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Major Shareholding Notification • Mar 27, 2022
7099_rns_2022-03-27_13ac44e3-ba51-438d-835f-115731fde533.pdf
Major Shareholding Notification
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UMH PROPERTIES, INC. Reported by HIRSCH MATTHEW I
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/23/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| RSCH MATTHEW | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | Director 10% Owner |
||||
| Officer (give title below) Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/23/2022 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (Zip) (City) (State) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| . 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: |
7. Nature Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or D) |
Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 3/23/2022 | A | 622 (1) | \$24.11 | 31362.89 (2) | D | ||||
| UMH Properties, Inc. | 3785.41 (3) | Held by Spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| l. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative Security |
3 Trans. Date |
Execution Date, if any |
(Instr. 8) | 3A. Deemed 4. Trans. Code 5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
16. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 19. Number of Securities Beneficially Owned Following |
Ownership of Indirect Form of Derivative Ownership Security: Direct (D) |
11. Nature Beneficial (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Reported Transaction(s) (I) (Instr. (Instr. 4) |
or Indirect |
Explanation of Responses:
(1) Stock Award for Directors.
- (2) Includes 264.09 shares acquired through dividend reinvestment on 3/15/22.
- (3) Includes 32.11 shares acquired through dividend reinvestment on 3/15/22.
Reporting Owners
| Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer Other | |||||||
| HIRSCH MATTHEW I | ||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | |||||||
| FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden | 3/25/2022 | |
|---|---|---|
| . | 11.1. |
-Signature of Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction of for procedure.
Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by LANDY MICHAEL P
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/23/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
http://www.edgar-online.com © Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||||
|---|---|---|---|---|---|---|---|
| (Check all applicable) | |||||||
| ANDY MICHAEL P | UMH PROPERTIES, INC. UMH | ||||||
| (Last) (Middle) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
|||||
| Officer (give title below) Other (specify below) |
|||||||
| 3499 ROUTE 9 N STE 3-C | 3/23/2022 | ||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||
| FREEHOLD, NJ 07728 (Zip) (City) (State) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership Indirect Form: |
7. Nature of Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. 4) |
||||||
| UMH Properties, Inc. | 3/23/2022 | A | 622 (1) | A | \$24.11 | 262792.406 | D | |||
| UMH Properties, Inc. | 19174.918 | Held by Spouse |
||||||||
| UMH Properties, Inc. | 54920.44 | I | Account is C/F Daughter Monica |
|||||||
| UMH Properties, Inc. | 15883.905 | T | Account is C/F Son Aaron |
|||||||
| UMH Properties, Inc. | 48000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise IPrice of Derivative Security |
3 Trans. Date |
Execution Date, if any |
(Instr. 8) | 3A. Deemed 4. Trans. Code 5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative Iderivative Security (Instr. 5) |
8. Price of 19. Number of Securities Beneficially Owned Following |
Ownership of Indirect Form of Derivative Ownership Security: Direct (D) |
11. Nature Beneficial (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Reported Transaction(s) (I) (Instr. (Instr. 4) |
or Indirect |
Explanation of Responses:
(1) Stock Award for Directors.
Reporting Owners
| Relationships | ||||||
|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer Other | |||||
| LANDY MICHAEL P | ||||||
| 3499 ROUTE 9 N STE 3-C | X | |||||
| FREEHOLD, NJ 07728 |
Signatures
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly.
头 If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by BUTEWICZ AMY LYNN
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/23/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
http://www.edgar-online.com © Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||
|---|---|---|---|---|
| (Check all applicable) | ||||
| TEWICZ AMY LYNN | UMH PROPERTIES, INC. UMH | |||
| (Last) (Middle) |
13. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
||
| (First) | Officer (give title below) Other (specify below) |
|||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/23/2022 | |||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||
| FREEHOLD, NJ 07728 (Zip) (City) (State) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code or Disposed of (D) (Instr. 8) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: Direct (D) Ownership |
7. Nature Beneficial |
||||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or D |
Price | or Indirect (Instr. 4) (1) (Instr. |
||||||
| UMH Properties, Inc. | 3/23/2022 | A | 622 (1) | \$24.11 | 3909.82 (2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative Security |
3 Trans. Date |
3A. Deemed 4. Trans. Code 5. Number of Execution Date, if any |
(Instr. 8) | 6. Date Exercisable Derivative Securities Jand Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 9. Number of Securities Beneficially Owned Following |
10 Ownership of Indirect Form of Security: Direct (D) |
11. Nature Beneficial Derivative Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | A | (D) | Date Exercisable Date |
Expiration | litle | Amount or Number of Shares |
Reported Transaction(s) (I) (Instr. (Instr. 4) |
or Indirect |
Explanation of Responses:
(1) Stock Award for Directors.
