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Major Shareholding Notification • Jun 19, 2022
7099_rns_2022-06-19_761eb58e-92dd-4d42-99f3-d5a473dd6c28.pdf
Major Shareholding Notification
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UMH PROPERTIES, INC. Reported by MITCHELL WILLIAM EDWARD
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/16/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
http://www.edgar-online.com © Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.
| FORM 4 |
|---|
| ----------- |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||||
|---|---|---|---|---|---|---|---|
| (Check all applicable) | |||||||
| Mitchell William Edward | UMH PROPERTIES, INC. UMH | ||||||
| (Last) (Middle) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | Director 10% Owner |
|||||
| Officer (give title below) Other (specify below) |
|||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 6/15/2022 | ||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| l Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: |
7. Nature Beneficial |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Direct (D) Ownership | ||||||||||
| or Indirect (Instr. 4) | ||||||||||
| (A) or | (I) (Instr. | |||||||||
| Code | Amount | D) | Price | |||||||
| UMH Properties, Inc. | 6/15/2022 | D | 59.7 (11) | \$16.75 | 10221.13 (2) | D | ||||
| UMH Properties, Inc. | 6/15/2022 | A | 437 (3) | \$17.17 | 10658.13 | D | ||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate | 3. Trans. | 3A. Deemed 4. Trans. Code 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of 19. Number of | 11. Nature | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities | and Expiration Date | Securities Underlying | Derivative derivative | Ownership of Indirect | ||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | |||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative Ownership | ||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | |||||||||
| Security | Following | Direct (D) | |||||||||||
| Reported | or Indirect | ||||||||||||
| Date | Expiration Title | Amount or Number of | Transaction(s) (I) (Instr. | ||||||||||
| Code | (A) | (D) | Exercisable Date | Shares | (Instr. 4) |
Explanation of Responses:
(1) Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 6/15/2022.
(2) Includes 119.9 shares acquired through dividend reinvestment on 6/15/2022.
(3) Stock Award for Directors.
Reporting Owners
| Relationships | |||||||
|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer Other | ||||||
| Mitchell William Edward | |||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | ||||||
| FREEHOLD, NJ 07728 |
Signatures
Nelli Madden
**Signature of Reporting Person
6/16/2022 Date
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by CHEW ANNA T
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/16/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| JUNIPER BUSINESS PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
http://www.edgar-online.com © Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.
| F ORM 4 |
|---|
| --------------- |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| CHEW ANNA T | UMH PROPERTIES, INC. UMH | |||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
||||
| X Officer (give title below) Other (specify below) |
||||||
| Chief Financial Officer | ||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 6/15/2022 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security | 2. Trans. Date 2A. Deemed | 13. Trans. Code | 4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned | 7. Nature | ||||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership of Indirect | |||||
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||
| Direct (D) Ownership | ||||||||||
| or Indirect (Instr. 4) | ||||||||||
| (A) or | (I) (Instr. | |||||||||
| Code | Amount | D) | Price | |||||||
| UMH Properties, Inc. | 6/15/2022 | 437 (1) | \$17.17 | 747748.73 (2). | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable Derivative Securities and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Security (Instr. 5) |
8. Price of 19. Number of Derivative derivative Securities Beneficially Owned |
10. Form of Derivative Security: |
11. Nature Ownership of Indirect Beneficial Ownership (Instr. 4) |
||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Direct (D) Reported or Indirect Transaction(s) (I) (Instr. (Instr. 4) 4) |
||||||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 | 3/28/2032 | UMH Properties, Inc. |
39000 | 39000 | D | ||||||||||
| UMH Properties, nc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
30000 | 30000 | D | ||||||||||
| UMH Properties, Inc. |
\$13.90 | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 | 1/19/2027 | UMH Properties, Inc. |
10000 | 10000 | D |
Explanation of Responses:
(1) Stock Award for Directors.
(2) Includes 1,857.02 shares acquired through dividend reinvestment on 6/15/2022, and 44,565 shares held in 401(k) as of 6/15/2022.
