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Director's Dealing • Jun 22, 2022
7099_rns_2022-06-22_ea543c2b-11e8-406b-9a8f-c86ad5392363.pdf
Director's Dealing
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UMH PROPERTIES, INC. Reported by TAFT BRETT
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/21/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
| F ORM 4 |
|
|---|---|
| --------------- | -- |
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| Taft Brett | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | 10% Owner Director |
||||
| X Officer (give title below) Other (specify below) |
||||||
| Chief Operating Officer | ||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 6/15/2022 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security | 2. Trans. Date 2A. Deemed | 13. Trans. Code | 4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned | 7. Nature | ||||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership of Indirect | |||||
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||
| Direct (D) Ownership | ||||||||||
| or Indirect (Instr. 4) | ||||||||||
| (A) or | (1) (Instr. | |||||||||
| Code | Amount | (D) | Price | |||||||
| UMH Properties, Inc. | 60750.32 121 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable Derivative Securities and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 19. Number of Securities Beneficially Owned |
10 Form of Derivative Security: |
11. Nature Ownership of Indirect Beneficial Ownership (Instr. 4) |
|||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 | 3/28/2032 | UMH Properties, Inc. |
39000 | 39000 | D | |||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | |||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
50000 | 50000 | D | |||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | UMH Properties, Inc. |
40000 | 40000 | D | |||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
200000 | 200000 | D | |||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
200000 | 200000 | D | |||||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
20000 | 200000 | D |
Explanation of Responses:
(1) Includes 306.06 shares acquired through dividend reinvestment on 6/15/2022, and 5,661 shares held in 401(k) as of 6/15/2022.
Reporting Owners
| Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director10% Owner Officer | Other | ||||||
| Taft Brett 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
Chief Operating Officer |
| Nelli Madden | 6/21/2022 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
UMH PROPERTIES, INC. Reported by LANDY EUGENE W
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/21/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| LANDY EUGENE W | UMH PROPERTIES, INC. UMH | |||||
| (3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
|||||
| (Middle) (Last) First) |
X Officer (give title below) Other (specify below) |
|||||
| 6/15/2022 | Chairman of the Board | |||||
| 3499 RT. 9 NORTH, SUITE 3-C (Street) |
4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Indirect Form: Direct (D) |
7. Nature of Beneficial Ownership |
||||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. 4) |
|||||
| UMH Properties, Inc. | 816652.031 (1) | D | ||||||||
| UMH Properties, Inc. | 122880 | I | Eugene W. and Gloria Landy Family Foundation |
|||||||
| UMH Properties, Inc. | 35582.9 | I | Juniper Plaza Associates |
|||||||
| UMH Properties, Inc. | 23670.01 | I | Windsor Industrial Park Associates |
|||||||
| UMH Properties, Inc. | 172607.725 | I | Landy Investments |
|||||||
| UMH Properties, Inc. | 99872.121 | I | Spouse | |||||||
| UMH Properties, Inc. | 33561.288 | I | Landy & Landy Employees' Pension Plan |
|||||||
| UMH Properties, Inc. | 42912.51 | I | Landy & Landy Employees' Profit Sharing Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed 4. Trans. Execution Date, if any |
Code (Instr. 8) |
5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 19. Number of Securities Beneficially Owned |
10 Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | A) | (D) | Date Exercisable Date |
Expiration Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$9.70 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
1000000 | 100000 | D | ||||||||
| UMH Properties, Inc. |
\$13.90 | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
1000000 | 100000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
1000000 | 100000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
100000 | 100000 | D |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following |
10. Ownership Form of Derivative Security: Direct (D) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Reported Transaction(s) (Instr. 4) |
or Indirect (I) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
100000 | 100000 | D | |||||||||
| UMH Properties, Inc. |
\$9.82 | 6/24/2016 6/24/2023 | UMH Properties, Inc. |
100000 | 100000 | D |
Explanation of Responses:
(1) Includes 232.932 shares acquired on 6/15/2022 under the UMH Dividend Reinvestment and Stock Purchase Plan.
Reporting Owners
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other | ||||||
| LANDY EUGENE W 3499 RT. 9 NORTH SUITE 3-C FREEHOLD, NJ 07728 |
X | Chairman of the Board |
Signatures
| Eugene W. Landy | 6/21/2022 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.