(2) Includes 27.89 shares acquired through dividend reinvestment on 3/15/22.
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||||
|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | ||||||
| IBUTERVICZ AMY LYNN | ||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | |||||
| FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden | 3/25/2022 | ||
|---|---|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by HIRSCH MATTHEW I
FORM 4/A
(Amended Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/23/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
6798 - Real Estate Investment Trusts |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| l . Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||
|---|---|---|---|---|---|
| (Check all applicable) | |||||
| HIRSCH MATTHEW | UMH PROPERTIES, INC. UMH | ||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
|||
| Officer (give title below) Other (specify below) |
|||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/23/2022 | ||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line | ||||
| FREEHOLD, NJ 07728 (Zip) (Citv) (State) |
3/25/2022 | X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
13. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: |
7. Nature Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or D) |
Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 3/23/2022 | A | 622 (1) | \$24.11 | 31984.89 (2)(4) | D | ||||
| UMH Properties, Inc. | 3785.41 (2) | Held by Spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative Security |
3 Trans. Date |
3A. Deemed 14. Trans. Code 15. Number of (Instr. 8) Execution Date, if any |
Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
18. Price of 19. Number of Securities Beneficially Owned Following |
Ownership of Indirect Form of Derivative Ownership Security: Direct (D) |
11. Nature Beneficial (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | (A) | (D) | Date Exercisable Date |
Expiration | Amount or Number of ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ |
Reported Transaction(s) (I) (Instr. (Instr. 4) |
or Indirect |
Explanation of Responses:
(1) Stock Award for Directors.
- (2) Includes 264.09 shares acquired through dividend reinvestment on 3/15/22.
- (3) Includes 32.11 shares acquired through dividend reinvestment on 3/15/22.
- (4) Correct balance following Directors stock award on 3/23/22.
Reporting Owners
| Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer Other | |||||||
| HIRSCH MATTHEW T | ||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | |||||||
| FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden | 3/25/2022 |
|---|---|
| -------------- | ----------- |
*Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly.
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by PRUITT ANGELA D.
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/23/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
http://www.edgar-online.com © Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||
|---|---|---|---|---|---|
| (Check all applicable) | |||||
| 'RUITT ANGELA D. | UMH PROPERTIES, INC. UMH | ||||
| (First) (Middle) (Last) |
3. Date of Earliest Transaction (MM/DD/YYYY) | Director 10% Owner |
|||
| Officer (give title below) Other (specify below) |
|||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/23/2022 | ||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) | |||
| FREEHOLD, NJ 07728 (City) (State) (Zip) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| l. Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
14. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Form: Direct (D) Ownership |
7. Nature Ownership of Indirect Beneficial |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or | Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 3/23/2022 | 622 (7) | \$24.11 | 1239.24 (2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate | 3 Trans. | 3A. Deemed 14. Trans. Code 5. Number of | 6. Date Exercisable | 17. Title and Amount of | 8. Price of 19. Number of 110 | 11. Nature | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities and Expiration Date | Securities Underlying | Derivative derivative | Ownership of Indirect | ||||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative Ownership | |||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | litle | Amount or Number of | Transaction(s) (I) (Instr. | ||||||||||
| Code | A | (D) | Exercisable Date | Shares | (Instr. 4) |
Explanation of Responses:
(1) Stock Award for Directors.
(2) Includes 5.24 shares acquired through dividend reinvestment on 3/15/22.
Reporting Owners
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | |||||||
| PRUITT ANGELA D. | |||||||
| 3499 ROUTE 9 NORTH | X | ||||||
| SUITE 3C | |||||||
| FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden | 3/25/2022 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).
