Major Shareholding Notification • Jun 14, 2022
Major Shareholding Notification
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(Statement of Changes in Beneficial Ownership)
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
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| F ORM 4 |
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[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| Taft Brett | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | 10% Owner Director |
||||
| X Officer (give title below) Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 6/9/2022 | Chief Operating Officer | ||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) |
| 1. Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
13. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Form: | 7. Nature Ownership of Indirect Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or D) |
Price | or Indirect (Instr. 4) (I) (Instr. |
||||||
| UMH Properties, Inc. | 6/9/2022 | M | 12000 121 | \$9.85 | 59771.264 | D |
| 1. Title of Derivate 2 Security Conversion or Exercise (Instr. 3) Price of Derivative Security |
3. Trans. Date |
3A. Deemed 4. Trans. Execution Date, if any |
Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Security (Instr. 5) |
8. Price of 9. Number of Derivative derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
||||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 | 3/28/2032 | UMH Properties, Inc. |
39000 | 39000 | D | ||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | UMH Properties, Inc. |
40000 | 40000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
20000 | 20000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
20000 | 20000 | D | ||||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
20000 | 20000 | D | ||||||||
| UMH Properties, Inc. |
\$9.85 | 6/9/2022 | M | 12000 (1) | 6/11/2015 | 6/11/2022 | UMH Properties, Inc. |
12000 | 80 | 0 | D |
(1) Exercise of stock options.
| Reporting Owner Name / Address, | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | ()ther | |||||||
| Taft Brett 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
Chief Operating Officer |
| Signatures | |
|---|---|
| Nelli Madden | 6/13/2022 |
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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