Director's Dealing • May 4, 2022
Director's Dealing
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| SEC Form 4 | |
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Washington, D.C. 20549
OMB APPROVAL
| OMB Number: | 3235-0287 | |||||||
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| Estimated average burden | ||||||||
| hours per response: | 0.5 |
| Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
Check this box if no longer subject to | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 Estimated average burden hours per response: 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| 1. Name and Address of Reporting Person* Rozov Yadin (Last) (First) (Middle) 1185 AVENUE OF THE AMERICAS, THIRD FLOOR |
2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ ORMP ] |
(Check all applicable) X Director |
Officer (give title | 5. Relationship of Reporting Person(s) to Issuer 10% Owner |
Other (specify | |||||||||||||
| 3. Date of Earliest Transaction (Month/Day/Year) 05/02/2022 |
below) | below) | ||||||||||||||||
| (Street) NEW YORK |
NY 10036 |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| (City) | (State) | (Zip) | ||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date |
(Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) |
3. 8) |
Transaction Code (Instr. 5) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code V | Amount | (A) or (D) |
Price | Transaction(s) (Instr. 3 and 4) |
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| Common Stock | 05/02/2022 | Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
A | 4,500 | A | (1) | 4,500 | D | ||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. 5. Number Transaction of Code (Instr. Derivative 8) Securities Acquired (A) or Disposed |
6. Date Exercisable and 7. Title and Expiration Date Amount of (Month/Day/Year) Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Security | (A) or Disposed of (D) (Instr. 3, 4 and 5) |
(Instr. 3 and 4) | Following Reported Transaction(s) (Instr. 4) |
(I) (Instr. 4) | ||||||||||||
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| Code V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
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| Stock Option (right to buy) |
\$5.14 | 05/02/2022 | A | 7,500 | (2) | 05/02/2032 Common | Stock | 7,500 | \$0 | 7,500 | D |
Explanation of Responses:
Represents Restricted Stock Units ("RSUs") that will vest in 4 installments as follows: 1,125 shall vest on each of May 2, 2023, May 2, 2024, May 2, 2025 and May 2, 2026. The RSUs convert into the Issuer's Common Stock on a one-for-one basis.
The Stock Option will vest in 4 installments as follows: 1,875 shall vest on each of May 2, 2023, May 2, 2024, May 2, 2025 and May 2, 2026.
/s/ Yadin Rozov 05/03/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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