Note: - File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of in this form are not required to respond unless the form displays a currently valid OMB control number
UMH PROPERTIES, INC. Reported by LANDY EUGENE W
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||||
|---|---|---|---|---|---|---|---|
| (Check all applicable) | |||||||
| LANDY EUGENE W | UMH PROPERTIES, INC. UMH | ||||||
| 3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
||||||
| (Middle) (Last) (First) |
X Officer (give title below) Other (specify below) |
||||||
| 3/15/2022 | Chairman of the Board | ||||||
| 3499 RT. 9 NORTH, SUITE 3-C (Street) |
4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Indirect Form: Direct (D) |
7. Nature of Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. 4) |
|||||
| UMH Properties, Inc. | 716419.099 (1) | D | ||||||||
| UMH Properties, Inc. | 122880 | I | Eugene W. and Gloria Landy Family Foundation |
|||||||
| UMH Properties, Inc. | 35582.9 | I | Juniper Plaza Associates |
|||||||
| UMH Properties, Inc. | 23670.01 | I | Windsor Industrial Park Associates |
|||||||
| UMH Properties, Inc. | 172607.725 | I | Landy Investments |
|||||||
| UMH Properties, Inc. | 99872.121 | I | Spouse | |||||||
| UMH Properties, Inc. | 33561.288 | I | Landy & Landy Employees' Pension Plan |
|||||||
| UMH Properties, Inc. | 42912.51 | I | Landy & Landy Employees Profit Sharing Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of 6. Date Exercisable Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of 19. Number of Derivative derivative Security Securities (Instr. 5) Beneficially Owned Following |
10 Ownership Form of Derivative Security: Direct (D) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | (A) | (D) | Date Exercisable Date |
Expiration Title | Amount or Number of Shares |
Reported Transaction(s) (Instr. 4) |
or Indirect (I) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$9.70 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
1000000 | 100000 | D | |||||||
| UMH Properties, Inc. |
\$13.90 | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
1000000 | 1000000 | D | |||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
1000000 | 100000 | D | |||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
1000000 | 100000 | D |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Direct (D) Reported Transaction(s) (Instr. 4) 4) |
or Indirect (I) (Instr. |
||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
100000 | 100000 | D | ||||||||
| UMH Properties, Inc. |
\$9.82 | 6/24/2016 6/24/2023 | UMH Properties, Inc. |
100000 | 100000 | D | |||||||||
| UMH Common Stock |
\$9.85 | 6/11/2015 6/11/2022 | UMH Common Stock |
100000 | 100000 | D |
Explanation of Responses:
(1) Includes 161.188 shares acquired on 3/15/22 under the UMH Dividend Reinvestment and Stock Purchase Plan.
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other | |||||||
| LANDY EUGENE W 3499 RT. 9 NORTH SUITE 3-C FREEHOLD, NJ 07728 |
X | Chairman of the Board |
Signatures
| Eugene W. Landy | 3/25/2022 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by CHEW ANNA T
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
| FORM 4 |
|---|
| ----------- |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
|---|---|---|
| (Check all applicable) | ||
| CHEW ANNA T | UMH PROPERTIES, INC. UMH | |
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
| X Officer (give title below) Other (specify below) |
||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/15/2022 | Chief Financial Officer |
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
13. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: |
7. Nature Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | (A) or (D) Price Amount |
or Indirect (Instr. 4) (I) (Instr. |
||||||||
| UMH Properties, Inc. | 689357.71 111 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3. 4 and 5) |
6. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 9. Number of Securities Beneficially Owned |
10 Form of Derivative Security: |
11. Nature Ownership of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
50000 | 500000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
40000 | 400000 | D | ||||||||
| UMH Properties, Inc. |
\$13.90 | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
10000 | 10000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 | 1/19/2027 | UMH Properties, Inc. |
10000 | 10000 | D |
Explanation of Responses:
(1) Includes 1,286.77 shares acquired through dividend reinvestment on 3/15/22, and 43,168 shares held in 401(k) as of 3/15/22.
