Regulatory Filings • Jan 6, 2022
Regulatory Filings
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See
Washington, D.C. 20549
OMB APPROVAL
| OMB Number: | 3235-0287 |
|---|---|
| Estimated average burden | |
| hours per response: | 0.5 |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
| 1. Name and Address of Reporting Person* Mayer Arie |
2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ ORMP ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner |
||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) 16 MORAN STREET |
(First) | (Middle) | 01/03/2022 | 3. Date of Earliest Transaction (Month/Day/Year) | Officer (give title below) |
below) | Other (specify | |||||||
| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) | 6. Individual or Joint/Group Filing (Check Applicable | |||||||||||
| KFAR SABA | L3 | 4428890 | X Form filed by One Reporting Person |
|||||||||||
| (City) | (State) | (Zip) | Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||
| 1. Title of Security (Instr. 3) Date |
2. Transaction (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||
| Code V | Amount | (A) or | Transaction(s) |
| (D) | Price | (Instr. 3 and 4) | ||||||
|---|---|---|---|---|---|---|---|---|
| Common Stock | 01/03/2022 | A | 6,000 | A | (1) | 9,000 | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
|||||||||
| Stock Option (right to buy) |
\$13.89 | 01/03/2022 | A | 10,000 | (2) | 01/03/2032 Common | Stock | 10,000 | \$0 | 10,000 | D |
Explanation of Responses:
Represents Restricted Stock Units ("RSUs") that will vest in 4 installments as follows: 1,500 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026. The RSUs convert into the Issuer's Common Stock on a one-for-one basis.
The Stock Option will vest in 4 installments as follows: 2,500 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
| SEC Form 4 | |
|---|---|
| ------------ | -- |
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OMB APPROVAL
| OMB Number: | 3235-0287 |
|---|---|
| Estimated average burden | |
| hours per response: | 0.5 |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||
|---|---|---|---|---|---|---|---|
| (City) | (State) | (Zip) | Form filed by More than One Reporting Person |
||||
| (Last) (First) (Middle) 6 HADASSA ST. (Street) TEL AVIV, L3 6451306 |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person |
|||||
| 3. Date of Earliest Transaction (Month/Day/Year) 01/03/2022 |
below) below) |
||||||
| 1. Name and Address of Reporting Person* Friedman Aviad |
2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ ORMP ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title Other (specify |
|||||
| or Section 30(h) of the Investment Company Act of 1940 |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. 8) |
4. Securities Acquired (A) or Transaction Disposed Of (D) (Instr. 3, 4 and Code (Instr. 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||
| Common Stock | 01/03/2022 | A | 6,000 | A | (1) | 6,000 | D | |||
| Common Stock | 01/03/2022 | (2) G |
6,000 | D | \$0 | 0 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Code (Instr. 8) |
Transaction | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
||||||||
| Stock Option (right to buy |
\$13.89 | 01/03/2022 | A | 10,000 | (3) | 01/03/2032 Common | Stock | 10,000 | \$0 | 10,000 | D | ||||
| Stock Option (right to buy |
\$13.89 | 01/03/2022 | (2) G |
10,000 | (3) | 01/03/2032 Common | Stock | 10,000 | \$0 | 0 | D |
Represents Restricted Stock Units ("RSUs") that will vest in 4 installments as follows: 1,500 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026. The RSUs convert into the Issuer's Common Stock on a one-for-one basis.
These shares of common stock and stock options were transferred, for no consideration, to a trust with an independent trustee.
The Stock Option will vest in 4 installments as follows: 2,500 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.
| /s/ Aviad Friedman | 01/05/2022 | |
|---|---|---|
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|---|---|
| -------- | -------------------------------------------------- |
Washington, D.C. 20549
OMB APPROVAL
| OMB Number: | 3235-0287 | ||||||
|---|---|---|---|---|---|---|---|
| Estimated average burden | |||||||
| hours per response: | 0.5 |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
| 1. Name and Address of Reporting Person* Silberman David |
ORMP ] | 2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director Officer (give title |
10% Owner Other (specify |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) 20 MAMILLA AVENUE |
(First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 01/03/2022 |
X | below) | below) Chief Financial Officer |
|||||||
| (Street) JERUSALEM, (City) |
L3 (State) |
9414904 (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) | 6. Individual or Joint/Group Filing (Check Applicable X Form filed by One Reporting Person Form filed by More than One Reporting Person |
||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 2. Transaction 1. Title of Security (Instr. 3) Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
|||||||
| Code V | (A) or Amount (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||||
| Common Stock | A | 19,000 | A | (1) | 69,000 | D | |||||||
| 01/03/2022 Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
(e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
|||||||||
| Stock Option (right to buy) |
\$13.89 | 01/03/2022 | A | 32,000 | (2) | 01/03/2032 Common | Stock | 32,000 | \$0 | 32,000 | D |
Explanation of Responses:
/s/ David Silberman 01/05/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Check this box if no longer subject to Section 16. Form 4 or Form 5
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response: 0.5
| obligations may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
hours per response: | 0.5 | |||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person* Hexter Joshua |
2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ ORMP ] |
(Check all applicable) Director |
5. Relationship of Reporting Person(s) to Issuer 10% Owner |
||||||||||||||||
| (Last) 9 ALFASI ST. |
(First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 01/03/2022 |
Officer (give title Other (specify X below) below) COO & CBO |
|||||||||||||||
| (Street) JERUSALEM (City) |
L3 (State) |
92302 (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Person |
Form filed by One Reporting Person Form filed by More than One Reporting |
||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||||||||||
| Code V Amount |
(A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||||||||||
| Common Stock | 01/03/2022 | A | 21,000 A |
(1) | 124,333 | D | |||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. 8) |
5. Number Transaction of Code (Instr. Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) or |
Amount | 8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||
| Code V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Number of Shares |
Explanation of Responses:
Stock Option (right to buy)
Represents Restricted Stock Units ("RSUs") that will vest in 4 installments as follows: 5,250 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026. The RSUs convert into the Issuer's Common Stock on a one-for-one basis.
