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Director's Dealing • Mar 31, 2022
7099_rns_2022-03-31_b6cc982a-8cb4-4919-9d4f-6140921e1be8.pdf
Director's Dealing
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UMH PROPERTIES, INC. Reported by QUIGLEY KENNETH K JR
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/28/22 for the Period Ending 03/28/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
http://www.edgar-online.com © Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.
| - FORM 4 |
|
|---|---|
| ---------------- | -- |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||
|---|---|---|---|---|---|---|
| OUIGLEY KENNETH K JR | UMH PROPERTIES, INC. UMH | |||||
| (Last) (Middle) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner Officer (give title below) Other (specify below) |
||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/28/2022 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (Zip) (City) (State) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
(Instr. 3, 4 and 5) | 4. Securities Acquired (A) or Disposed of (D) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: |
7. Nature Beneficial Direct (D) Ownership |
||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or | Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 3/28/2022 | D | 1000 (1) | \$23.759 | 13821.68 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security |
Conversion | 3 Trans. Date |
3A. Deemed 4. Trans. Code 5. Number of Execution |
(Instr. 8) | 6. Date Exercisable Derivative Securities Jand Expiration Date |
7. Title and Amount of Securities Underlying |
Derivative derivative | 8. Price of 19. Number of 110 | 11. Nature Ownership of Indirect |
|||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | or Exercise Price of |
Date, if any | Acquired (A) or Disposed of (D) |
Derivative Security (Instr. 3 and 4) |
Security (Instr. 5) |
Securities Beneficially |
Form of Derivative Ownership |
Beneficial | ||||||
| Derivative Security |
(Instr. 3, 4 and 5) | Owned Following |
Security: Direct (D) |
(Instr. 4) | ||||||||||
| Code | A | (D) | Date Exercisable Date |
Expiration | litle | Amount or Number of Shares |
Reported Transaction(s) (I) (Instr. (Instr. 4) |
or Indirect |
Explanation of Responses:
(1) Purchase of shares.
Reporting Owners
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | |||||||
| QUIGLEY KENNETH K JR 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
X |
Signatures
| Nelli Madden | 3/28/2022 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 78f(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction of for procedure.
UMH PROPERTIES, INC. Reported by LANDY SAMUEL A
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/29/22 for the Period Ending 03/28/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
| F ORM 4 |
|---|
| --------------- |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| LANDY SAMUEL A | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
||||
| X Officer (give title below) Other (specify below) |
||||||
| 3/28/2022 | President and CEO | |||||
| 3499 ROUTE 9 NORTH, SUITE 3C (Street) |
4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
C Ownership Indirect Form: |
7. Nature of Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. 4) |
||||||
| UMH Properties, Inc. | 3/28/2022 | A | 43300 (1) | A | \$23.81 | 731217.504 | D | |||
| UMH Properties, Inc. | 10157 | Held by Spouse |
||||||||
| UMH Properties, Inc. | 44038.259 | I | Held with Spouse |
|||||||
| UMH Properties, Inc. | 16220.64 | Sam Landy Family Ltd. Partnership |
||||||||
| UMH Properties, Inc., | 48000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 19. Number of Securities Beneficially Owned |
10 Form of Derivative Security: |
11. Nature Ownership of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. ব |
||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 | 1/19/2027 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$9.82 | 6/24/2016 | 6/24/2023 | UMH Properties, Inc. |
50000 | 50000 | D |
Explanation of Responses:
(1) Restricted Stock Issuance: Vesting Schedule: 20% each year upon the first anniversary of Grant Date.