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer | Other | |||||||
| CHEW ANNA T | ||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | Chief Financial Officer | ||||||
| FREEHOLD, NJ 07728 |
Signatures
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by MITCHELL WILLIAM EDWARD
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/23/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
http://www.edgar-online.com © Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| Mitchell William Edward | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
||||
| Officer (give title below) Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/23/2022 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (City) (State) (Zip) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
Execution Date, if any |
2. Trans. Date 2A. Deemed 3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: Direct (D) Ownership |
7. Nature Beneficial |
||||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or | Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 3/23/2022 | A | והן 252 | \$24.11 | 9943.76 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative |
3 Trans. Date |
3A. Deemed 14. Trans. Code 15. Number of Execution Date, if any |
(Instr. 8) | 6. Date Exercisable Derivative Securities Jand Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 9. Number of 10. Securities Beneficially Owned |
Form of Derivative Ownership Security: |
11. Nature Ownership of Indirect Beneficial (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Following | Direct (D) | ||||||||||||
| Code | (A) | (D) | Date Exercisable Date |
Expiration | litle | Amount or Number of Shares |
Reported Transaction(s) (I) (Instr. (Instr. 4) |
or Indirect |
Explanation of Responses:
(1) Stock Award for Directors.
Reporting Owners
| Relationships | ||||||
|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer Other | |||||
| Mitchell William Edward 3499 ROUTE 9 NORTH, SUITE 3C |
X | |||||
| FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden | 3/25/2022 |
|---|---|
-Signature of Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly.
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
Date
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by QUIGLEY KENNETH K JR
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/23/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
http://www.edgar-online.com © Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||
|---|---|---|---|---|
| OUIGLEY KENNETH K JR | UMH PROPERTIES, INC. UMH | |||
| (Last) (Middle) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner Officer (give title below) Other (specify below) |
||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/23/2022 | |||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYY) 6. Individual or Joint/Group Filing (Check Applicable Line) | |||
| FREEHOLD, NJ 07728 (Zip) (City) (State) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: Direct (D) Ownership |
7. Nature Beneficial |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or D |
Price | or Indirect (Instr. 4) (1) (Instr. |
||||||
| UMH Properties, Inc. | 3/23/2022 | A | 622 (1) | \$24.11 | 12821.68 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate | 3 Trans. | 3A. Deemed 14. Trans. Code 5. Number of | 6. Date Exercisable | 17. Title and Amount of | 8. Price of 19. Number of 110 | 11. Nature | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities and Expiration Date | Securities Underlying | Derivative derivative | Ownership of Indirect | ||||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative Ownership | |||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | litle | Amount or Number of | Transaction(s) (I) (Instr. | ||||||||||
| Code | A | (D) | Exercisable Date | Shares | (Instr. 4) |
Explanation of Responses:
(1) Stock Award for Directors.
Reporting Owners
| Relationships | |||||
|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% OwnerOfficerOther | ||||
| QUIGLEY KENNETH K JR 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
X |
Signatures
| Nelli Madden | 3/25/2022 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 78f(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by WOLGIN STEVEN B
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/23/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||
|---|---|---|---|---|---|
| (Check all applicable) | |||||
| WOLGIN STEVEN B | UMH PROPERTIES, INC. UMH | ||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | 10% Owner Director |
|||
| Officer (give title below) Other (specify below) |
|||||
| 3499 ROUTE 9 NORTH, SUITE 3-C | 3/23/2022 | ||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) | |||
| FREEHOLD, NJ 07728 (Zip) (City) (State) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security | 12. Trans. Date 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned | 7. Nature | ||||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership of Indirect | |||||
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||
| Direct (D) Ownership | ||||||||||
| or Indirect (Instr. 4) | ||||||||||
| (A) or | (I) (Instr. | |||||||||
| Code | Amount | Price | ||||||||
| UMH Properties, Inc. | 3/23/2022 | A | 622 (7) | \$24.11 | 15820.20 (2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate | 3 Trans. | 3A. Deemed 14. Trans. Code 5. Number of | 6. Date Exercisable | 17. Title and Amount of | 8. Price of 19. Number of 110 | 11. Nature | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities and Expiration Date | Securities Underlying | Derivative derivative | Ownership of Indirect | ||||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative Ownership | |||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | litle | Amount or Number of | Transaction(s) (I) (Instr. | ||||||||||
| Code | A | (D) | Exercisable Date | Shares | (Instr. 4) |
Explanation of Responses:
(1) Stock Award for Directors.
