Major Shareholding Notification • Feb 12, 2022
Major Shareholding Notification
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(Amended Statement of Ownership)
Filed 02/11/22
| Address | ROUTE N SUITE 3-C 3499 9 , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
6798 - Real Estate Investment Trusts |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
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Washington, D.C. 20549
Under the Securities Exchange Act of 1934 (Amendment No. 1)*
(Name of Issuer)
Common Stock (Title of Class of Securities)
903002103 (CUSIP Number)
December 31, 2021 (Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☒ Rule 13d-1(b)
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Page 1 of 4
CUSIP No. 903002103
| 1 | Names of Reporting Persons | ||
|---|---|---|---|
| Russell Investments Group, Ltd. | |||
| IRS Identification No. of Above Persons (Entities Only) 98-1320542 | |||
| 2 | Check the appropriate box if a member of a Group (see instructions) | ||
| (a) ☐ | (b) ☐ | ||
| 3 | Sec Use Only | ||
| 4 | Citizenship or Place of Organization | ||
| Seattle, WA USA | |||
| 5 | Sole Voting Power | ||
| Number of | |||
| Shares | 477,622 | ||
| Beneficially | 6 | Shared Voting Power | |
| Owned by | |||
| Each | 7 | Sole Dispositive Power | |
| Reporting | |||
| Person | 8 | Shared Dispositive Power | |
| With: | |||
| 477,622 | |||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||
| 477,622 | |||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions) | ||
| ☐ | |||
| 11 | Percent of class represented by amount in row (9) | ||
| 0.97% | |||
| 12 | Type of Reporting Person (See Instructions) | ||
| HC |
Page 2 of 4
(a) Name of Issuer: UMH Properties, Inc.
(a) Name of Person Filing: Russell Investments Group, Ltd.
(a) Amount Beneficially Owned:
477,622
(b) Percent of Class:
0.97%
Page 3 of 4
| (c) | Number of shares as to which such person has: | ||||
|---|---|---|---|---|---|
| (i) | Sole power to vote or to direct the vote: 477,622 |
||||
| (ii) | Shared power to vote or to direct the vote: 0 |
||||
| (iii) | Sole power to dispose or to direct the disposition of: 0 |
||||
| (iv) | Shared power to dispose or to direct the disposition of: 477,622 |
||||
| Item 5. | Ownership of Five Percent or Less of a Class. | ||||
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. |
|||||
| Item 6. | Ownership of more than Five Percent on Behalf of Another Person. | ||||
| Certain indirect clients that are advised by Russell Investments Group have the right to receive and the ultimate power to direct the receipt of dividends from, or the proceeds of the sale of such securities. |
|||||
| Item 7. | Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person. |
||||
| Item 8. | Identification and classification of members of the group. | ||||
| Item 9. | Notice of Dissolution of Group |
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 8, 2022
By: /s/ Mark E. Swanson Name: Mark E. Swanson Title: Global Head of Fund Services
Page 4 of 4
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