| Relationships | ||||||
|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer | Other | ||||
| LANDY SAMUELA | ||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | lPresident and CEO |
| FREEHOLD, NJ 07728 | ||
|---|---|---|
| Signatures | ||
| Nelli Madden | 3/29/2022 | |
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
UMH PROPERTIES, INC. Reported by CHEW ANNA T
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/29/22 for the Period Ending 03/28/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
| F ORM 4 |
|---|
| --------------- |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||
|---|---|---|---|---|
| (Check all applicable) | ||||
| CHEW ANNA T | UMH PROPERTIES, INC. UMH | |||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
||
| X Officer (give title below) Other (specify below) |
||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/28/2022 | Chief Financial Officer | ||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
Execution Date, if any |
2. Trans. Date 2A. Deemed 3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Form: Direct (D) Ownership |
7. Nature Ownership of Indirect Beneficial |
||||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or D) |
Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 3/28/2022 | A | 34700 (1) | \$23.81 | 724057.71 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
2 Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 9. Number of Securities Beneficially Owned |
10 Form of Derivative Security: |
11. Nature Ownership of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2022 | A | 39000 (2) | 3/28/2023 52) 3/28/2032 | UMH Properties, Inc. |
39000 | \$23.81 | 39000 | D | |||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/202 | 3/25/2030 | UMH Properties, Inc. |
40000 | 40000 | D | ||||||||
| UMH Properties, Inc. |
\$13.90 | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
10000 | 10000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 | 1/19/2027 | UMH Properties, Inc. |
10000 | 10000 | D |
Explanation of Responses:
(1) Restricted Stock Issuance: Vesting Schedule: 20% each year upon the first anniversary of Grant Date.
(2) This stock option will vest over the next five year on each anniversary date as follows: 7,800 shares vesting on 3,28/23; 7,800 shares vesting on 3/28/24; 7,800 shares vesting on 3/28/25; 7,800 shares vesting on 3/28/26; and 7,800 shares vesting on 3/28/27.
| Reporting Owner Name / Address | Relationships | |||||
|---|---|---|---|---|---|---|
| Director 10% Owner Officer | Other | |||||
| CHEW ANNA T 3499 ROUTE 9 NORTH, SUITE 3C |
X | Chief Financial Officer | ||||
| FREEHOLD, NJ 07728 |
| Signatures Nelli Madden |
3/29/2022 | |
|---|---|---|
| **Signature of Reporting Person | Date |
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
UMH PROPERTIES, INC. Reported by KOSTER CRAIG
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/29/22 for the Period Ending 03/28/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
| F ORM 4 |
|---|
| --------------- |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
|---|---|---|
| (Check all applicable) | ||
| Koster Craig | UMH PROPERTIES, INC. UMH | |
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | 10% Owner Director |
| X Officer (give title below) Other (specify below) |
||
| General Counsel | ||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/28/2022 | |
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| i .Title of Security | 2. Trans. Date 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned | 7. Nature | ||||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership of Indirect | |||||
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||
| Direct (D) Ownership | ||||||||||
| or Indirect (Instr. 4) | ||||||||||
| (A) or | (I) (Instr. | |||||||||
| Code | Amount | D) | Price | |||||||
| UMH Properties, Inc. | 52841.48 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
2 Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed 4. Trans. Execution Date, if any |
Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 19. Number of Securities Beneficially Owned |
10. Form of Derivative Security: |
11. Nature Ownership of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) 4) |
Direct (D) or Indirect (I) (Instr. |
|||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2022 | A | 39000 (1) | 3/28/2023 12/ 3/28/2032 | UMH Properties, Inc. |
39000 | \$23.81 | 39000 | D | |||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/202 | 3/25/2030 | UMH Properties, Inc. |
30000 | 300000 | D | ||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | UMH Properties, Inc. |
200000 | 200000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
200000 | 200000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
200000 | 200000 | D | ||||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
4500 | 4500 | D |
Explanation of Responses:
(1) This stock option will vest over the next five year on each anniversary date as follows: 7,800 shares vesting on 3/28/23; 7,800 shares vesting on 3/28/24; 7,800 shares vesting on 3/28/25; 7,800 shares vesting on 3/28/26; and 7,800 shares vesting on 3/28/27.