(2) Includes 179.28 shares acquired through dividend reinvestment on 3/15/22.
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||||
|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | ||||||
| WOLGIN STEVEN B | ||||||
| 3499 ROUTE 9 NORTH | X | |||||
| SUITE 3-C | ||||||
| FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden | 3/25/2022 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction of for procedure.
Persons who respond to the collection of internation in this form are not required to respond unless the form displays a currently valid OMB control number
UMH PROPERTIES, INC. Reported by LEVY STUART
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/23/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| Levy Stuart | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | 10% Owner Director |
||||
| Officer (give title below) Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/23/2022 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 | X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Form: | 7. Nature Ownership of Indirect Beneficial |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or | Price | Direct (D) Ownership or Indirect (Instr. 4) (1) (Instr. |
||||||
| UMH Properties, Inc. | 3/23/2022 | A | והן 252 | \$24.11 | 9383.82 (2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion lor Exercise Price of Derivative Security |
3 Trans. Date |
Execution Date, if any |
(Instr. 8) | 3A. Deemed 4. Trans. Code 5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
16. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
18. Price of 19. Number of Securities Beneficially Owned Following |
Ownership of Indirect Form of Derivative Ownership Security: Direct (D) |
11. Nature Beneficial (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Reported Transaction(s) (I) (Instr. (Instr. 4) |
or Indirect |
Explanation of Responses:
(1) Stock Award for Directors.
(2) Includes 74.33 shares acquired through dividend reinvestment on 3/15/22.
Reporting Owners
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | |||||||
| Levy Stuart 3499 ROUTE 9 NORTH |
|||||||
| SUITE 3C FREEHOLD, NJ 07728 |
X |
Signatures
| Nelli Madden | 3/25/2022 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction of for procedure.
Persons who respond to the collection of internation in this form are not required to respond unless the form displays a currently valid OMB control number
UMH PROPERTIES, INC. Reported by LEVY STUART
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/23/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| Levy Stuart | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | 10% Owner Director |
||||
| Officer (give title below) Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/23/2022 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 | X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Form: | 7. Nature Ownership of Indirect Beneficial |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or | Price | Direct (D) Ownership or Indirect (Instr. 4) (1) (Instr. |
||||||
| UMH Properties, Inc. | 3/23/2022 | A | והן 252 | \$24.11 | 9383.82 (2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion lor Exercise Price of Derivative Security |
3 Trans. Date |
Execution Date, if any |
(Instr. 8) | 3A. Deemed 4. Trans. Code 5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
16. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
18. Price of 19. Number of Securities Beneficially Owned Following |
Form of Security: Direct (D) |
11. Nature Ownership of Indirect Beneficial Derivative Ownership (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Reported Transaction(s) (I) (Instr. (Instr. 4) |
or Indirect |
Explanation of Responses:
(1) Stock Award for Directors.
(2) Includes 74.33 shares acquired through dividend reinvestment on 3/15/22.
Reporting Owners
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | |||||||
| Levy Stuart 3499 ROUTE 9 NORTH |
|||||||
| SUITE 3C FREEHOLD, NJ 07728 |
X |
Signatures
| Nelli Madden | 3/25/2022 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction of for procedure.
Persons who respond to the collection of internation in this form are not required to respond unless the form displays a currently valid OMB control number
UMH PROPERTIES, INC. Reported by CARUS JEFFREY A
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/23/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| JUNIPER BUSINESS PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
http://www.edgar-online.com © Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| Carus Jeffrey A | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
||||
| Officer (give title below) Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/23/2022 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (Zip) (City) (State) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership Form: |
7. Nature of Indirect Beneficial Direct (D) Ownership |
||
|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. 4) |
|||||
| UMH Properties, Inc. | 3/23/2022 | A | 622 (1) | A | \$24.11 | 13436.59 | D | ||
| UMH Properties, Inc. | 242.63 | I | Custodial account for Son, Daniel |
||||||
| UMH Properties, Inc. | 242.63 | I | Custodial account for Son, Ethan |
||||||
| UMH Properties, Inc. (Preferred D) | 500 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| as and the la properations of contractions of Children Children and internation of the interest of the local de la below the local de la contract the local de la contract the | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative Security |
3 Trans. Date |
Execution Date, if any |
(Instr. 8) | 3A. Deemed 14. Trans. Code 5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 19. Number of Securities Beneficially Owned Following |
Ownership of Indirect Form of Derivative Ownership Security: Direct (D) |
11. Nature Beneficial (Instr. 4) |
||||
| Code | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of I Shares |
Reported Transaction(s) (I) (Instr. (Instr. 4) |
or Indirect |
Explanation of Responses:
(1) Stock Award for Directors.
