4. If Amendment, Date of Original Filed (Month/Day/Year) Line) X
Person
6. Individual or Joint/Group Filing (Check Applicable
Form filed by One Reporting Person
Form filed by More than One Reporting
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)
Date
2. Transaction
(Month/Day/Year)
2A. Deemed
3.
4. Securities Acquired (A) or
Execution Date,
Transaction
Disposed Of (D) (Instr. 3, 4 and
if any
Code (Instr.
5)
(Month/Day/Year)
8)
5. Amount of
Securities
Beneficially
Reported
Owned Following 6. Ownership
Form: Direct
(D) or Indirect
(I) (Instr. 4)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
(A) or
Code V
Amount
(D)
Price Transaction(s)
(Instr. 3 and 4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5. Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D) (Instr.
3, 4 and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
of Securities
Underlying
Derivative Security
(Instr. 3 and 4)
7. Title and Amount 8. Price of
9. Number of
Derivative
derivative
Security
Securities
(Instr. 5)
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares
Stock
Option
(right to
buy)
\$10.4 02/03/2021 (1)
A
40,000 (1) 02/03/2031 Common
Stock
40,000 \$0 40,000 D

Explanation of Responses:

  1. The Stock Option will vest in 4 equal installments as follows: 10,000 shall vest on each of December 31, 2021, December 31, 2022, December 31, 2023 and December 31, 2024.
/s/ Avraham Gabay 02/08/2021
------------------- ------------

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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