| Relationships | |||||||
|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director10% OwnerOfficer | Other | |||||
| Koster Craig 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
General Counsel |
| Signatures | ||
|---|---|---|
| Nelli Madden | 3/29/2022 | |
| **Signature of Reporting Person | Date |
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
UMH PROPERTIES, INC. Reported by TAFT BRETT
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/29/22 for the Period Ending 03/28/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||
|---|---|---|---|---|---|
| (Check all applicable) | |||||
| Taft Brett | UMH PROPERTIES, INC. UMH | ||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | 10% Owner Director |
|||
| X Officer (give title below) Other (specify below) |
|||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/28/2022 | Chief Operating Officer | |||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security | 2. Trans. Date 2A. Deemed | 13. Trans. Code | 4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned | 7. Nature | |||||
|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership of Indirect | ||||
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | |||||
| Direct (D) Ownership | |||||||||
| or Indirect (Instr. 4) | |||||||||
| (A) or | (I) (Instr. | ||||||||
| Code | Amount | D) | Price | ||||||
| UMH Properties, Inc. | 47771.264 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate 2. 3 Trans. Security Date Conversion (Instr. 3) or Exercise Price of Derivative |
3A. Deemed 4. Trans. Execution Date, if any |
Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Security (Instr. 5) |
8. Price of 9. Number of Derivative derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2022 | A | 39000 (1) | 3/28/2023 12 | 3/28/2032 | UMH Properties, Inc. |
39000 | \$23.81 | 39000 | D | ||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | UMH Properties, Inc. |
40000 | 40000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
20000 | 200000 | D | ||||||||
| UMH Properties, nc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
20000 | 200000 | D | ||||||||
| UMH Properties, nc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
20000 | 200000 | D | ||||||||
| UMH Properties, Inc. |
\$9.85 | 6/11/2015 | 6/11/2022 | UMH Properties, Inc. |
12000 | 12000 | D |
Explanation of Responses:
(1) This stock option will vest over the next five year on each anniversary date as follows: 7,800 shares vesting on 3/28/23; 7,800 shares vesting on 3/28/24; 7,800 shares vesting on 3/28/25; 7,800 shares vesting on 3/28/26; and 7,800 shares vesting on 3/28/27.
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer | Other | ||||||
| Taft Brett 3499 ROUTE 9 NORTH SUITE 3C |
Chief Operating Officer |
| FREEHOLD, NJ 07728 | ||
|---|---|---|
| Signatures | ||
| Nelli Madden | 3/29/2022 | |
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
UMH PROPERTIES, INC. Reported by CHEW ANNA T
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/30/22 for the Period Ending 03/30/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| CHEW ANNA T | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
||||
| X Officer (give title below) Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/30/2022 | Chief Financial Officer | ||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
13. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: |
7. Nature Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or D |
Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 3/30/2022 | M | 10000 177 | \$9.70 | 734057.71 | D | ||||
| UMH Properties, Inc. | 3/30/2022 | M | 10000 (2) | \$13.09 | 744057.71 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 2 1. Title of Derivate Security Conversion (Instr. 3) or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4 Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 9. Number of Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) 4) |
Direct (D) or Indirect (I) (Instr. |
|||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 | 3/28/2032 | UMH Properties, Inc. |
39000 | 39000 | D | ||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 3/30/2022 | M | 10000 (1) | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
40000 | \$9.7 | 30000 | D | ||||
| UMH Properties, Inc. |
\$13.90 | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 3/30/2022 | M | 10000 (2) | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
10000 | \$13.09 | 0 | D | ||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 | 1/19/2027 | UMH Properties, Inc. |
10000 | 10000 | D |
Explanation of Responses:
(1) Stock Option Exercise.
(2) Stock Option Exercise.
| Relationships | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer | . )ther | |||||||
| CHEW ANNA T | |||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | Chief Financial Officer | |||||||
| FREEHOLD, NJ 07728 |
| Signatures |
|---|
| ------------ |
| Nelli Madden | 3/30/2022 |
|---|---|
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.