Reporting Owners
| Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer | |||||||
| CHEW ANNA T 3499 ROUTE 9 NORTH, SUITE 3C |
X | Chief Financial Officer | ||||||
| FREEHOLD, NJ 07728 |
Signatures
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by CONWAY KIERNAN
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/16/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
http://www.edgar-online.com © Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||
|---|---|---|---|---|---|
| Conway Kiernan | UMH PROPERTIES, INC. UMH | ||||
| (Last) (Middle) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | 10% Owner X Director Officer (give title below) Other (specify below) |
|||
| JUNIPER BUSINESS PLAZA, 3499 ROUTE 9 NORTH, SUITE 3C |
6/15/2022 | ||||
| (Street) | (4. If Amendment, Date Original Filed (MM/DD/YYY) (6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (City) (State) (Zip) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: |
7. Nature Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or | Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 6/15/2022 | A | 437 (1) | \$17.17 | 437 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate | 3 Trans. | 3A. Deemed 14. Trans. Code 15. Number of | 6. Date Exercisable | 7. Title and Amount of | 18. Price of 19. Number of 10. | 11. Nature | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities Jand Expiration Date | Securities Underlying | Derivative derivative | Ownership of Indirect | |||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | |||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative Ownership | ||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | |||||||||
| Security | Following | Direct (D) | |||||||||||
| Reported | or Indirect | ||||||||||||
| Date | l Expiration Title Shares Amount or Number of |
Transaction(s) (I) (Instr. | |||||||||||
| Code | (A) | (D) | Exercisable Date | (Instr. 4) |
Explanation of Responses:
(1) Stock Award for Directors.
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | ||||||||
| Conway Kiernan JUNIPER BUSINESS PLAZA 3499 ROUTE 9 NORTH, SUITE 3C FREEHOLD, NJ 07728 |
X |
Signatures
| Nelli Madden | 6/16/2022 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 78f(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by LEVY STUART
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/16/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| JUNIPER BUSINESS PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
http://www.edgar-online.com © Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||
|---|---|---|---|---|---|
| (Check all applicable) | |||||
| Levy Stuart | UMH PROPERTIES, INC. UMH | ||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | Director 10% Owner |
|||
| Officer (give title below) Other (specify below) |
|||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 6/15/2022 | ||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||
| FREEHOLD, NJ 07728 (Zip) (City) (State) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Form: Direct (D) Ownership |
7. Nature Ownership of Indirect Beneficial |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or | Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 6/15/2022 | 437 (1) | \$17.17 ' | 9932.87 (2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate | 3 Trans. | 3A. Deemed 4. Trans. Code 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of 19. Number of | 11. Nature | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities and Expiration Date | Securities Underlying | Derivative derivative | Ownership of Indirect | ||||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative Ownership | |||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | litle | Amount or Number of | Transaction(s) (I) (Instr. | ||||||||||
| Code | A | (D) | Exercisable Date | Shares | (Instr. 4) |
Explanation of Responses:
(1) Stock Award for Directors.
(2) Includes 112.05 shares acquired through dividend reinvestment on 6/15/2022.
Reporting Owners
| Relationships | ||||||
|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer Other | |||||
| Levy Stuart 3499 ROUTE 9 NORTH |
||||||
| SUITE 3C FREEHOLD, NJ 07728 |
X |
Signatures
| Nelli Madden | 6/16/2022 | |||
|---|---|---|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction of for procedure.
Persons who respond to the collection of internation in this form are not required to respond unless the form displays a currently valid OMB control number
UMH PROPERTIES, INC. Reported by KOSTER CRAIG
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/17/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| JUNIPER BUSINESS PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
© Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||
|---|---|---|---|---|
| (Check all applicable) | ||||
| Koster Craig | UMH PROPERTIES, INC. UMH | |||
| (First) (Last) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | Director 10% Owner |
||
| X Officer (give title below) Other (specify below) |
||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 6/15/2022 | General Counsel | ||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
13. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Form: | 7. Nature Ownership of Indirect Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 54087.87 121 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable Derivative Securities and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 9. Number of Securities Beneficially Owned |
10 Form of Derivative Security: |
11. Nature Ownership of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 | 3/28/2032 | UMH Properties, Inc. |
39000 | 39000 | D | ||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
30000 | 300000 | D | ||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | UMH Properties, Inc. |
200000 | 200000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
200000 | 200000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
200000 | 200000 | D | ||||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
4500 | 4500 | D |
Explanation of Responses:
(1) Includes 555.39 shares acquired through dividend reinvestment on 6/15/2022, and 6,653 shares held in 401(k) as of 6/15/2022.