The Stock Option will vest in 4 installments as follows: 9,000 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.
\$13.89 01/03/2022 A 36,000 (2) 01/03/2032 Common
** Signature of Reporting Person Date
Stock 36,000 \$0 36,000 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OMB APPROVAL
| OMB Number: | 3235-0287 | ||||||
|---|---|---|---|---|---|---|---|
| Estimated average burden | |||||||
| hours per response: | 0.5 |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* RAKIN KEVIN |
ORMP ] | 2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ |
X | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner Officer (give title |
|||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) 36 CHURCH LANE |
(First) | (Middle) | 01/03/2022 | below) 3. Date of Earliest Transaction (Month/Day/Year) |
Other (specify below) |
||||||||
| (Street) WESTPORT, (City) |
CT (State) |
06880 (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
|||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||
| 1. Title of Security (Instr. 3) Date |
2. Transaction (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||||
| Code V | (A) or Amount (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||||
| Common Stock 01/03/2022 |
A | 6,000 | A | (1) | 58,004 | D |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| Stock Option (right to buy) |
\$13.89 | 01/03/2022 | A | 10,000 | (2) | 01/03/2032 Common | Stock | 10,000 | \$0 | 10,000 | D |
Explanation of Responses:
Represents Restricted Stock Units ("RSUs") that will vest in 4 installments as follows: 1,500 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026. The RSUs convert into the Issuer's Common Stock on a one-for-one basis.
The Stock Option will vest in 4 installments as follows: 2,500 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Washington, D.C. 20549
OMB APPROVAL
| OMB Number: | 3235-0287 |
|---|---|
| Estimated average burden | |
| hours per response: | 0.5 |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| (Last) | 1. Name and Address of Reporting Person* Sank Leonard (First) (Middle) 3 BLAIR ROAD |
2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ ORMP ] 3. Date of Earliest Transaction (Month/Day/Year) 01/03/2022 |
X | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director Officer (give title below) |
10% Owner Other (specify below) |
|
|---|---|---|---|---|---|---|
| (Street) CAPE TOWN (City) |
T3 (State) |
8005 (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) X |
6. Individual or Joint/Group Filing (Check Applicable Form filed by One Reporting Person Form filed by More than One Reporting Person |
| 1. Title of Security (Instr. 3) | 2. Transaction 2A. Deemed Date Execution Date, (Month/Day/Year) if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||
|---|---|---|---|---|---|---|---|---|---|---|
| Code V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||
| Common Stock | 01/03/2022 | A | 6,000 | A | (1) | 6,000 | D | |||
| Common Stock | 138,889 | I | By trust(2) |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| Stock Option (right to buy) |
\$13.89 | 01/03/2022 | A | 10,000 | (3) | 01/03/2032 Common | Stock | 10,000 | \$0 | 10,000 | D |
Explanation of Responses:
Represents Restricted Stock Units ("RSUs") that will vest in 4 installments as follows: 1,500 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026. The RSUs convert into the Issuer's Common Stock on a one-for-one basis.
These shares consist of shares of common stock owned by a company wholly owned by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of these shares. 3. The Stock Option will vest in 4 installments as follows: 2,500 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.
| /s/ Leonard Sank | 01/05/2022 |
|---|---|
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|---|---|
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OMB APPROVAL
| OMB Number: | 3235-0287 | |
|---|---|---|
| Estimated average burden | ||
| hours per response: | 0.5 |
| Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 |
|---|
| 1. Name and Address of Reporting Person* Rabinowitz Michael |
2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||
|---|---|---|---|---|---|---|
| ORMP ] | Director 10% Owner Officer (give title Other (specify X below) below) |
|||||
| (Last) (First) (Middle) 1185 AVENUE OF THE AMERICAS, THIRD FLOOR |
3. Date of Earliest Transaction (Month/Day/Year) 01/03/2022 |
Chief Commercial Officer | ||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
|||||
| (Street) NEW YORK, |
NY | 10036 | X Form filed by One Reporting Person Form filed by More than One Reporting |
|||
| (City) | (State) | (Zip) | Person | |||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||
|---|---|---|---|---|---|---|---|---|---|
| Code V | Amount | (A) or (D) |
Price | Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||
| Common Stock | 01/03/2022 | A | 19,000 | A | (1) | 109,468 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| Stock Option (right to buy) |
\$13.89 | 01/03/2022 | A | 32,000 | (2) | 01/03/2032 Common | Stock | 32,000 | \$0 | 32,000 | D |
Explanation of Responses:
Represents Restricted Stock Units ("RSUs") that will vest in 4 installments as follows: 4,750 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026. The RSUs convert into the Issuer's Common Stock on a one-for-one basis.