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | ||||||||
| Carus Jeffrey A 3499 ROUTE 9 NORTH, SUITE 3C FREEHOLD, NJ 07728 |
X |
Signatures
3/25/2022
**Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of in this form are not required to respond unless the form displays a currently valid OMB control
number.
UMH PROPERTIES, INC. Reported by TAFT BRETT
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
| F ORM 4 |
|
|---|---|
| --------------- | -- |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| Taft Brett | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | 10% Owner Director |
||||
| X Officer (give title below) Other (specify below) |
||||||
| 3/15/2022 | Chief Operating Officer | |||||
| 3499 ROUTE 9 NORTH, SUITE 3C | ||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security | 2. Trans. Date 2A. Deemed | 13. Trans. Code | 4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned | 7. Nature | ||||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership of Indirect | |||||
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||
| Direct (D) Ownership | ||||||||||
| or Indirect (Instr. 4) | ||||||||||
| (A) or | (1) (Instr. | |||||||||
| Code | Amount | (D) | Price | |||||||
| UMH Properties, Inc. | 47771.264 - 11 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 19. Number of Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | UMH Properties, Inc. |
40000 | 40000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
200000 | 200000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
200000 | 200000 | D | ||||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
200000 | 200000 | D | ||||||||
| UMH Properties, Inc. |
\$9.85 | 6/11/2015 | 6/11/2022 | UMH Properties, Inc. |
12000 | 12000 | D |
Explanation of Responses:
(1) Includes 218.05 shares acquired through dividend reinvestment on 3/15/22, and 4,988 shares held in 401(k) as of 3/15/22.
Reporting Owners
| Relationships | ||||||
|---|---|---|---|---|---|---|
| Reporting Owner Name / Address =============================================================================================================================================== | Other | |||||
| Taft Brett 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
Chief Operating Officer |
| Nelli Madden | 3/25/2022 | |||
|---|---|---|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by KOSTER CRAIG
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/25/22 for the Period Ending 03/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
| F ORM 4 |
|---|
| --------------- |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||
|---|---|---|---|---|---|
| (Check all applicable) | |||||
| Koster Craig | UMH PROPERTIES, INC. UMH | ||||
| (Last) (Middle) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | Director 10% Owner |
|||
| X Officer (give title below) Other (specify below) |
|||||
| General Counsel | |||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/15/2022 | ||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| i Title of Security | 2. Trans. Date 2A. Deemed | 13. Trans. Code | 4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned | 7. Nature | ||||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership of Indirect | |||||
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||
| Direct (D) Ownership | ||||||||||
| or Indirect (Instr. 4) | ||||||||||
| (A) or | (I) (Instr. | |||||||||
| Code | Amount | (D) | Price | |||||||
| UMH Properties, Inc. | 52841.48 121 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3. 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 9. Number of Securities Beneficially Owned |
10 Form of Derivative Security: |
11. Nature Ownership of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
30000 | 30000 | D | ||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | UMH Properties, Inc. |
200000 | 200000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
200000 | 200000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
200000 | 200000 | D | ||||||||
| UMH Properties, Inc. |
\$9.77 | 3/8/2022 | M | 2500 (1) | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
7000 | \$0 | 4500 | D |
Explanation of Responses:
(1) Includes 370.90 shares acquired through dividend reinvestment on 3/15/22, and 5,962 shares held in 401(k) as of 3/15/22.
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||||
|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other | |||||
| Koster Craig | ||||||
| 3499 ROUTE 9 NORTH | General Counsel | |||||
| SUITE 3C | ||||||
| FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden |
|---|
**Signature of Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.