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||||
|---|---|---|---|---|---|---|
| Director 10% Owner Officer | Other | |||||
| Koster Craig 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
General Counsel |
| Nelli Madden | 6/17/2022 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by CARUS JEFFREY A
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/17/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
6798 - Real Estate Investment Trusts |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
| F ORM 4 |
|---|
| --------------- |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
|---|---|---|
| (Check all applicable) | ||
| Carus Jeffrey A | UMH PROPERTIES, INC. UMH | |
| (First) (Middle) (Last) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
| Officer (give title below) Other (specify below) |
||
| 3499 ROUTE 9 NORTH, SUITE 3C | 6/15/2022 | |
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: |
7. Nature Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. 4) |
||||||
| UMH Properties, Inc. | 6/15/2022 | A | 437 (1) | A | \$17.17 | 14025.8 (2) | D | |||
| UMH Properties, Inc. | 245.51 (3) | I | Custodial account for Son, Daniel |
|||||||
| UMH Properties, Inc. | 245.51 (4) | I | Custodial account for Son, Ethan |
|||||||
| UMH Properties, Inc. (Preferred D) | 500 | D | ||||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| Production of the programment of interest of the first formed of the reserved and entreprend of the received to the received to | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative Security |
3 Trans. Date |
Execution Date, if any |
3A. Deemed 14. Trans. Code 15. Number of (Instr. 8) |
Derivative Securities Jand Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
16. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative Iderivative Security (Instr. 5) |
8. Price of 19. Number of 110. Securities Beneficially l Owned Following |
Ownership of Indirect Form of Derivative Ownership Security: Direct (D) |
11. Nature Beneficial (Instr. 4) |
||||
| Code | (A) | (D) | Date Exercisable Date |
Expiration Title | Amount or Number of Shares |
Reported Transaction(s) (I) (Instr. (Instr. 4) |
or Indirect |
Explanation of Responses:
- (1) Stock Award for Directors.
- (2) Includes 152.21 shares acquired through dividend reinvestment on 6/15/2022.
- (3) Includes 2.88 shares acquired through dividend reinvestment on 6/15/2022.
- (4) Includes 2.88 shares acquired through dividend reinvestment on 6/15/2022.
Reporting Owners
| Relationships | |||||||
|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer Other | ||||||
| Carus Jeffrey A 3499 ROUTE 9 NORTH, SUITE 3C FREEHOLD, NJ 07728 |
X |
Signatures
| Nelli Madden | 6/17/2022 |
|---|---|
| -Signature of Renorting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
*
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by QUIGLEY KENNETH K JR
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/17/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
| - FORM 4 |
|
|---|---|
| ---------------- | -- |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||
|---|---|---|---|---|---|
| QUIGLEY KENNETH K JR | UMH PROPERTIES, INC. UMH | ||||
| (Last) (Middle) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner Officer (give title below) Other (specify below) |
|||
| 3499 ROUTE 9 NORTH, SUITE 3C | 6/15/2022 | ||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYY) 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (Zip) (City) (State) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Form: Direct (D) Ownership |
7. Nature Ownership of Indirect Beneficial |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or | Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 6/15/2022 | 437 (1) | \$17.17 ' | 20845.32 12 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate | 3 Trans. | 3A. Deemed 14. Trans. Code 5. Number of | 6. Date Exercisable | 17. Title and Amount of | 8. Price of 19. Number of 110 | 11. Nature | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities and Expiration Date | Securities Underlying | Derivative derivative | Ownership of Indirect | ||||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative Ownership | |||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | litle | Amount or Number of | Transaction(s) (I) (Instr. | ||||||||||
| Code | A | (D) | Exercisable Date | Shares | (Instr. 4) |
Explanation of Responses:
(1) Stock Award for Directors.
(2) Includes 542.93 shares acquired through dividend reinvestment on 6/15/2022.
Reporting Owners
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | |||||||
| QUIGLEY KENNETH K JR 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
X |
Signatures
| Nelli Madden | 6/17/2022 | ||||
|---|---|---|---|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction of for procedure.
