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Umh

Major Shareholding Notification Jun 14, 2022

7099_rns_2022-06-14_5415ccf7-02ac-47f4-b5a5-688453b87cf6.pdf

Major Shareholding Notification

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UMH PROPERTIES, INC. Reported by TAFT BRETT

FORM 4

(Statement of Changes in Beneficial Ownership)

Filed 06/13/22 for the Period Ending 06/09/22

Address ROUTE
SUITE
3-C
3499
9
N
,
BUSINESS
JUNIPER
PLAZA
FREEHOLD
NJ
07728
,
,
Telephone 7325779997
CIK 0000752642
Symbol UMH
SIC
Code
- Real
Estate
Investment
Trusts
6798
Industry Residential
REITs
Sector Financials
Fiscal
Year
12/31

http://www.edgar-online.com © Copyright 2022, EDGAR Online, a division of Donnelley Financial Solutions. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, a division of Donnelley Financial Solutions, Terms of Use.

F
ORM
4
---------------

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person - 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Taft Brett UMH PROPERTIES, INC. UMH
(Middle)
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY) 10% Owner
Director
X Officer (give title below)
Other (specify below)
3499 ROUTE 9 NORTH, SUITE 3C 6/9/2022 Chief Operating Officer
(Street) 4. If Amendment, Date Original Filed (MM/DD/YYYY) 16. Individual or Joint/Group Filing (Check Applicable Line)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution
Date, if any
13. Trans. Code
(Instr. 8)
or Disposed of (D)
(Instr. 3, 4 and 5)
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
Form: 7. Nature
Ownership of Indirect
Beneficial
Direct (D) Ownership
Code Amount (A) or
D)
Price or Indirect (Instr. 4)
(I) (Instr.
UMH Properties, Inc. 6/9/2022 M 12000 121 \$9.85 59771.264 D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivate
2
Security
Conversion
or Exercise
(Instr. 3)
Price of
Derivative
Security
3. Trans.
Date
3A. Deemed 4. Trans.
Execution
Date, if any
Code
(Instr. 8)
5. Number of
Derivative Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable
and Expiration Date
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Security
(Instr. 5)
8. Price of 9. Number of
Derivative derivative
Securities
Beneficially
Owned
10.
Ownership
Form of
Derivative
Security:
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable Date
Expiration Title Amount or
Number of
Shares
Following
Reported
Transaction(s)
(Instr. 4)
Direct (D)
or Indirect
(I) (Instr.
4)
UMH Properties,
Inc.
\$23.81 3/28/2023 3/28/2032 UMH
Properties,
Inc.
39000 39000 D
UMH Properties,
Inc.
\$22.57 7/14/2022 7/14/2031 UMH
Properties,
Inc.
50000 50000 D
UMH Properties,
Inc.
\$9.7 3/25/2021 3/25/2030 UMH
Properties,
Inc.
50000 50000 D
UMH Properties,
Inc.
\$11.42 1/2/2020 1/2/2029 UMH
Properties,
Inc.
40000 40000 D
UMH Properties,
Inc.
\$13.09 4/2/2019 4/2/2028 UMH
Properties,
Inc.
20000 20000 D
UMH Properties,
Inc.
\$15.04 4/4/2018 4/4/2027 UMH
Properties,
Inc.
20000 20000 D
UMH Properties,
Inc.
\$9.77 4/5/2017 4/5/2024 UMH
Properties,
Inc.
20000 20000 D
UMH Properties,
Inc.
\$9.85 6/9/2022 M 12000 (1) 6/11/2015 6/11/2022 UMH
Properties,
Inc.
12000 80 0 D

Explanation of Responses:

(1) Exercise of stock options.

Reporting Owners

Reporting Owner Name / Address, Relationships
Director10% OwnerOfficer ()ther
Taft Brett
3499 ROUTE 9 NORTH
SUITE 3C
FREEHOLD, NJ 07728
Chief Operating Officer
Signatures
Nelli Madden 6/13/2022
**Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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