The Stock Option will vest in 4 installments as follows: 8,000 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.
/s/ Michael Rabinowitz 01/05/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|---|---|
| -------- | -------------------------------------------------- |
Washington, D.C. 20549
| OMB Number: | 3235-0287 | |||||
|---|---|---|---|---|---|---|
| Estimated average burden | ||||||
| hours per response: | 0.5 |
| OMB APPROVAL | ||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
Check this box if no longer subject to | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 |
OMB Number: | Estimated average burden hours per response: |
3235-0287 0.5 |
|||||||||||||||
| or Section 30(h) of the Investment Company Act of 1940 | ||||||||||||||||||||
| 1. Name and Address of Reporting Person* Kidron Miriam |
2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ ORMP ] |
(Check all applicable) X Director |
5. Relationship of Reporting Person(s) to Issuer 10% Owner |
|||||||||||||||||
| (Last) | 2 ELZA STREET | (First) | (Middle) | 01/03/2022 | 3. Date of Earliest Transaction (Month/Day/Year) | X below) |
Officer (give title | below) Chief Scientific Officer |
Other (specify | |||||||||||
| (Street) JERUSALEM L3 93706 |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X |
Form filed by One Reporting Person | |||||||||||||||||
| (City) | (State) | (Zip) | Form filed by More than One Reporting Person |
|||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||
| 1. Title of Security (Instr. 3) Date |
2. Transaction 2A. Deemed Execution Date, (Month/Day/Year) if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
5) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
5. Amount of Securities Beneficially |
Owned Following | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||||||||||
| Code V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||||||||||
| Common Stock | 01/03/2022 | A | 42,000 A |
(1) | 183,666 | D | ||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction 3A. Deemed 4. 5. Number Date Execution Date, Transaction of (Month/Day/Year) if any Code (Instr. Derivative (Month/Day/Year) 8) Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
Expiration Date (Month/Day/Year) |
6. Date Exercisable and 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||||||
| Code V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||||||||
| Stock |
Explanation of Responses:
Option (right to buy)
Represents Restricted Stock Units ("RSUs") that will vest in 4 installments as follows: 10,500 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026. The RSUs convert into the Issuer's Common Stock on a one-for-one basis.
The Stock Option will vest in 4 installments as follows: 18,000 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.
\$13.89 01/03/2022 A 72,000 (2) 01/03/2032 Common
** Signature of Reporting Person Date
Stock 72,000 \$0 72,000 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
| SEC Form 4 |
|---|
| ------------ |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Washington, D.C. 20549
OMB APPROVAL
| OMB Number: | 3235-0287 | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Estimated average burden | |||||||||
| hours per response: | 0.5 |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||
|---|---|---|---|---|---|---|---|
| KIDRON NADAV | ORMP ] | X Director 10% Owner |
|||||
| (Last) (First) (Middle) |
Officer (give title Other (specify X below) below) |
||||||
| 1185 AVENUE OF THE AMERICAS, THIRD FLOOR |
3. Date of Earliest Transaction (Month/Day/Year) 01/03/2022 |
President and CEO | |||||
| (Street) NEW YORK, NY 10036 (City) (State) (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
|||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
||
|---|---|---|---|---|---|---|---|---|---|
| Code V | Amount | (A) or (D) |
Price | Transaction(s) (Instr. 3 and 4) |
|||||
| Common Stock | 01/03/2022 | A | 150,000 | A | (1) | 936,481 | D | ||
| Common Stock | 01/03/2022 | F | 48,752(2) | D | \$13.89 | 887,729 | D | ||
| Common Stock | 01/03/2022 | A | 63,000 | A | (3) | 950,729 | D |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Code (Instr. 8) |
Transaction | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
||||||||
| Stock Option (right to buy |
\$13.89 | 01/03/2022 | A | 107,000 | (4) | 01/03/2032 Common | Stock | 107,000 | \$0 | 107,000 | D |
Explanation of Responses:
Represents Common Stock granted by the Issuer that vested upon grant.
Payment of tax liability by withholding securities incident to the 150,000 shares of Common Stock granted on January 3, 2022.
Represents Restricted Stock Units ("RSUs") that will vest in 4 installments as follows: 15,750 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026. The RSUs convert into the Issuer's Common Stock on a one-for-one basis.
The Stock Option will vest in 4 installments as follows: 26,750 shall vest on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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