Persons who respond to the collection of internation in this form are not required to respond unless the form displays a currently valid OMB control number
UMH PROPERTIES, INC. Reported by BUTEWICZ AMY LYNN
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/17/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
6798 - Real Estate Investment Trusts |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
| - FORM 4 |
|
|---|---|
| ---------------- | -- |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| TEWICZAMY LYNN | UMH PROPERTIES, INC. UMH | (Check all applicable) | ||||
| (Last) (Middle) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner Officer (give title below) Other (specify below) |
||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 6/15/2022 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (City) (Zip) (State) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: Direct (D) Ownership |
7. Nature Beneficial |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or | Price | or Indirect (Instr. 4) (1) (Instr. |
||||||
| UMH Properties, Inc. | 6/15/2022 | A | 437 (1) | \$17.17 | 4393.5 (2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate | 3 Trans. | 3A. Deemed 4. Trans. Code 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of 19. Number of | 11. Nature | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities and Expiration Date | Securities Underlying | Derivative derivative | Ownership of Indirect | ||||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative Ownership | |||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | litle | Amount or Number of | Transaction(s) (I) (Instr. | ||||||||||
| Code | A | (D) | Exercisable Date | Shares | (Instr. 4) |
Explanation of Responses:
(1) Stock Award for Directors.
(2) Includes 46.68 shares acquired through dividend reinvestment on 6/15/22.
Reporting Owners
| Reporting Owner Name / Address | Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | |||||||||
| IBUTERVICZ AMY LYNN | |||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | ||||||||
| FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden | 6/17/2022 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by PRUITT ANGELA D.
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/17/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
6798 - Real Estate Investment Trusts |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| 'RUITT ANGELA D. | UMH PROPERTIES, INC. UMH | |||||
| (First) (Middle) (Last) |
3. Date of Earliest Transaction (MM/DD/YYYY) | Director 10% Owner |
||||
| Officer (give title below) Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 6/15/2022 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security | 2. Trans. Date 2A. Deemed | 13. Trans. Code | 4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned | 7. Nature | ||||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership of Indirect | |||||
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||
| Direct (D) Ownership | ||||||||||
| or Indirect (Instr. 4) | ||||||||||
| (A) or | (I) (Instr. | |||||||||
| Code | Amount | Price | ||||||||
| UMH Properties, Inc. | 6/15/2022 | A | 437 (1) | \$17.17 ' | 1691.04 (2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate | 3 Trans. | 3A. Deemed 14. Trans. Code 5. Number of | 6. Date Exercisable | 17. Title and Amount of | 8. Price of 19. Number of 110 | 11. Nature | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities and Expiration Date | Securities Underlying | Derivative derivative | Ownership of Indirect | ||||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative Ownership | |||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | litle | Amount or Number of | Transaction(s) (I) (Instr. | ||||||||||
| Code | A | (D) | Exercisable Date | Shares | (Instr. 4) |
Explanation of Responses:
(1) Stock Award for Directors.
(2) Includes 14.8 shares acquired through dividend reinvestment on 6/15/22.
Reporting Owners
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | |||||||
| PRUITT ANGELA D. | |||||||
| 3499 ROUTE 9 NORTH | X | ||||||
| SUITE 3C | |||||||
| FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden | 6/17/2022 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction of for procedure.
Persons who respond to the collection of internation in this form are not required to respond unless the form displays a currently valid OMB control number
UMH PROPERTIES, INC. Reported by CHEW ANNA T
FORM 4/A
(Amended Statement of Changes in Beneficial Ownership)
Filed 06/17/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
6798 - Real Estate Investment Trusts |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
http://www.edgar-online.com © Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.
| F ORM 4 |
|---|
| --------------- |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| CHEW ANNA T | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
||||
| X Officer (give title below) Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 6/15/2022 | Chief Financial Officer | ||||
| (Street) | ||||||
| 4. If Amendment, Date Original Filed (MM/DD/YYYY) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| I Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution | 3. Trans. Code (Instr. 8) |
or Disposed of (D) | 4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) |
7. Nature Ownership of Indirect |
||||
|---|---|---|---|---|---|---|---|---|---|---|
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: Direct (D) Ownership |
Beneficial | ||||||
| Code | Amount | (A) or D) |
Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 6/15/2022 | 0 (1) | \$17.17 1 | 747311.73 11) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 9. Number of Securities Beneficially Owned |
10. Form of Derivative Security: |
11. Nature Ownership of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
||||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 | 3/28/2032 | UMH Properties, Inc. |
39000 | 39000 | D | ||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/203 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
30000 | 30000 | D | ||||||||
| UMH Properties, Inc. |
\$13.90 | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
50000 | 500000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 | 1/19/2027 | UMH Properties, Inc. |
10000 | 10000 | D |
Explanation of Responses:
(1) This amended filing is to correct the 6/15/2022 stock award transaction recorded in error and to reflect the correct current balance.
Reporting Owners
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer | Other | ||||||
| CHEW ANNA T | |||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | Chief Financial Officer | |||||
| FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden | 6/17/2022 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by HIRSCH MATTHEW I
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/17/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||
|---|---|---|---|---|
| (Check all applicable) | ||||
| HIRSCH MATTHEW | UMH PROPERTIES, INC. UMH | |||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
||
| Officer (give title below) Other (specify below) |
||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 6/15/2022 | |||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||
| FREEHOLD, NJ 07728 (Zip) (City) (State) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: |
7. Nature Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or D) |
Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 6/15/2022 | A | 437 (1) | \$17.17 | 32421.89 | D | ||||
| UMH Properties, Inc. | 3785.41 | Held by Spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate | 3 Trans. | 3A. Deemed 4. Trans. Code 5. Number of | 16. Date Exercisable | 7. Title and Amount of | 8. Price of 19. Number of | 11. Nature | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities Jand Expiration Date | Securities Underlying | Derivative derivative | Ownership of Indirect | ||||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| IPrice of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative Ownership | |||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | Amount or Number of | Transaction(s) (I) (Instr. | |||||||||||
| Code | (A) | (D) | Exercisable Date | Title | Shares | (Instr. 4) | ||||||||
Explanation of Responses:
(1) Stock Award for Directors.
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||||
|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | ||||||
| HIRSCH MATTHEW T | ||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | |||||
| FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden | 6/17/2022 |
|---|---|
| ** Cignature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 78f(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction of for procedure.
Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by LANDY MICHAEL P
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/17/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||
|---|---|---|---|---|---|
| (Check all applicable) | |||||
| ANDY MICHAEL P | UMH PROPERTIES, INC. UMH | ||||
| (Last) (Middle) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
|||
| Officer (give title below) Other (specify below) |
|||||
| 3499 ROUTE 9 N STE 3-C | 6/15/2022 | ||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||
| FREEHOLD, NJ 07728 (Zip) (City) (State) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6 Ownership Indirect Form: |
7. Nature of Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. 4) |
||||||
| UMH Properties, Inc. | 6/15/2022 | A | 437 (1). , | A | \$17.17 | 263229.406 | D | |||
| UMH Properties, Inc. | 19174.918 | Held by Spouse |
||||||||
| UMH Properties, Inc. | 54920.44 | I | Account is C/F Daughter Monica |
|||||||
| UMH Properties, Inc. | 15883.905 | T | Account is C/F Son Aaron |
|||||||
| UMH Properties, Inc. | 48000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate | 3 Trans. | 3A. Deemed 4. Trans. Code 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of 19. Number of | 11. Nature | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities and Expiration Date | Securities Underlying | Derivative derivative | Ownership of Indirect | ||||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| IPrice of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative Ownership | |||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | Title | Amount or Number of | Transaction(s) (1) (Instr. | ||||||||||
| Code | (A) | (D) | Exercisable Date | Shares | (Instr. 4) | |||||||||
Explanation of Responses:
(1) Stock Award for Directors.
Reporting Owners
| Relationships | |||||||
|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer Other | ||||||
| LANDY MICHAEL P | |||||||
| 3499 ROUTE 9 N STE 3-C | X | ||||||
| FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden | 6/17/2022 |
|---|---|
| -------------- | ----------- |
** Signature of Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly.
头 If the form is filed by more than one reporting person, see Instruction 4(b)(v).
Date
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.